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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+7.52%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$19.6B
AUM Growth
+$4.43B
Cap. Flow
+$441M
Cap. Flow %
2.26%
Top 10 Hldgs %
30.49%
Holding
1,499
New
193
Increased
971
Reduced
177
Closed
115

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$285M
2
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$53.7M
3
MS icon
Morgan Stanley
MS
+$50.7M
4
IMMU
Immunomedics Inc
IMMU
+$43M
5
MXIM
Maxim Integrated Products
MXIM
+$39.7M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$105M
2
CZR
Caesars Entertainment Corporation
CZR
+$81.1M
3
GOTU icon
Gaotu Techedu
GOTU
+$45M
4
WUBA
58.com Inc
WUBA
+$44.3M
5
WTW icon
Willis Towers Watson
WTW
+$37.4M

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.7%
2 Financials 1.3%
3 Healthcare 1.29%
4 Energy 0.7%
5 Consumer Discretionary 0.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
1401
Invesco QQQ Trust
QQQ
$502B
$0 ﹤0.01%
1
-388,679
-100% -$105M
RJF icon
1402
CALL
Raymond James Financial
RJF
$30.8B
– –
-900
Closed -$41K
RJF icon
1403
PUT
Raymond James Financial
RJF
$30.8B
– –
-7,950
Closed -$365K
ROL icon
1404
CALL
Rollins
ROL
$14.4B
– –
-600
Closed -$17K
ROL icon
1405
PUT
Rollins
ROL
$14.4B
– –
-9,600
Closed -$271K
ROP icon
1406
CALL
Roper Technologies
ROP
$35.5B
– –
-1,400
Closed -$544K
ROP icon
1407
PUT
Roper Technologies
ROP
$35.5B
– –
-4,300
Closed -$1.67M
RWT
1408
PUT
Redwood Trust
RWT
$467M
– –
-17,800
Closed -$125K
SBUX icon
1409
Starbucks
SBUX
$108B
– –
-28,227
Closed -$2.25M
SHW icon
1410
Sherwin-Williams
SHW
$79.9B
– –
-1,341
Closed -$293K
SLG icon
1411
CALL
SL Green Realty
SLG
$3.61B
– –
-723
Closed -$35K
SLG icon
1412
PUT
SL Green Realty
SLG
$3.61B
– –
-4,545
Closed -$217K
SMH icon
1413
VanEck Semiconductor ETF
SMH
$78.3B
$0 ﹤0.01%
+2
New +$168
STZ icon
1414
Constellation Brands
STZ
$19.4B
– –
-3,776
Closed -$689K
SYK icon
1415
Stryker
SYK
$104B
– –
-7,226
Closed -$1.4M
T icon
1416
AT&T
T
$174B
– –
-25,789
Closed -$576K
TCOM icon
1417
Trip.com Group
TCOM
$24.8B
– –
-9,024
Closed -$256K
TJX icon
1418
TJX Companies
TJX
$143B
– –
-48,018
Closed -$2.59M
TLRY icon
1419
PUT
Tilray
TLRY
$580M
– –
-12,410
Closed -$882K
VALE icon
1420
CALL
Vale
VALE
$57.9B
– –
-250,700
Closed -$2.58M
VALE icon
1421
Vale
VALE
$57.9B
– –
-96,493
Closed -$995K
VALE icon
1422
PUT
Vale
VALE
$57.9B
– –
-226,100
Closed -$2.33M
VZ icon
1423
Verizon
VZ
$196B
– –
-11,991
Closed -$697K
WHR icon
1424
Whirlpool
WHR
$2.07B
– –
-5,716
Closed -$950K
WY icon
1425
Weyerhaeuser
WY
$14.4B
– –
-19,916
Closed -$547K
54 55 56
57
58

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Capstone Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Capstone Investment Advisors held 1,499 positions worth $19.6B, up 29% from $15.1B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Capstone Investment Advisors's Q3 2020 filing shows 193 new, 971 increased, 177 reduced and 115 closed positions. Its largest new stake was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M. The largest sale was Invesco QQQ Trust, an estimated $105M.

By sector, the portfolio is most concentrated in Miscellaneous at 95% of assets, down from 95% a quarter earlier, followed by Financials and Healthcare.

  • Capstone Investment Advisors's largest Q3 2020 buy was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2020, an estimated $285M increase.
  • Capstone Investment Advisors's biggest Q3 2020 reduction was Invesco QQQ Trust, cutting an estimated $105M.
  • Capstone Investment Advisors fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $81.1M.
  • Capstone Investment Advisors's ten largest holdings make up 30% of its $19.6B portfolio in Q3 2020.
  • Capstone Investment Advisors opened 193 new positions and closed 115 in Q3 2020.
  • Capstone Investment Advisors's portfolio value rose 29% quarter-over-quarter to $19.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2020, filed 16 Nov 2020.