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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$14.6B
AUM Growth
+$733M
Cap. Flow
+$742M
Cap. Flow %
5.1%
Top 10 Hldgs %
21.4%
Holding
1,536
New
151
Increased
821
Reduced
320
Closed
194

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$447M
2
AGN
Allergan plc
AGN
+$58.6M
3
GWR
Genesee & Wyoming Inc.
GWR
+$25.8M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$16.5M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$16.4M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$136M
2
APC
Anadarko Petroleum
APC
+$126M
3
DATA
Tableau Software, Inc.
DATA
+$42.9M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$31M
5
GLD icon
SPDR Gold Trust
GLD
+$30.7M

Sector Composition

Rank Sector Weight
1 Healthcare 2.32%
2 Technology 0.77%
3 Consumer Discretionary 0.65%
4 Industrials 0.65%
5 Energy 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYY icon
1401
Sysco
SYY
$40.3B
– –
-4,583
Closed -$336K
T icon
1402
AT&T
T
$168B
– –
-139,430
Closed -$3.69M
TD icon
1403
PUT
Toronto Dominion Bank
TD
$201B
– –
-13,100
Closed -$765K
TEL icon
1404
TE Connectivity
TEL
$63.3B
– –
-236
Closed -$21.7K
TEVA icon
1405
Teva Pharmaceuticals
TEVA
$42.5B
– –
-52,800
Closed -$487K
TTWO icon
1406
Take-Two Interactive
TTWO
$46.8B
– –
-576
Closed -$71.9K
UAL icon
1407
United Airlines
UAL
$41B
– –
-3,807
Closed -$336K
UDR icon
1408
UDR
UDR
$12B
– –
-1,360
Closed -$64.1K
UHS icon
1409
Universal Health Services
UHS
$9.94B
– –
-55
Closed -$7.9K
USB icon
1410
US Bancorp
USB
$100B
– –
-34,607
Closed -$1.87M
VFC icon
1411
VF Corp
VFC
$5.81B
– –
-28
Closed -$2.39K
VTR icon
1412
Ventas
VTR
$44.6B
– –
-2,213
Closed -$157K
W icon
1413
PUT
Wayfair
W
$14.1B
– –
-5,000
Closed -$730K
WAB icon
1414
Wabtec
WAB
$50.3B
– –
-172
Closed -$12.2K
WEC icon
1415
WEC Energy
WEC
$34.8B
– –
-349
Closed -$31.4K
WELL icon
1416
Welltower
WELL
$163B
$0 ﹤0.01%
2
-8
-80% -$696
WTW icon
1417
Willis Towers Watson
WTW
$31.8B
– –
-171
Closed -$33.4K
XLB icon
1418
State Street Materials Select Sector SPDR ETF
XLB
$8.72B
– –
-195,892
Closed -$5.73M
XLE icon
1419
CALL
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
– –
-776,400
Closed -$24.7M
XLE icon
1420
PUT
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
– –
-824,800
Closed -$26.3M
XLP icon
1421
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
– –
-46,486
Closed -$2.7M
XLU icon
1422
CALL
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
– –
-300,000
Closed -$8.95M
XLU icon
1423
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$0 ﹤0.01%
4
– –
XLV icon
1424
CALL
State Street Health Care Select Sector SPDR ETF
XLV
$43.9B
– –
-44,100
Closed -$4.08M
XLV icon
1425
PUT
State Street Health Care Select Sector SPDR ETF
XLV
$43.9B
– –
-2,100
Closed -$195K
55 56
57
58 59

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Capstone Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Capstone Investment Advisors held 1,536 positions worth $14.6B, up 5.3% from $13.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Capstone Investment Advisors deployed $742M of net new capital in Q3 2019, opening 151 new positions and adding to 821 existing holdings. Its largest new stake was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.

By sector, the portfolio is most concentrated in Healthcare at 2.3% of assets, up from 2% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $31M trimmed.

  • Capstone Investment Advisors's largest Q3 2019 buy was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $447M increase.
  • Capstone Investment Advisors's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $31M.
  • Capstone Investment Advisors fully exited Red Hat Inc in Q3 2019, selling an estimated $136M.
  • Capstone Investment Advisors's ten largest holdings make up 21% of its $14.6B portfolio in Q3 2019.
  • Capstone Investment Advisors opened 151 new positions and closed 194 in Q3 2019.
  • Capstone Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $14.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2019, filed 14 Nov 2019.