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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$18.5B
AUM Growth
+$3.98B
Cap. Flow
+$2.5B
Cap. Flow %
13.46%
Top 10 Hldgs %
21.74%
Holding
1,532
New
189
Increased
877
Reduced
255
Closed
157

Top Buys

Rank Stock Value
1
GDX icon
VanEck Gold Miners ETF
GDX
+$69.8M
2
AAPL icon
Apple
AAPL
+$55.1M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$33M
4
BAC icon
Bank of America
BAC
+$25.3M
5
WMT icon
Walmart Inc
WMT
+$23.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$463M
2
CELG
Celgene Corp
CELG
+$133M
3
AGN
Allergan plc
AGN
+$95.6M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$68.6M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$38.4M

Sector Composition

Rank Sector Weight
1 Technology 1.19%
2 Financials 1.05%
3 Healthcare 0.78%
4 Consumer Discretionary 0.72%
5 Consumer Staples 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PODD icon
1401
PUT
Insulet
PODD
$10B
– –
-3,500
Closed -$577K
PPG icon
1402
PPG Industries
PPG
$25.8B
$0 ﹤0.01%
2
-46
-96% -$5.83K
PTCT icon
1403
PUT
PTC Therapeutics
PTCT
$6.15B
– –
-68,200
Closed -$2.31M
RCL icon
1404
Royal Caribbean
RCL
$82.1B
– –
-6,589
Closed -$768K
RHI icon
1405
CALL
Robert Half
RHI
$4.31B
– –
-1,500
Closed -$83K
RHI icon
1406
PUT
Robert Half
RHI
$4.31B
– –
-6,900
Closed -$384K
RL icon
1407
Ralph Lauren
RL
$23.7B
– –
-5,595
Closed -$589K
SBAC icon
1408
CALL
SBA Communications
SBAC
$19.3B
– –
-2,100
Closed -$506K
SBAC icon
1409
PUT
SBA Communications
SBAC
$19.3B
– –
-2,800
Closed -$675K
SHOP icon
1410
Shopify
SHOP
$196B
– –
-31,320
Closed -$976K
SNA icon
1411
CALL
Snap-on
SNA
$21.3B
– –
-1,100
Closed -$172K
SNA icon
1412
PUT
Snap-on
SNA
$21.3B
– –
-1,300
Closed -$204K
SNPS icon
1413
CALL
Synopsys
SNPS
$78.7B
– –
-2,500
Closed -$343K
SNPS icon
1414
PUT
Synopsys
SNPS
$78.7B
– –
-7,800
Closed -$1.07M
SRPT icon
1415
PUT
Sarepta Therapeutics
SRPT
$1.92B
– –
-6,000
Closed -$452K
STLA icon
1416
CALL
Stellantis
STLA
$20.5B
– –
-100,000
Closed -$1.29M
SWKS icon
1417
Skyworks Solutions
SWKS
$10.3B
– –
-4,171
Closed -$410K
TCOM icon
1418
CALL
Trip.com Group
TCOM
$29.1B
– –
-29,300
Closed -$858K
TCOM icon
1419
Trip.com Group
TCOM
$29.1B
– –
-29,518
Closed -$865K
TCOM icon
1420
PUT
Trip.com Group
TCOM
$29.1B
– –
-125,600
Closed -$3.68M
TMO icon
1421
Thermo Fisher Scientific
TMO
$224B
– –
-6,633
Closed -$2.01M
UIS icon
1422
Unisys
UIS
$205M
– –
-67,300
Closed -$500K
UNM icon
1423
CALL
Unum
UNM
$14.2B
– –
-2,100
Closed -$62K
UNM icon
1424
Unum
UNM
$14.2B
– –
-5,168
Closed -$154K
UNM icon
1425
PUT
Unum
UNM
$14.2B
– –
-18,400
Closed -$547K
55 56
57
58 59

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Capstone Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Capstone Investment Advisors held 1,532 positions worth $18.5B, up 27% from $14.6B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Capstone Investment Advisors deployed $2.5B of net new capital in Q4 2019, opening 189 new positions and adding to 877 existing holdings. Its largest new stake was Costco: 66,964 shares worth $19.7M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 0.77% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $463M trimmed.

  • Capstone Investment Advisors's largest Q4 2019 buy was Costco: 66,964 shares worth $19.7M.
  • Capstone Investment Advisors added most to VanEck Gold Miners ETF in Q4 2019, an estimated $69.8M increase.
  • Capstone Investment Advisors's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $463M.
  • Capstone Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $133M.
  • Capstone Investment Advisors's ten largest holdings make up 22% of its $18.5B portfolio in Q4 2019.
  • Capstone Investment Advisors opened 189 new positions and closed 157 in Q4 2019.
  • Capstone Investment Advisors's portfolio value rose 27% quarter-over-quarter to $18.5B.

Based on Capstone Investment Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.