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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$14.6B
AUM Growth
+$733M
Cap. Flow
+$742M
Cap. Flow %
5.1%
Top 10 Hldgs %
21.4%
Holding
1,536
New
151
Increased
821
Reduced
320
Closed
194

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$447M
2
AGN
Allergan plc
AGN
+$58.6M
3
GWR
Genesee & Wyoming Inc.
GWR
+$25.8M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$16.5M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$16.4M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$136M
2
APC
Anadarko Petroleum
APC
+$126M
3
DATA
Tableau Software, Inc.
DATA
+$42.9M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$31M
5
GLD icon
SPDR Gold Trust
GLD
+$30.7M

Sector Composition

Rank Sector Weight
1 Healthcare 2.32%
2 Technology 0.77%
3 Consumer Discretionary 0.65%
4 Industrials 0.65%
5 Energy 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOP icon
1426
CALL
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.67B
– –
-361,125
Closed -$39.4M
XOP icon
1427
PUT
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.67B
– –
-201,650
Closed -$22M
XRT icon
1428
CALL
State Street SPDR S&P Retail ETF
XRT
$645M
– –
-56,800
Closed -$2.41M
XRT icon
1429
PUT
State Street SPDR S&P Retail ETF
XRT
$645M
– –
-33,200
Closed -$1.41M
COUP
1430
DELISTED
Coupa Software Incorporated
COUP
– –
-8,800
Closed -$1.11M
CLR
1431
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-6,636
Closed -$279K
TWTR
1432
DELISTED
Twitter, Inc.
TWTR
– –
-6,536
Closed -$267K
MTOR
1433
DELISTED
MERITOR, Inc.
MTOR
– –
-53,600
Closed -$1.3M
ZNGA
1434
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-297,700
Closed -$1.82M
PE
1435
CALL
DELISTED
PARSLEY ENERGY INC
PE
– –
-200,000
Closed -$3.8M
PE
1436
DELISTED
PARSLEY ENERGY INC
PE
– –
-3,975
Closed -$76K
AMAG
1437
CALL
DELISTED
AMAG Pharmaceuticals
AMAG
– –
-48,500
Closed -$485K
IMMU
1438
CALL
DELISTED
Immunomedics Inc
IMMU
– –
-20,000
Closed -$277K
I
1439
CALL
DELISTED
INTELSAT S. A.
I
– –
-25,000
Closed -$486K
MLNX
1440
DELISTED
Mellanox Technologies, Ltd.
MLNX
– –
-122,682
Closed -$13.5M
MLNX
1441
PUT
DELISTED
Mellanox Technologies, Ltd.
MLNX
– –
-165,000
Closed -$18.3M
LKSD
1442
DELISTED
LSC Communications, Inc.
LKSD
– –
-84,320
Closed -$309K
BID
1443
DELISTED
Sotheby's
BID
– –
-40,642
Closed -$2.36M
DFRG
1444
DELISTED
Del Frisco's Restaurant Group, Inc. Common Stock
DFRG
– –
-164,386
Closed -$1.31M
SFLY
1445
DELISTED
Shutterfly, Inc.
SFLY
– –
-397,196
Closed -$20.1M
CRAY
1446
DELISTED
Cray, Inc.
CRAY
– –
-147,764
Closed -$5.14M
AQ
1447
DELISTED
Aquantia Corp. Common Stock
AQ
– –
-111,998
Closed -$1.46M
WAGE
1448
DELISTED
WageWorks, Inc.
WAGE
– –
-199,898
Closed -$10.2M
PCMI
1449
DELISTED
PCM, Inc
PCMI
– –
-43,883
Closed -$1.54M
HIVE
1450
DELISTED
Aerohive Networks
HIVE
– –
-54,000
Closed -$239K
56 57
58
59 60

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Capstone Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Capstone Investment Advisors held 1,536 positions worth $14.6B, up 5.3% from $13.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Capstone Investment Advisors deployed $742M of net new capital in Q3 2019, opening 151 new positions and adding to 821 existing holdings. Its largest new stake was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.

By sector, the portfolio is most concentrated in Healthcare at 2.3% of assets, up from 2% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $31M trimmed.

  • Capstone Investment Advisors's largest Q3 2019 buy was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $447M increase.
  • Capstone Investment Advisors's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $31M.
  • Capstone Investment Advisors fully exited Red Hat Inc in Q3 2019, selling an estimated $136M.
  • Capstone Investment Advisors's ten largest holdings make up 21% of its $14.6B portfolio in Q3 2019.
  • Capstone Investment Advisors opened 151 new positions and closed 194 in Q3 2019.
  • Capstone Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $14.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2019, filed 14 Nov 2019.