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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$14.6B
AUM Growth
+$733M
Cap. Flow
-$251M
Cap. Flow %
-1.72%
Top 10 Hldgs %
21.4%
Holding
1,536
New
151
Increased
821
Reduced
320
Closed
194

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$447M
2
AGN
Allergan plc
AGN
+$58.6M
3
GWR
Genesee & Wyoming Inc.
GWR
+$25.8M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$16.5M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$16.4M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$136M
2
APC
Anadarko Petroleum
APC
+$126M
3
DATA
Tableau Software, Inc.
DATA
+$42.9M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$31M
5
GLD icon
SPDR Gold Trust
GLD
+$30.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 93.53%
2 Healthcare 2.44%
3 Technology 0.79%
4 Consumer Discretionary 0.66%
5 Industrials 0.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HD icon
1351
Home Depot
HD
$293B
– –
-6,313
Closed -$1.38M
HOLX
1352
DELISTED
Hologic
HOLX
– –
-326
Closed -$16K
HRL icon
1353
Hormel Foods
HRL
$10.8B
– –
-4,070
Closed -$171K
HYG icon
1354
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$14.8B
– –
-1,000
Closed -$86.8K
IBB icon
1355
iShares Biotechnology ETF
IBB
$10.8B
– –
-3
Closed –
IBB icon
1356
PUT
iShares Biotechnology ETF
IBB
$10.8B
– –
-12,800
Closed -$1.4M
IPGP icon
1357
IPG Photonics
IPGP
$3.32B
– –
-239
Closed -$31.6K
IQ icon
1358
iQIYI
IQ
$984M
– –
-9,778
Closed -$180K
IRM icon
1359
Iron Mountain
IRM
$33.2B
– –
-12,868
Closed -$404K
IWM icon
1360
iShares Russell 2000 ETF
IWM
$77.3B
– –
-33,335
Closed -$5.09M
K
1361
DELISTED
Kellanova
K
– –
-26,343
Closed -$1.51M
KEYS icon
1362
Keysight
KEYS
$61.7B
– –
-107
Closed -$9.91K
LEN icon
1363
Lennar Class A
LEN
$19.8B
– –
-4,832
Closed -$235K
LKQ icon
1364
LKQ Corp
LKQ
$5.89B
– –
-13,045
Closed -$357K
LRCX icon
1365
Lam Research
LRCX
$394B
– –
-28,020
Closed -$588K
LULU icon
1366
CALL
lululemon athletica
LULU
$11.2B
– –
-60,000
Closed -$10.8M
LULU icon
1367
PUT
lululemon athletica
LULU
$11.2B
– –
-5,800
Closed -$1.04M
LUV icon
1368
Southwest Airlines
LUV
$20.9B
– –
-21,923
Closed -$1.15M
LW icon
1369
Lamb Weston
LW
$5.99B
– –
-584
Closed -$40.1K
MGM icon
1370
MGM Resorts International
MGM
$8.2B
– –
-2,186
Closed -$62.8K
MRK icon
1371
Merck
MRK
$367B
– –
-11,753
Closed -$942K
MU icon
1372
Micron Technology
MU
$1.22T
– –
-143,346
Closed -$6.48M
NKE icon
1373
Nike
NKE
$53B
– –
-8,249
Closed -$707K
NRG icon
1374
NRG Energy
NRG
$21.1B
– –
-18,023
Closed -$651K
NTRS icon
1375
Northern Trust
NTRS
$32.2B
– –
-385
Closed -$35.4K
53 54
55
56 57

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Capstone Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Capstone Investment Advisors held 1,536 positions worth $14.6B, up 5.3% from $13.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Capstone Investment Advisors's Q3 2019 filing shows 151 new, 821 increased, 320 reduced and 194 closed positions. Its largest new stake was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M. The largest sale was Red Hat Inc, an estimated $136M.

By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, up from 89% a quarter earlier, followed by Healthcare and Technology.

  • Capstone Investment Advisors's largest Q3 2019 buy was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $447M increase.
  • Capstone Investment Advisors's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $31M.
  • Capstone Investment Advisors fully exited Red Hat Inc in Q3 2019, selling an estimated $136M.
  • Capstone Investment Advisors's ten largest holdings make up 21% of its $14.6B portfolio in Q3 2019.
  • Capstone Investment Advisors opened 151 new positions and closed 194 in Q3 2019.
  • Capstone Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $14.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2019, filed 14 Nov 2019.