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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-17.43%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$6.22B
AUM Growth
-$12.3B
Cap. Flow
-$10.1B
Cap. Flow %
-162.91%
Top 10 Hldgs %
27.05%
Holding
1,477
New
103
Increased
219
Reduced
768
Closed
370

Top Buys

Rank Stock Value
1
FXI icon
iShares China Large-Cap ETF
FXI
+$23M
2
RTN
Raytheon Company
RTN
+$19.6M
3
XOM icon
ExxonMobil
XOM
+$13.8M
4
BWA icon
BorgWarner
BWA
+$13.5M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$12.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$79.3M
2
GDX icon
VanEck Gold Miners ETF
GDX
+$75.4M
3
AAPL icon
Apple
AAPL
+$54.3M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$47.6M
5
AMZN icon
Amazon
AMZN
+$40.9M

Sector Composition

Rank Sector Weight
1 Financials 1.76%
2 Energy 1.29%
3 Consumer Discretionary 1.18%
4 Technology 1.18%
5 Industrials 0.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UDR icon
1351
UDR
UDR
$12B
– –
-2,246
Closed -$105K
UDR icon
1352
PUT
UDR
UDR
$12B
– –
-15,900
Closed -$743K
UHS icon
1353
Universal Health Services
UHS
$9.94B
– –
-225
Closed -$28.5K
UPS icon
1354
United Parcel Service
UPS
$88.8B
– –
-46,273
Closed -$4.79M
VIPS icon
1355
Vipshop
VIPS
$7.2B
– –
-49,980
Closed -$708K
VIPS icon
1356
PUT
Vipshop
VIPS
$7.2B
– –
-50,000
Closed -$709K
VKTX icon
1357
Viking Therapeutics
VKTX
$3.94B
– –
-38,080
Closed -$305K
VTRS icon
1358
Viatris
VTRS
$18.7B
– –
-21,825
Closed -$418K
VZ icon
1359
Verizon
VZ
$196B
– –
-99,024
Closed -$5.67M
WBA
1360
DELISTED
Walgreens Boots Alliance
WBA
– –
-89,354
Closed -$4.53M
WEC icon
1361
CALL
WEC Energy
WEC
$34.8B
– –
-5,000
Closed -$461K
WEC icon
1362
PUT
WEC Energy
WEC
$34.8B
– –
-11,300
Closed -$1.04M
WELL icon
1363
Welltower
WELL
$163B
– –
-11,070
Closed -$817K
WU icon
1364
Western Union
WU
$2.2B
– –
-18,552
Closed -$455K
WTW icon
1365
CALL
Willis Towers Watson
WTW
$31.8B
– –
-2,100
Closed -$424K
WTW icon
1366
PUT
Willis Towers Watson
WTW
$31.8B
– –
-7,700
Closed -$1.55M
XOP icon
1367
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.67B
– –
-8,750
Closed -$579K
XYL icon
1368
CALL
Xylem
XYL
$28.8B
– –
-3,100
Closed -$244K
XYL icon
1369
Xylem
XYL
$28.8B
– –
-309
Closed -$24K
XYL icon
1370
PUT
Xylem
XYL
$28.8B
– –
-3,900
Closed -$307K
CPAY icon
1371
CALL
Corpay
CPAY
$26.7B
– –
-8,100
Closed -$2.33M
CPAY icon
1372
PUT
Corpay
CPAY
$26.7B
– –
-14,100
Closed -$4.06M
XYZ
1373
CALL
Block Inc
XYZ
$47.5B
– –
-6,100
Closed -$382K
XYZ
1374
PUT
Block Inc
XYZ
$47.5B
– –
-17,000
Closed -$1.06M
ETRN
1375
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
– –
-15,118
Closed -$202K
53 54
55
56 57

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Capstone Investment Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Capstone Investment Advisors held 1,477 positions worth $6.22B, down 66% from $18.5B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors withdrew a net $10.1B in Q1 2020, closing 370 positions and reducing 768 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $79.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.8% of assets, up from 1.1% a quarter earlier, followed by Energy and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in BorgWarner worth $10M.

  • Capstone Investment Advisors's largest Q1 2020 buy was BorgWarner: 467,036 shares worth $10M.
  • Capstone Investment Advisors added most to iShares China Large-Cap ETF in Q1 2020, an estimated $23M increase.
  • Capstone Investment Advisors's biggest Q1 2020 reduction was Apple, cutting an estimated $54.3M.
  • Capstone Investment Advisors fully exited State Street SPDR S&P 500 ETF Trust in Q1 2020, selling an estimated $79.3M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $6.22B portfolio in Q1 2020.
  • Capstone Investment Advisors opened 103 new positions and closed 370 in Q1 2020.
  • Capstone Investment Advisors's portfolio value fell 66% quarter-over-quarter to $6.22B.

Based on Capstone Investment Advisors's 13F filing for Q1 2020, filed 15 May 2020.