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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$13.7B
AUM Growth
-$2.83B
Cap. Flow
-$5.88B
Cap. Flow %
-42.81%
Top 10 Hldgs %
40.17%
Holding
1,769
New
118
Increased
554
Reduced
424
Closed
276

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$45.8M
2
O icon
Realty Income
O
+$37.9M
3
GLD icon
SPDR Gold Trust
GLD
+$36.8M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$31.4M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$16.7M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$109M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$80.6M
4
AAPL icon
Apple
AAPL
+$59M
5
JPM icon
JPMorgan Chase
JPM
+$34.3M

Sector Composition

Rank Sector Weight
1 Technology 1.84%
2 Financials 1.69%
3 Consumer Discretionary 1.14%
4 Communication Services 0.66%
5 Healthcare 0.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMN icon
1401
CALL
Eastman Chemical
EMN
$8.34B
– –
-900
Closed -$64K
EMN icon
1402
PUT
Eastman Chemical
EMN
$8.34B
– –
-3,100
Closed -$220K
EMR icon
1403
Emerson Electric
EMR
$91.3B
– –
-13,484
Closed -$1.21M
EQIX icon
1404
CALL
Equinix
EQIX
$105B
– –
-300
Closed -$171K
EQIX icon
1405
PUT
Equinix
EQIX
$105B
– –
-500
Closed -$284K
ERIC icon
1406
Ericsson
ERIC
$33.5B
– –
-34,696
Closed -$199K
ETR icon
1407
CALL
Entergy
ETR
$50.2B
– –
-1,800
Closed -$91K
ETR icon
1408
PUT
Entergy
ETR
$50.2B
– –
-8,000
Closed -$403K
EXR icon
1409
CALL
Extra Space Storage
EXR
$31.1B
– –
-700
Closed -$121K
EXR icon
1410
PUT
Extra Space Storage
EXR
$31.1B
– –
-2,900
Closed -$501K
FDS icon
1411
CALL
Factset
FDS
$9.91B
– –
-100
Closed -$40K
FDS icon
1412
PUT
Factset
FDS
$9.91B
– –
-400
Closed -$160K
FTV icon
1413
PUT
Fortive
FTV
$18.5B
– –
-9,024
Closed -$396K
GLPI icon
1414
Gaming and Leisure Properties
GLPI
$12.5B
– –
-51,423
Closed -$2.27M
HIG icon
1415
Hartford Financial Services
HIG
$38.1B
– –
-5,633
Closed -$406K
HTHT icon
1416
Huazhu Hotels Group
HTHT
$12.7B
– –
-15,290
Closed -$513K
HYG icon
1417
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
– –
-200,000
Closed -$14.7M
IDXX icon
1418
Idexx Laboratories
IDXX
$45B
– –
-7,157
Closed -$2.78M
IIIV icon
1419
i3 Verticals
IIIV
$317M
– –
-27,248
Closed -$546K
INCY icon
1420
Incyte
INCY
$24.6B
– –
-5,849
Closed -$448K
INDA icon
1421
iShares MSCI India ETF
INDA
$6.58B
– –
-150,000
Closed -$6.12M
IQV icon
1422
CALL
IQVIA
IQV
$40B
– –
-2,400
Closed -$435K
IQV icon
1423
IQVIA
IQV
$40B
– –
-1,513
Closed -$274K
IQV icon
1424
PUT
IQVIA
IQV
$40B
– –
-7,600
Closed -$1.38M
IT icon
1425
CALL
Gartner
IT
$11.4B
– –
-3,200
Closed -$885K
55 56
57
58 59

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Capstone Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Capstone Investment Advisors held 1,769 positions worth $13.7B, down 17% from $16.6B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Capstone Investment Advisors withdrew a net $5.88B in Q4 2022, closing 276 positions and reducing 424 holdings. Its most notable exit was iShares US Real Estate ETF, an estimated $22.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, down from 2.7% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $46.4M.

  • Capstone Investment Advisors's largest Q4 2022 buy was iShares MSCI USA Min Vol Factor ETF: 643,380 shares worth $46.4M.
  • Capstone Investment Advisors added most to Realty Income in Q4 2022, an estimated $37.9M increase.
  • Capstone Investment Advisors's biggest Q4 2022 reduction was Microsoft, cutting an estimated $109M.
  • Capstone Investment Advisors fully exited iShares US Real Estate ETF in Q4 2022, selling an estimated $22.4M.
  • Capstone Investment Advisors's ten largest holdings make up 40% of its $13.7B portfolio in Q4 2022.
  • Capstone Investment Advisors opened 118 new positions and closed 276 in Q4 2022.
  • Capstone Investment Advisors's portfolio value fell 17% quarter-over-quarter to $13.7B.

Based on Capstone Investment Advisors's 13F filing for Q4 2022, filed 10 Feb 2023.