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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+7.52%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$19.6B
AUM Growth
+$4.43B
Cap. Flow
+$441M
Cap. Flow %
2.26%
Top 10 Hldgs %
30.49%
Holding
1,499
New
193
Increased
971
Reduced
177
Closed
115

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$285M
2
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$53.7M
3
MS icon
Morgan Stanley
MS
+$50.7M
4
IMMU
Immunomedics Inc
IMMU
+$43M
5
MXIM
Maxim Integrated Products
MXIM
+$39.7M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$105M
2
CZR
Caesars Entertainment Corporation
CZR
+$81.1M
3
GOTU icon
Gaotu Techedu
GOTU
+$45M
4
WUBA
58.com Inc
WUBA
+$44.3M
5
WTW icon
Willis Towers Watson
WTW
+$37.4M

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.7%
2 Financials 1.3%
3 Healthcare 1.29%
4 Energy 0.7%
5 Consumer Discretionary 0.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLE icon
1426
State Street Energy Select Sector SPDR ETF
XLE
$40.2B
– –
-22,606
Closed -$428K
XLE icon
1427
PUT
State Street Energy Select Sector SPDR ETF
XLE
$40.2B
– –
-22,600
Closed -$428K
XLU icon
1428
CALL
State Street Utilities Select Sector SPDR ETF
XLU
$20.4B
– –
-6,400
Closed -$181K
ACOR
1429
DELISTED
Acorda Therapeutics
ACOR
– –
-444
Closed -$39K
TWTR
1430
DELISTED
Twitter, Inc.
TWTR
– –
-64,424
Closed -$2.47M
DISCK
1431
CALL
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
– –
-1,300
Closed -$25K
DISCK
1432
PUT
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
– –
-13,500
Closed -$260K
RP
1433
PUT
DELISTED
RealPage, Inc.
RP
– –
-15,000
Closed -$975K
VAR
1434
CALL
DELISTED
Varian Medical Systems, Inc.
VAR
– –
-1,900
Closed -$233K
VAR
1435
PUT
DELISTED
Varian Medical Systems, Inc.
VAR
– –
-6,000
Closed -$735K
AMTD
1436
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-128,333
Closed -$4.67M
ETFC
1437
DELISTED
E*Trade Financial Corporation
ETFC
– –
-105,017
Closed -$5.48M
BREW
1438
DELISTED
Craft Brew Alliance, Inc.
BREW
– –
-64,223
Closed -$988K
WUBA
1439
DELISTED
58.com Inc
WUBA
– –
-821,708
Closed -$44.3M
LOGM
1440
DELISTED
LogMein, Inc.
LOGM
– –
-56,378
Closed -$4.78M
FSCT
1441
DELISTED
ForeScout Technologies, Inc. Common Stock
FSCT
– –
-57,626
Closed -$1.22M
PTLA
1442
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
– –
-166,055
Closed -$2.99M
MEET
1443
DELISTED
The Meet Group, Inc. Common Stock
MEET
– –
-152,736
Closed -$953K
SIVB
1444
CALL
DELISTED
SVB Financial Group
SIVB
– –
-300
Closed -$65K
SIVB
1445
PUT
DELISTED
SVB Financial Group
SIVB
– –
-2,500
Closed -$539K
EE
1446
DELISTED
El Paso Electric Company
EE
– –
-162,578
Closed -$10.9M
CZR
1447
DELISTED
Caesars Entertainment Corporation
CZR
– –
-6,687,533
Closed -$81.1M
CZR
1448
PUT
DELISTED
Caesars Entertainment Corporation
CZR
– –
-263,500
Closed -$3.2M
54 55 56 57
58

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Capstone Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Capstone Investment Advisors held 1,499 positions worth $19.6B, up 29% from $15.1B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Capstone Investment Advisors's Q3 2020 filing shows 193 new, 971 increased, 177 reduced and 115 closed positions. Its largest new stake was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M. The largest sale was Invesco QQQ Trust, an estimated $105M.

By sector, the portfolio is most concentrated in Miscellaneous at 95% of assets, down from 95% a quarter earlier, followed by Financials and Healthcare.

  • Capstone Investment Advisors's largest Q3 2020 buy was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2020, an estimated $285M increase.
  • Capstone Investment Advisors's biggest Q3 2020 reduction was Invesco QQQ Trust, cutting an estimated $105M.
  • Capstone Investment Advisors fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $81.1M.
  • Capstone Investment Advisors's ten largest holdings make up 30% of its $19.6B portfolio in Q3 2020.
  • Capstone Investment Advisors opened 193 new positions and closed 115 in Q3 2020.
  • Capstone Investment Advisors's portfolio value rose 29% quarter-over-quarter to $19.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2020, filed 16 Nov 2020.