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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$18.5B
AUM Growth
+$3.98B
Cap. Flow
-$221M
Cap. Flow %
-1.19%
Top 10 Hldgs %
21.74%
Holding
1,532
New
189
Increased
877
Reduced
255
Closed
157

Top Buys

Rank Stock Value
1
GDX icon
VanEck Gold Miners ETF
GDX
+$69.8M
2
AAPL icon
Apple
AAPL
+$55.1M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$33M
4
BAC icon
Bank of America
BAC
+$25.3M
5
WMT icon
Walmart Inc
WMT
+$23.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$463M
2
CELG
Celgene Corp
CELG
+$133M
3
AGN
Allergan plc
AGN
+$95.6M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$68.6M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$38.4M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.94%
2 Technology 1.27%
3 Financials 1.05%
4 Healthcare 0.85%
5 Consumer Discretionary 0.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLK icon
1326
Blackrock
BLK
$168B
$1K ﹤0.01%
2
-2,720
-100% -$1.29M
CCI icon
1327
Crown Castle
CCI
$28.9B
$1K ﹤0.01%
4
-1,515
-100% -$207K
CMI icon
1328
Cummins
CMI
$72.3B
$1K ﹤0.01%
4
-39
-91% -$6.86K
DE icon
1329
Deere & Co
DE
$186B
$1K ﹤0.01%
+4
New +$689
ITW icon
1330
Illinois Tool Works
ITW
$78.1B
$1K ﹤0.01%
+4
New +$678
MAR icon
1331
Marriott International
MAR
$91.8B
$1K ﹤0.01%
5
-4,617
-100% -$619K
PSX icon
1332
Phillips 66
PSX
$102B
$1K ﹤0.01%
11
-1,302
-99% -$146K
SYK icon
1333
Stryker
SYK
$104B
$1K ﹤0.01%
+7
New +$1.45K
ACB
1334
PUT
Aurora Cannabis
ACB
$260M
– –
-259
Closed -$137K
ADBE icon
1335
Adobe
ADBE
$93.6B
– –
-1,664
Closed -$490K
ADI icon
1336
Analog Devices
ADI
$191B
$0 ﹤0.01%
4
-76
-95% -$8.56K
ADSK icon
1337
Autodesk
ADSK
$43.8B
– –
-6,838
Closed -$1.11M
AMP icon
1338
CALL
Ameriprise Financial
AMP
$43.5B
– –
-4,300
Closed -$633K
AMP icon
1339
PUT
Ameriprise Financial
AMP
$43.5B
– –
-10,100
Closed -$1.49M
AMRN
1340
CALL
Amarin Corp
AMRN
$279M
– –
-2,560
Closed -$776K
AMRN
1341
Amarin Corp
AMRN
$279M
– –
-825
Closed -$250K
AMRN
1342
PUT
Amarin Corp
AMRN
$279M
– –
-4,570
Closed -$1.39M
ASHR icon
1343
PUT
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.47B
– –
-400,000
Closed -$10.8M
AXP icon
1344
American Express
AXP
$209B
– –
-4,058
Closed -$485K
BB icon
1345
CALL
BlackBerry
BB
$4.82B
– –
-122,000
Closed -$641K
BB icon
1346
PUT
BlackBerry
BB
$4.82B
– –
-122,000
Closed -$641K
BHC icon
1347
CALL
Bausch Health
BHC
$2.13B
– –
-45,300
Closed -$990K
BHC icon
1348
Bausch Health
BHC
$2.13B
– –
-6,061
Closed -$132K
BHC icon
1349
PUT
Bausch Health
BHC
$2.13B
– –
-55,500
Closed -$1.21M
BX icon
1350
Blackstone
BX
$88.9B
$0 ﹤0.01%
+1
New +$52
52 53
54
55 56

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Capstone Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Capstone Investment Advisors held 1,532 positions worth $18.5B, up 27% from $14.6B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Capstone Investment Advisors's Q4 2019 filing shows 189 new, 877 increased, 255 reduced and 157 closed positions. Its largest new stake was Costco: 66,964 shares worth $19.7M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $463M.

By sector, the portfolio is most concentrated in Miscellaneous at 93% of assets, down from 94% a quarter earlier, followed by Technology and Financials.

  • Capstone Investment Advisors's largest Q4 2019 buy was Costco: 66,964 shares worth $19.7M.
  • Capstone Investment Advisors added most to VanEck Gold Miners ETF in Q4 2019, an estimated $69.8M increase.
  • Capstone Investment Advisors's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $463M.
  • Capstone Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $133M.
  • Capstone Investment Advisors's ten largest holdings make up 22% of its $18.5B portfolio in Q4 2019.
  • Capstone Investment Advisors opened 189 new positions and closed 157 in Q4 2019.
  • Capstone Investment Advisors's portfolio value rose 27% quarter-over-quarter to $18.5B.

Based on Capstone Investment Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.