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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-4.79%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$8.1B
AUM Growth
-$663M
Cap. Flow
+$364M
Cap. Flow %
4.49%
Top 10 Hldgs %
35.45%
Holding
1,464
New
182
Increased
821
Reduced
196
Closed
225

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$42.7M
3
AAPL icon
Apple
AAPL
+$38.3M
4
RHT
Red Hat Inc
RHT
+$31M
5
AABA
Altaba Inc
AABA
+$31M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$38.3M
2
SO icon
Southern Company
SO
+$27.5M
3
PF
Pinnacle Foods, Inc.
PF
+$20.7M
4
ESRX
Express Scripts Holding Company
ESRX
+$15.3M
5
DELL icon
Dell
DELL
+$15M

Sector Composition

Rank Sector Weight
1 Communication Services 1.68%
2 Technology 1.57%
3 Healthcare 0.95%
4 Financials 0.88%
5 Industrials 0.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KS
1376
DELISTED
KapStone Paper and Pack Corp.
KS
– –
-178,951
Closed -$6.07M
KS
1377
PUT
DELISTED
KapStone Paper and Pack Corp.
KS
– –
-148,500
Closed -$5.04M
PX
1378
DELISTED
Praxair Inc
PX
– –
-28,568
Closed -$4.59M
PF
1379
DELISTED
Pinnacle Foods, Inc.
PF
– –
-319,192
Closed -$20.7M
SVU
1380
DELISTED
SUPERVALU Inc.
SVU
– –
-119,280
Closed -$3.84M
PERY
1381
DELISTED
Perry Ellis International Inc
PERY
– –
-35,878
Closed -$981K
EGC
1382
DELISTED
Energy XXI Gulf Coast, Inc. Common Stock
EGC
– –
-130,687
Closed -$1.09M
XRM
1383
DELISTED
Xerium Technologies Inc (new)
XRM
– –
-42,030
Closed -$566K
PNK
1384
DELISTED
Pinnacle Entertainment Inc.
PNK
– –
-107,448
Closed -$3.62M
EVHC
1385
DELISTED
Envision Healthcare Holdings Inc
EVHC
– –
-95,865
Closed -$4.38M
EVHC
1386
PUT
DELISTED
Envision Healthcare Holdings Inc
EVHC
– –
-200
Closed -$9K
GPT
1387
DELISTED
Gramercy Property Trust
GPT
– –
-151,998
Closed -$4.17M
SYNT
1388
DELISTED
Syntel Inc
SYNT
– –
-36,646
Closed -$1.5M
ANDV
1389
DELISTED
Andeavor
ANDV
– –
-19,224
Closed -$2.95M
ORIG
1390
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
– –
-126,728
Closed -$4.39M
ESV
1391
CALL
DELISTED
Ensco Rowan plc
ESV
– –
-8,325
Closed -$281K
ESV
1392
PUT
DELISTED
Ensco Rowan plc
ESV
– –
-8,325
Closed -$281K
DISH
1393
DELISTED
DISH Network Corp.
DISH
– –
-10,324
Closed -$324K
WLL
1394
DELISTED
Whiting Petroleum Corporation
WLL
– –
-363
Closed -$1.45M
LLEX
1395
CALL
DELISTED
Lilis Energy, Inc. Common Stock
LLEX
– –
-17,100
Closed -$84K
SHPG
1396
PUT
DELISTED
Shire pic
SHPG
– –
-405,000
Closed -$73.4M
LPNT
1397
DELISTED
LifePoint Health, Inc.
LPNT
– –
-47,421
Closed -$3.05M
52 53 54 55
56

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Capstone Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Capstone Investment Advisors held 1,464 positions worth $8.1B, down 7.6% from $8.76B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Capstone Investment Advisors deployed $364M of net new capital in Q4 2018, opening 182 new positions and adding to 821 existing holdings. Its largest new stake was Altaba Inc: 501,788 shares worth $29.1M.

By sector, the portfolio is most concentrated in Communication Services at 1.7% of assets, up from 0.65% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Amazon, an estimated $14.1M trimmed.

  • Capstone Investment Advisors's largest Q4 2018 buy was Altaba Inc: 501,788 shares worth $29.1M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2018, an estimated $43.6M increase.
  • Capstone Investment Advisors's biggest Q4 2018 reduction was Amazon, cutting an estimated $14.1M.
  • Capstone Investment Advisors fully exited Aetna Inc in Q4 2018, selling an estimated $38.3M.
  • Capstone Investment Advisors's ten largest holdings make up 35% of its $8.1B portfolio in Q4 2018.
  • Capstone Investment Advisors opened 182 new positions and closed 225 in Q4 2018.
  • Capstone Investment Advisors's portfolio value fell 7.6% quarter-over-quarter to $8.1B.

Based on Capstone Investment Advisors's 13F filing for Q4 2018, filed 14 Feb 2019.