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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+7.52%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$19.6B
AUM Growth
+$4.43B
Cap. Flow
+$441M
Cap. Flow %
2.26%
Top 10 Hldgs %
30.49%
Holding
1,499
New
193
Increased
971
Reduced
177
Closed
115

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$285M
2
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$53.7M
3
MS icon
Morgan Stanley
MS
+$50.7M
4
IMMU
Immunomedics Inc
IMMU
+$43M
5
MXIM
Maxim Integrated Products
MXIM
+$39.7M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$105M
2
CZR
Caesars Entertainment Corporation
CZR
+$81.1M
3
GOTU icon
Gaotu Techedu
GOTU
+$45M
4
WUBA
58.com Inc
WUBA
+$44.3M
5
WTW icon
Willis Towers Watson
WTW
+$37.4M

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.7%
2 Financials 1.3%
3 Healthcare 1.29%
4 Energy 0.7%
5 Consumer Discretionary 0.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CGC
1351
PUT
Canopy Growth
CGC
$398M
– –
-16,390
Closed -$2.65M
CPRT icon
1352
Copart
CPRT
$25.5B
– –
-10,896
Closed -$264K
CTRA
1353
DELISTED
Coterra Energy
CTRA
$0 ﹤0.01%
+16
New +$299
DHI icon
1354
D.R. Horton
DHI
$39.6B
– –
-6,586
Closed -$450K
DOV icon
1355
Dover
DOV
$25.8B
– –
-903
Closed -$96.7K
EEM icon
1356
CALL
iShares MSCI Emerging Markets ETF
EEM
$31.6B
– –
-297,700
Closed -$11.9M
EFA icon
1357
CALL
iShares MSCI EAFE ETF
EFA
$78B
– –
-1,500,000
Closed -$91.3M
EFA icon
1358
iShares MSCI EAFE ETF
EFA
$78B
– –
-219,230
Closed -$14M
EW icon
1359
Edwards Lifesciences
EW
$49.7B
– –
-35,287
Closed -$2.75M
EWW icon
1360
CALL
iShares MSCI Mexico ETF
EWW
$1.66B
– –
-46,300
Closed -$1.48M
EWW icon
1361
PUT
iShares MSCI Mexico ETF
EWW
$1.66B
– –
-47,700
Closed -$1.52M
FHN icon
1362
First Horizon
FHN
$11.1B
– –
-15,676
Closed -$156K
FISV
1363
Fiserv Inc
FISV
$24.7B
– –
-14,769
Closed -$1.47M
FOLD
1364
CALL
DELISTED
Amicus Therapeutics
FOLD
– –
-15,000
Closed -$226K
FRT icon
1365
CALL
Federal Realty Investment Trust
FRT
$9.6B
– –
-200
Closed -$17K
FRT icon
1366
PUT
Federal Realty Investment Trust
FRT
$9.6B
– –
-2,700
Closed -$230K
FTV icon
1367
Fortive
FTV
$16.9B
– –
-1,911
Closed -$87.1K
GILT icon
1368
Gilat Satellite Networks
GILT
$781M
– –
-84,246
Closed -$537K
GL icon
1369
CALL
Globe Life
GL
$12.8B
– –
-500
Closed -$37K
GL icon
1370
PUT
Globe Life
GL
$12.8B
– –
-4,100
Closed -$304K
GLW icon
1371
Corning
GLW
$135B
– –
-19,241
Closed -$595K
GNW icon
1372
PUT
Genworth Financial
GNW
$3.56B
– –
-21,400
Closed -$49K
GOOGL icon
1373
Alphabet (Google) Class A
GOOGL
$4.21T
– –
-81,840
Closed -$6.24M
GOTU icon
1374
Gaotu Techedu
GOTU
$578M
– –
-750,000
Closed -$45M
HCA icon
1375
HCA Healthcare
HCA
$94.3B
– –
-12,978
Closed -$1.61M
53 54
55
56 57

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Capstone Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Capstone Investment Advisors held 1,499 positions worth $19.6B, up 29% from $15.1B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Capstone Investment Advisors's Q3 2020 filing shows 193 new, 971 increased, 177 reduced and 115 closed positions. Its largest new stake was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M. The largest sale was Invesco QQQ Trust, an estimated $105M.

By sector, the portfolio is most concentrated in Miscellaneous at 95% of assets, down from 95% a quarter earlier, followed by Financials and Healthcare.

  • Capstone Investment Advisors's largest Q3 2020 buy was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2020, an estimated $285M increase.
  • Capstone Investment Advisors's biggest Q3 2020 reduction was Invesco QQQ Trust, cutting an estimated $105M.
  • Capstone Investment Advisors fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $81.1M.
  • Capstone Investment Advisors's ten largest holdings make up 30% of its $19.6B portfolio in Q3 2020.
  • Capstone Investment Advisors opened 193 new positions and closed 115 in Q3 2020.
  • Capstone Investment Advisors's portfolio value rose 29% quarter-over-quarter to $19.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2020, filed 16 Nov 2020.