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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$13.7B
AUM Growth
-$2.83B
Cap. Flow
-$5.88B
Cap. Flow %
-42.81%
Top 10 Hldgs %
40.17%
Holding
1,769
New
118
Increased
554
Reduced
424
Closed
276

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$45.8M
2
O icon
Realty Income
O
+$37.9M
3
GLD icon
SPDR Gold Trust
GLD
+$36.8M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$31.4M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$16.7M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$109M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$80.6M
4
AAPL icon
Apple
AAPL
+$59M
5
JPM icon
JPMorgan Chase
JPM
+$34.3M

Sector Composition

Rank Sector Weight
1 Technology 1.84%
2 Financials 1.69%
3 Consumer Discretionary 1.14%
4 Communication Services 0.66%
5 Healthcare 0.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBRE icon
1376
CBRE Group
CBRE
$42.7B
– –
-12,313
Closed -$831K
CDW icon
1377
CALL
CDW
CDW
$17B
– –
-1,000
Closed -$156K
CDW icon
1378
PUT
CDW
CDW
$17B
– –
-3,000
Closed -$468K
CE icon
1379
CALL
Celanese
CE
$4.78B
– –
-1,000
Closed -$90K
CE icon
1380
PUT
Celanese
CE
$4.78B
– –
-2,400
Closed -$217K
CMI icon
1381
Cummins
CMI
$88.1B
– –
-600
Closed -$143K
CMS icon
1382
CALL
CMS Energy
CMS
$21.9B
– –
-3,000
Closed -$175K
CMS icon
1383
PUT
CMS Energy
CMS
$21.9B
– –
-1,500
Closed -$87K
CNP icon
1384
CenterPoint Energy
CNP
$26.6B
– –
-5,310
Closed -$154K
CPNG icon
1385
PUT
Coupang
CPNG
$29.7B
– –
-250,000
Closed -$4.17M
CRBG icon
1386
Corebridge Financial
CRBG
$15B
– –
-529,820
Closed -$10.4M
CTAS icon
1387
CALL
Cintas
CTAS
$82.1B
– –
-13,200
Closed -$1.28M
CTAS icon
1388
Cintas
CTAS
$82.1B
– –
-2,008
Closed -$195K
CTAS icon
1389
PUT
Cintas
CTAS
$82.1B
– –
-40,800
Closed -$3.96M
DAR icon
1390
CALL
Darling Ingredients
DAR
$9.92B
– –
-40,000
Closed -$2.65M
DIA icon
1391
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.3B
– –
-10,619
Closed -$3.05M
DKNG icon
1392
DraftKings
DKNG
$12.7B
– –
-32,845
Closed -$497K
DOCU
1393
CALL
DocuSign
DOCU
$11B
– –
-10,000
Closed -$535K
DOCU
1394
PUT
DocuSign
DOCU
$11B
– –
-10,000
Closed -$535K
DOV icon
1395
CALL
Dover
DOV
$28B
– –
-500
Closed -$58K
DOV icon
1396
PUT
Dover
DOV
$28B
– –
-2,300
Closed -$268K
DUK icon
1397
Duke Energy
DUK
$95.9B
– –
-3,345
Closed -$321K
ELV icon
1398
Elevance Health
ELV
$85.7B
– –
-13
Closed -$6.6K
EMB icon
1399
CALL
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
– –
-650,000
Closed -$51.6M
EMB icon
1400
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
– –
-65,000
Closed -$5.16M
54 55
56
57 58

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Capstone Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Capstone Investment Advisors held 1,769 positions worth $13.7B, down 17% from $16.6B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Capstone Investment Advisors withdrew a net $5.88B in Q4 2022, closing 276 positions and reducing 424 holdings. Its most notable exit was iShares US Real Estate ETF, an estimated $22.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, down from 2.7% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $46.4M.

  • Capstone Investment Advisors's largest Q4 2022 buy was iShares MSCI USA Min Vol Factor ETF: 643,380 shares worth $46.4M.
  • Capstone Investment Advisors added most to Realty Income in Q4 2022, an estimated $37.9M increase.
  • Capstone Investment Advisors's biggest Q4 2022 reduction was Microsoft, cutting an estimated $109M.
  • Capstone Investment Advisors fully exited iShares US Real Estate ETF in Q4 2022, selling an estimated $22.4M.
  • Capstone Investment Advisors's ten largest holdings make up 40% of its $13.7B portfolio in Q4 2022.
  • Capstone Investment Advisors opened 118 new positions and closed 276 in Q4 2022.
  • Capstone Investment Advisors's portfolio value fell 17% quarter-over-quarter to $13.7B.

Based on Capstone Investment Advisors's 13F filing for Q4 2022, filed 10 Feb 2023.