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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-17.43%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$6.22B
AUM Growth
-$12.3B
Cap. Flow
-$10.1B
Cap. Flow %
-162.91%
Top 10 Hldgs %
27.05%
Holding
1,477
New
103
Increased
219
Reduced
768
Closed
370

Top Buys

Rank Stock Value
1
FXI icon
iShares China Large-Cap ETF
FXI
+$23M
2
RTN
Raytheon Company
RTN
+$19.6M
3
XOM icon
ExxonMobil
XOM
+$13.8M
4
BWA icon
BorgWarner
BWA
+$13.5M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$12.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$79.3M
2
GDX icon
VanEck Gold Miners ETF
GDX
+$75.4M
3
AAPL icon
Apple
AAPL
+$54.3M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$47.6M
5
AMZN icon
Amazon
AMZN
+$40.9M

Sector Composition

Rank Sector Weight
1 Financials 1.76%
2 Energy 1.29%
3 Consumer Discretionary 1.18%
4 Technology 1.18%
5 Industrials 0.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WAAS
1401
DELISTED
AquaVenture Holdings Limited
WAAS
– –
-29,075
Closed -$789K
AYR
1402
DELISTED
Aircastle Ltd
AYR
– –
-133,652
Closed -$4.28M
INST
1403
CALL
DELISTED
Instructure, Inc.
INST
– –
-1,000
Closed -$48K
INST
1404
DELISTED
Instructure, Inc.
INST
– –
-170,731
Closed -$8.23M
PEGI
1405
CALL
DELISTED
Pattern Energy Group Inc. Class A
PEGI
– –
-10,000
Closed -$268K
PEGI
1406
DELISTED
Pattern Energy Group Inc. Class A
PEGI
– –
-77,677
Closed -$2.08M
INXN
1407
DELISTED
Interxion Holding N.V.
INXN
– –
-24,491
Closed -$2.05M
ZAYO
1408
DELISTED
Zayo Group Holdings, Inc.
ZAYO
– –
-1,147,448
Closed -$39.8M
CRCM
1409
DELISTED
CARE.COM, INC.
CRCM
– –
-109,411
Closed -$1.64M
DPLO
1410
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
– –
-450,000
Closed -$1.8M
IPHS
1411
DELISTED
Innophos Holdings, Inc.
IPHS
– –
-47,894
Closed -$1.53M
CBPX
1412
DELISTED
CONTINENTAL BUILDING PRODUCTS, INC.
CBPX
– –
-87,883
Closed -$3.2M
LPT
1413
DELISTED
Liberty Property Trust
LPT
– –
-24,501
Closed -$1.47M
CISN
1414
DELISTED
Cision Ltd. Ordinary Share
CISN
– –
-161,594
Closed -$1.61M
ACHN
1415
DELISTED
Achillion Pharmaceuticals
ACHN
– –
-299,906
Closed -$1.81M
THOR
1416
DELISTED
Synthorx, Inc. Common Stock
THOR
– –
-14,360
Closed -$1M
WCG
1417
CALL
DELISTED
Wellcare Health Plans, Inc.
WCG
– –
-1,600
Closed -$528K
WCG
1418
DELISTED
Wellcare Health Plans, Inc.
WCG
– –
-34,843
Closed -$11.5M
WCG
1419
PUT
DELISTED
Wellcare Health Plans, Inc.
WCG
– –
-12,200
Closed -$4.03M
ARQL
1420
DELISTED
Arqule Inc
ARQL
– –
-451,547
Closed -$9.01M
BOLD
1421
DELISTED
Audentes Therapeutics, Inc
BOLD
– –
-67,014
Closed -$4.01M
BOLD
1422
PUT
DELISTED
Audentes Therapeutics, Inc
BOLD
– –
-16,100
Closed -$963K
MDCO
1423
DELISTED
Medicines Co
MDCO
– –
-700
Closed -$59K
MDCO
1424
PUT
DELISTED
Medicines Co
MDCO
– –
-145,000
Closed -$12.3M
KEM
1425
DELISTED
KEMET Corporation
KEM
– –
-163,901
Closed -$4.43M
54 55 56
57
58

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Capstone Investment Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Capstone Investment Advisors held 1,477 positions worth $6.22B, down 66% from $18.5B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors withdrew a net $10.1B in Q1 2020, closing 370 positions and reducing 768 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $79.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.8% of assets, up from 1.1% a quarter earlier, followed by Energy and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in BorgWarner worth $10M.

  • Capstone Investment Advisors's largest Q1 2020 buy was BorgWarner: 467,036 shares worth $10M.
  • Capstone Investment Advisors added most to iShares China Large-Cap ETF in Q1 2020, an estimated $23M increase.
  • Capstone Investment Advisors's biggest Q1 2020 reduction was Apple, cutting an estimated $54.3M.
  • Capstone Investment Advisors fully exited State Street SPDR S&P 500 ETF Trust in Q1 2020, selling an estimated $79.3M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $6.22B portfolio in Q1 2020.
  • Capstone Investment Advisors opened 103 new positions and closed 370 in Q1 2020.
  • Capstone Investment Advisors's portfolio value fell 66% quarter-over-quarter to $6.22B.

Based on Capstone Investment Advisors's 13F filing for Q1 2020, filed 15 May 2020.