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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
-17.43%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$6.22B
AUM Growth
-$12.3B
Cap. Flow
-$871M
Cap. Flow %
-14%
Top 10 Hldgs %
27.05%
Holding
1,477
New
103
Increased
219
Reduced
768
Closed
370

Top Buys

Rank Stock Value
1
FXI icon
iShares China Large-Cap ETF
FXI
+$23M
2
RTN
Raytheon Company
RTN
+$19.6M
3
XOM icon
ExxonMobil
XOM
+$13.8M
4
BWA icon
BorgWarner
BWA
+$13.5M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$12.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$79.3M
2
GDX icon
VanEck Gold Miners ETF
GDX
+$75.4M
3
AAPL icon
Apple
AAPL
+$54.3M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$47.6M
5
AMZN icon
Amazon
AMZN
+$40.9M

Sector Composition

Rank Sector Weight
1 Miscellaneous 91.15%
2 Financials 1.76%
3 Energy 1.3%
4 Consumer Discretionary 1.28%
5 Technology 1.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSG icon
1326
PUT
Republic Services
RSG
$64.9B
– –
-2,500
Closed -$224K
RTX icon
1327
CALL
RTX Corp
RTX
$255B
– –
-135,383
Closed -$12.8M
RTX icon
1328
PUT
RTX Corp
RTX
$255B
– –
-631,628
Closed -$59.5M
SBUX icon
1329
Starbucks
SBUX
$108B
– –
-28,087
Closed -$2.27M
SCHW
1330
Charles Schwab
SCHW
$171B
– –
-1,006
Closed -$42.2K
SEE
1331
CALL
DELISTED
Sealed Air
SEE
– –
-4,700
Closed -$187K
SEE
1332
DELISTED
Sealed Air
SEE
– –
-2,756
Closed -$110K
SEE
1333
PUT
DELISTED
Sealed Air
SEE
– –
-18,200
Closed -$725K
SJM icon
1334
J.M. Smucker
SJM
$12.9B
– –
-7,639
Closed -$817K
SJNK icon
1335
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.67B
– –
-408,207
Closed -$11M
SMH icon
1336
CALL
VanEck Semiconductor ETF
SMH
$78.3B
– –
-615,000
Closed -$43.5M
SMH icon
1337
PUT
VanEck Semiconductor ETF
SMH
$78.3B
– –
-243,000
Closed -$17.2M
SPGI icon
1338
S&P Global
SPGI
$119B
– –
-11,456
Closed -$3.14M
SPY icon
1339
State Street SPDR S&P 500 ETF Trust
SPY
$796B
– –
-260,000
Closed -$79.3M
T icon
1340
AT&T
T
$174B
– –
-116,531
Closed -$3.18M
TEL icon
1341
CALL
TE Connectivity
TEL
$63.3B
– –
-6,300
Closed -$604K
TEL icon
1342
PUT
TE Connectivity
TEL
$63.3B
– –
-7,200
Closed -$690K
TFX icon
1343
CALL
Teleflex
TFX
$5.17B
– –
-900
Closed -$339K
TFX icon
1344
PUT
Teleflex
TFX
$5.17B
– –
-3,900
Closed -$1.47M
TJX icon
1345
TJX Companies
TJX
$143B
– –
-30,650
Closed -$1.76M
TMUS icon
1346
T-Mobile US
TMUS
$177B
– –
-9,824
Closed -$831K
TROW icon
1347
CALL
T. Rowe Price
TROW
$22.5B
– –
-1,600
Closed -$195K
TROW icon
1348
PUT
T. Rowe Price
TROW
$22.5B
– –
-4,500
Closed -$548K
TSCO icon
1349
Tractor Supply
TSCO
$16.8B
– –
-14,090
Closed -$253K
TXN icon
1350
Texas Instruments
TXN
$254B
– –
-12,572
Closed -$1.51M
52 53
54
55 56

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Capstone Investment Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Capstone Investment Advisors held 1,477 positions worth $6.22B, down 66% from $18.5B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors withdrew a net $871M in Q1 2020, closing 370 positions and reducing 768 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $79.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, down from 93% a quarter earlier, followed by Financials and Energy.

Against the trend, Capstone Investment Advisors opened a new position in BorgWarner worth $10M.

  • Capstone Investment Advisors's largest Q1 2020 buy was BorgWarner: 467,036 shares worth $10M.
  • Capstone Investment Advisors added most to iShares China Large-Cap ETF in Q1 2020, an estimated $23M increase.
  • Capstone Investment Advisors's biggest Q1 2020 reduction was Apple, cutting an estimated $54.3M.
  • Capstone Investment Advisors fully exited State Street SPDR S&P 500 ETF Trust in Q1 2020, selling an estimated $79.3M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $6.22B portfolio in Q1 2020.
  • Capstone Investment Advisors opened 103 new positions and closed 370 in Q1 2020.
  • Capstone Investment Advisors's portfolio value fell 66% quarter-over-quarter to $6.22B.

Based on Capstone Investment Advisors's 13F filing for Q1 2020, filed 15 May 2020.