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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$18.5B
AUM Growth
+$3.98B
Cap. Flow
+$2.5B
Cap. Flow %
13.46%
Top 10 Hldgs %
21.74%
Holding
1,532
New
189
Increased
877
Reduced
255
Closed
157

Top Buys

Rank Stock Value
1
GDX icon
VanEck Gold Miners ETF
GDX
+$69.8M
2
AAPL icon
Apple
AAPL
+$55.1M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$33M
4
BAC icon
Bank of America
BAC
+$25.3M
5
WMT icon
Walmart Inc
WMT
+$23.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$463M
2
CELG
Celgene Corp
CELG
+$133M
3
AGN
Allergan plc
AGN
+$95.6M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$68.6M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$38.4M

Sector Composition

Rank Sector Weight
1 Technology 1.19%
2 Financials 1.05%
3 Healthcare 0.78%
4 Consumer Discretionary 0.72%
5 Consumer Staples 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLK icon
1326
Blackrock
BLK
$178B
$1K ﹤0.01%
2
-2,720
-100% -$1.29M
CCI icon
1327
Crown Castle
CCI
$31.4B
$1K ﹤0.01%
4
-1,515
-100% -$207K
CMI icon
1328
Cummins
CMI
$87.8B
$1K ﹤0.01%
4
-39
-91% -$6.86K
DE icon
1329
Deere & Co
DE
$165B
$1K ﹤0.01%
+4
New +$689
ITW icon
1330
Illinois Tool Works
ITW
$82.6B
$1K ﹤0.01%
+4
New +$678
MAR icon
1331
Marriott International
MAR
$92.1B
$1K ﹤0.01%
5
-4,617
-100% -$619K
PSX icon
1332
Phillips 66
PSX
$89.6B
$1K ﹤0.01%
11
-1,302
-99% -$146K
SYK icon
1333
Stryker
SYK
$131B
$1K ﹤0.01%
+7
New +$1.45K
ACB
1334
PUT
Aurora Cannabis
ACB
$229M
– –
-259
Closed -$137K
ADBE icon
1335
Adobe
ADBE
$102B
– –
-1,664
Closed -$490K
ADI icon
1336
Analog Devices
ADI
$188B
$0 ﹤0.01%
4
-76
-95% -$8.56K
ADSK icon
1337
Autodesk
ADSK
$52B
– –
-6,838
Closed -$1.11M
AMP icon
1338
CALL
Ameriprise Financial
AMP
$49.5B
– –
-4,300
Closed -$633K
AMP icon
1339
PUT
Ameriprise Financial
AMP
$49.5B
– –
-10,100
Closed -$1.49M
AMRN
1340
CALL
Amarin Corp
AMRN
$295M
– –
-2,560
Closed -$776K
AMRN
1341
Amarin Corp
AMRN
$295M
– –
-825
Closed -$250K
AMRN
1342
PUT
Amarin Corp
AMRN
$295M
– –
-4,570
Closed -$1.39M
ASHR icon
1343
PUT
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.6B
– –
-400,000
Closed -$10.8M
AXP icon
1344
American Express
AXP
$230B
– –
-4,058
Closed -$485K
BB icon
1345
CALL
BlackBerry
BB
$5.26B
– –
-122,000
Closed -$641K
BB icon
1346
PUT
BlackBerry
BB
$5.26B
– –
-122,000
Closed -$641K
BHC icon
1347
CALL
Bausch Health
BHC
$2.3B
– –
-45,300
Closed -$990K
BHC icon
1348
Bausch Health
BHC
$2.3B
– –
-6,061
Closed -$132K
BHC icon
1349
PUT
Bausch Health
BHC
$2.3B
– –
-55,500
Closed -$1.21M
BX icon
1350
Blackstone
BX
$109B
$0 ﹤0.01%
+1
New +$52
52 53
54
55 56

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Capstone Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Capstone Investment Advisors held 1,532 positions worth $18.5B, up 27% from $14.6B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Capstone Investment Advisors deployed $2.5B of net new capital in Q4 2019, opening 189 new positions and adding to 877 existing holdings. Its largest new stake was Costco: 66,964 shares worth $19.7M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 0.77% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $463M trimmed.

  • Capstone Investment Advisors's largest Q4 2019 buy was Costco: 66,964 shares worth $19.7M.
  • Capstone Investment Advisors added most to VanEck Gold Miners ETF in Q4 2019, an estimated $69.8M increase.
  • Capstone Investment Advisors's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $463M.
  • Capstone Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $133M.
  • Capstone Investment Advisors's ten largest holdings make up 22% of its $18.5B portfolio in Q4 2019.
  • Capstone Investment Advisors opened 189 new positions and closed 157 in Q4 2019.
  • Capstone Investment Advisors's portfolio value rose 27% quarter-over-quarter to $18.5B.

Based on Capstone Investment Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.