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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+7.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$19.6B
AUM Growth
+$4.43B
Cap. Flow
+$2.96B
Cap. Flow %
15.14%
Top 10 Hldgs %
30.49%
Holding
1,499
New
193
Increased
971
Reduced
177
Closed
115

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$285M
2
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$53.7M
3
MS icon
Morgan Stanley
MS
+$50.7M
4
IMMU
Immunomedics Inc
IMMU
+$43M
5
MXIM
Maxim Integrated Products
MXIM
+$39.7M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$105M
2
CZR
Caesars Entertainment Corporation
CZR
+$81.1M
3
GOTU icon
Gaotu Techedu
GOTU
+$45M
4
WUBA
58.com Inc
WUBA
+$44.3M
5
WTW icon
Willis Towers Watson
WTW
+$37.4M

Sector Composition

Rank Sector Weight
1 Financials 1.3%
2 Energy 0.68%
3 Healthcare 0.57%
4 Technology 0.41%
5 Industrials 0.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSY icon
1376
Hershey
HSY
$36.6B
– –
-9,970
Closed -$1.41M
IBM icon
1377
IBM
IBM
$225B
– –
-22,372
Closed -$2.63M
INTC icon
1378
Intel
INTC
$493B
– –
-91,252
Closed -$4.74M
IQ icon
1379
CALL
iQIYI
IQ
$1.3B
– –
-7,000
Closed -$162K
IQ icon
1380
PUT
iQIYI
IQ
$1.3B
– –
-81,400
Closed -$1.89M
ISRG icon
1381
Intuitive Surgical
ISRG
$142B
– –
-11,604
Closed -$2.61M
IWM icon
1382
iShares Russell 2000 ETF
IWM
$81.8B
– –
-10,451
Closed -$1.57M
JD icon
1383
JD.com
JD
$43.1B
– –
-9,094
Closed -$632K
LH icon
1384
CALL
Labcorp
LH
$26.1B
– –
-1,164
Closed -$166K
LH icon
1385
PUT
Labcorp
LH
$26.1B
– –
-5,238
Closed -$747K
MA icon
1386
Mastercard
MA
$492B
– –
-1,811
Closed -$589K
MFA
1387
PUT
MFA Financial
MFA
$928M
– –
-21,750
Closed -$217K
MSI icon
1388
Motorola Solutions
MSI
$77.3B
– –
-871
Closed -$127K
NSC icon
1389
Norfolk Southern
NSC
$75.2B
– –
-4,160
Closed -$835K
OIH icon
1390
CALL
VanEck Oil Services ETF
OIH
$1.97B
– –
-60,000
Closed -$7.31M
OIH icon
1391
VanEck Oil Services ETF
OIH
$1.97B
– –
-225
Closed -$27K
OIH icon
1392
PUT
VanEck Oil Services ETF
OIH
$1.97B
– –
-27,700
Closed -$3.38M
OLED icon
1393
CALL
Universal Display
OLED
$4.32B
– –
-8,800
Closed -$1.32M
OLED icon
1394
Universal Display
OLED
$4.32B
– –
-3,748
Closed -$561K
OLED icon
1395
PUT
Universal Display
OLED
$4.32B
– –
-10,400
Closed -$1.56M
PH icon
1396
CALL
Parker-Hannifin
PH
$134B
– –
-800
Closed -$147K
PH icon
1397
PUT
Parker-Hannifin
PH
$134B
– –
-3,600
Closed -$660K
PHM icon
1398
Pultegroup
PHM
$25.2B
– –
-33,348
Closed -$1.43M
PMT
1399
PUT
PennyMac Mortgage Investment
PMT
$824M
– –
-62,400
Closed -$1.09M
PPG icon
1400
PPG Industries
PPG
$25.8B
– –
-6,500
Closed -$760K
54 55
56
57 58

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Capstone Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Capstone Investment Advisors held 1,499 positions worth $19.6B, up 29% from $15.1B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Capstone Investment Advisors deployed $2.96B of net new capital in Q3 2020, opening 193 new positions and adding to 971 existing holdings. Its largest new stake was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M.

By sector, the portfolio is most concentrated in Financials at 1.3% of assets, up from 1.2% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $105M trimmed.

  • Capstone Investment Advisors's largest Q3 2020 buy was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2020, an estimated $285M increase.
  • Capstone Investment Advisors's biggest Q3 2020 reduction was Invesco QQQ Trust, cutting an estimated $105M.
  • Capstone Investment Advisors fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $81.1M.
  • Capstone Investment Advisors's ten largest holdings make up 30% of its $19.6B portfolio in Q3 2020.
  • Capstone Investment Advisors opened 193 new positions and closed 115 in Q3 2020.
  • Capstone Investment Advisors's portfolio value rose 29% quarter-over-quarter to $19.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2020, filed 16 Nov 2020.