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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-4.79%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$8.1B
AUM Growth
-$663M
Cap. Flow
+$364M
Cap. Flow %
4.49%
Top 10 Hldgs %
35.45%
Holding
1,464
New
182
Increased
821
Reduced
196
Closed
225

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$42.7M
3
AAPL icon
Apple
AAPL
+$38.3M
4
RHT
Red Hat Inc
RHT
+$31M
5
AABA
Altaba Inc
AABA
+$31M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$38.3M
2
SO icon
Southern Company
SO
+$27.5M
3
PF
Pinnacle Foods, Inc.
PF
+$20.7M
4
ESRX
Express Scripts Holding Company
ESRX
+$15.3M
5
DELL icon
Dell
DELL
+$15M

Sector Composition

Rank Sector Weight
1 Communication Services 1.68%
2 Technology 1.57%
3 Healthcare 0.95%
4 Financials 0.88%
5 Industrials 0.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNBC
1351
DELISTED
Green Bancorp, Inc
GNBC
– –
-36,117
Closed -$798K
STBZ
1352
DELISTED
State Bank Financial Corporation. Common Stock
STBZ
– –
-56,692
Closed -$1.71M
FCB
1353
DELISTED
FCB Financial Holdings, Inc.
FCB
– –
-49,092
Closed -$2.33M
XOXO
1354
DELISTED
Xo Group Inc
XOXO
– –
-62,850
Closed -$2.17M
ESRX
1355
CALL
DELISTED
Express Scripts Holding Company
ESRX
– –
-5,400
Closed -$513K
ESRX
1356
DELISTED
Express Scripts Holding Company
ESRX
– –
-160,869
Closed -$15.3M
ESRX
1357
PUT
DELISTED
Express Scripts Holding Company
ESRX
– –
-15,500
Closed -$1.47M
MZOR
1358
DELISTED
Mazor Robotics Ltd.
MZOR
– –
-25,783
Closed -$1.5M
OCLR
1359
DELISTED
Oclaro Inc.
OCLR
– –
-147,909
Closed -$1.32M
FCE.A
1360
DELISTED
Forest City Realty Trust, Inc.
FCE.A
– –
-277,658
Closed -$6.97M
SONC
1361
DELISTED
Sonic Corp
SONC
– –
-30,379
Closed -$1.32M
SODA
1362
DELISTED
SodaStream International Ltd
SODA
– –
-50,473
Closed -$7.22M
MITL
1363
DELISTED
Mitel Networks Corporation
MITL
– –
-280,184
Closed -$3.09M
AFSI
1364
DELISTED
AmTrust Financial Services, Inc.
AFSI
– –
-130,016
Closed -$1.89M
EGN
1365
DELISTED
Energen
EGN
– –
-27,106
Closed -$2.34M
AET
1366
CALL
DELISTED
Aetna Inc
AET
– –
-30,600
Closed -$6.21M
AET
1367
DELISTED
Aetna Inc
AET
– –
-188,912
Closed -$38.3M
AET
1368
PUT
DELISTED
Aetna Inc
AET
– –
-22,400
Closed -$4.54M
COL
1369
CALL
DELISTED
Rockwell Collins
COL
– –
-1,600
Closed -$225K
COL
1370
DELISTED
Rockwell Collins
COL
– –
-78,293
Closed -$11M
COL
1371
PUT
DELISTED
Rockwell Collins
COL
– –
-240,800
Closed -$33.8M
ZOES
1372
DELISTED
Zoe's Kitchen, Inc.
ZOES
– –
-86,627
Closed -$1.1M
KMG
1373
DELISTED
KMG Chemicals Inc
KMG
– –
-49,726
Closed -$3.76M
CALL
1374
DELISTED
magicJack VocalTec Ltd
CALL
– –
-13,494
Closed -$113K
KTWO
1375
DELISTED
K2M Group Holdings, Inc
KTWO
– –
-130,369
Closed -$3.57M
52 53 54
55
56

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Capstone Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Capstone Investment Advisors held 1,464 positions worth $8.1B, down 7.6% from $8.76B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Capstone Investment Advisors deployed $364M of net new capital in Q4 2018, opening 182 new positions and adding to 821 existing holdings. Its largest new stake was Altaba Inc: 501,788 shares worth $29.1M.

By sector, the portfolio is most concentrated in Communication Services at 1.7% of assets, up from 0.65% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Amazon, an estimated $14.1M trimmed.

  • Capstone Investment Advisors's largest Q4 2018 buy was Altaba Inc: 501,788 shares worth $29.1M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2018, an estimated $43.6M increase.
  • Capstone Investment Advisors's biggest Q4 2018 reduction was Amazon, cutting an estimated $14.1M.
  • Capstone Investment Advisors fully exited Aetna Inc in Q4 2018, selling an estimated $38.3M.
  • Capstone Investment Advisors's ten largest holdings make up 35% of its $8.1B portfolio in Q4 2018.
  • Capstone Investment Advisors opened 182 new positions and closed 225 in Q4 2018.
  • Capstone Investment Advisors's portfolio value fell 7.6% quarter-over-quarter to $8.1B.

Based on Capstone Investment Advisors's 13F filing for Q4 2018, filed 14 Feb 2019.