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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$18.5B
AUM Growth
+$3.98B
Cap. Flow
+$2.5B
Cap. Flow %
13.46%
Top 10 Hldgs %
21.74%
Holding
1,532
New
189
Increased
877
Reduced
255
Closed
157

Top Buys

Rank Stock Value
1
GDX icon
VanEck Gold Miners ETF
GDX
+$69.8M
2
AAPL icon
Apple
AAPL
+$55.1M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$33M
4
BAC icon
Bank of America
BAC
+$25.3M
5
WMT icon
Walmart Inc
WMT
+$23.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$463M
2
CELG
Celgene Corp
CELG
+$133M
3
AGN
Allergan plc
AGN
+$95.6M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$68.6M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$38.4M

Sector Composition

Rank Sector Weight
1 Technology 1.19%
2 Financials 1.05%
3 Healthcare 0.78%
4 Consumer Discretionary 0.72%
5 Consumer Staples 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HII icon
1376
CALL
Huntington Ingalls Industries
HII
$12.9B
– –
-1,200
Closed -$254K
HII icon
1377
PUT
Huntington Ingalls Industries
HII
$12.9B
– –
-2,800
Closed -$593K
HSBC icon
1378
CALL
HSBC
HSBC
$355B
– –
-274,400
Closed -$10.5M
HUM icon
1379
Humana
HUM
$44.8B
– –
-11,597
Closed -$3.68M
ICE icon
1380
Intercontinental Exchange
ICE
$84.9B
$0 ﹤0.01%
1
-54
-98% -$5.01K
INCY icon
1381
Incyte
INCY
$24.5B
– –
-616
Closed -$52.6K
INO icon
1382
CALL
Inovio Pharmaceuticals
INO
$79.1M
– –
-1,125
Closed -$28K
INO icon
1383
Inovio Pharmaceuticals
INO
$79.1M
– –
-917
Closed -$23K
IWM icon
1384
CALL
iShares Russell 2000 ETF
IWM
$81.8B
– –
-211,900
Closed -$32.1M
KIM icon
1385
CALL
Kimco Realty
KIM
$16.1B
– –
-900
Closed -$19K
MYGN icon
1386
CALL
Myriad Genetics
MYGN
$308M
– –
-36,000
Closed -$1.03M
MYGN icon
1387
Myriad Genetics
MYGN
$308M
– –
-6,593
Closed -$189K
MYGN icon
1388
PUT
Myriad Genetics
MYGN
$308M
– –
-114,400
Closed -$3.27M
NIO icon
1389
NIO
NIO
$11.6B
– –
-42,100
Closed -$84.7K
NTES icon
1390
CALL
NetEase
NTES
$81.9B
– –
-11,500
Closed -$612K
NTES icon
1391
NetEase
NTES
$81.9B
– –
-4,650
Closed -$248K
NTES icon
1392
PUT
NetEase
NTES
$81.9B
– –
-22,500
Closed -$1.2M
OIH icon
1393
VanEck Oil Services ETF
OIH
$1.97B
– –
0
– –
OKE icon
1394
Oneok
OKE
$57.7B
– –
-66
Closed -$4.72K
PACB icon
1395
CALL
Pacific Biosciences
PACB
$354M
– –
-53,800
Closed -$278K
PCAR icon
1396
CALL
PACCAR
PCAR
$69.8B
– –
-3,600
Closed -$168K
PCAR icon
1397
PUT
PACCAR
PCAR
$69.8B
– –
-5,850
Closed -$273K
PDD icon
1398
Pinduoduo
PDD
$129B
– –
-10,321
Closed -$333K
PDD icon
1399
PUT
Pinduoduo
PDD
$129B
– –
-49,000
Closed -$1.58M
PNC icon
1400
PNC Financial Services
PNC
$101B
– –
-4,051
Closed -$608K
54 55
56
57 58

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Capstone Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Capstone Investment Advisors held 1,532 positions worth $18.5B, up 27% from $14.6B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Capstone Investment Advisors deployed $2.5B of net new capital in Q4 2019, opening 189 new positions and adding to 877 existing holdings. Its largest new stake was Costco: 66,964 shares worth $19.7M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 0.77% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $463M trimmed.

  • Capstone Investment Advisors's largest Q4 2019 buy was Costco: 66,964 shares worth $19.7M.
  • Capstone Investment Advisors added most to VanEck Gold Miners ETF in Q4 2019, an estimated $69.8M increase.
  • Capstone Investment Advisors's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $463M.
  • Capstone Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $133M.
  • Capstone Investment Advisors's ten largest holdings make up 22% of its $18.5B portfolio in Q4 2019.
  • Capstone Investment Advisors opened 189 new positions and closed 157 in Q4 2019.
  • Capstone Investment Advisors's portfolio value rose 27% quarter-over-quarter to $18.5B.

Based on Capstone Investment Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.