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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$14.6B
AUM Growth
+$733M
Cap. Flow
+$742M
Cap. Flow %
5.1%
Top 10 Hldgs %
21.4%
Holding
1,536
New
151
Increased
821
Reduced
320
Closed
194

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$447M
2
AGN
Allergan plc
AGN
+$58.6M
3
GWR
Genesee & Wyoming Inc.
GWR
+$25.8M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$16.5M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$16.4M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$136M
2
APC
Anadarko Petroleum
APC
+$126M
3
DATA
Tableau Software, Inc.
DATA
+$42.9M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$31M
5
GLD icon
SPDR Gold Trust
GLD
+$30.7M

Sector Composition

Rank Sector Weight
1 Healthcare 2.32%
2 Technology 0.77%
3 Consumer Discretionary 0.65%
4 Industrials 0.65%
5 Energy 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DUK icon
1326
Duke Energy
DUK
$96.1B
– –
-10,501
Closed -$956K
EFA icon
1327
CALL
iShares MSCI EAFE ETF
EFA
$80.3B
– –
-135,000
Closed -$8.87M
EFA icon
1328
iShares MSCI EAFE ETF
EFA
$80.3B
– –
-51,936
Closed -$3.35M
EIX icon
1329
Edison International
EIX
$26.6B
– –
-4,719
Closed -$340K
EWY icon
1330
iShares MSCI South Korea ETF
EWY
$27.1B
– –
-50,356
Closed -$2.79M
EXC icon
1331
Exelon
EXC
$46.3B
– –
-21,437
Closed -$720K
FEZ icon
1332
CALL
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
– –
-30,900
Closed -$1.18M
FEZ icon
1333
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
– –
-51,001
Closed -$1.95M
FOXA icon
1334
Fox Class A
FOXA
$25.9B
– –
-50,001
Closed -$1.73M
FTI icon
1335
TechnipFMC
FTI
$29.8B
– –
-8,552
Closed -$160K
FTNT icon
1336
Fortinet
FTNT
$121B
– –
-9,670
Closed -$157K
FXI icon
1337
CALL
iShares China Large-Cap ETF
FXI
$4.21B
– –
-400,000
Closed -$17.1M
GDX icon
1338
CALL
VanEck Gold Miners ETF
GDX
$27.9B
– –
-1,056,400
Closed -$27M
GDX icon
1339
PUT
VanEck Gold Miners ETF
GDX
$27.9B
– –
-453,900
Closed -$11.6M
GEN icon
1340
CALL
Gen Digital
GEN
$17B
– –
-52,200
Closed -$1.14M
GEN icon
1341
Gen Digital
GEN
$17B
– –
-29,942
Closed -$652K
GEN icon
1342
PUT
Gen Digital
GEN
$17B
– –
-193,000
Closed -$4.2M
GIS icon
1343
General Mills
GIS
$20B
– –
-9,655
Closed -$520K
GLD icon
1344
CALL
SPDR Gold Trust
GLD
$144B
– –
-177,100
Closed -$23.6M
GLD icon
1345
PUT
SPDR Gold Trust
GLD
$144B
– –
-646,700
Closed -$86.1M
GNW icon
1346
CALL
Genworth Financial
GNW
$3.78B
– –
-597,500
Closed -$2.22M
GPC icon
1347
Genuine Parts
GPC
$18.2B
– –
-2,250
Closed -$216K
GRMN
1348
Garmin
GRMN
$59.2B
– –
-1,330
Closed -$107K
GWW icon
1349
W.W. Grainger
GWW
$61.2B
– –
-2,362
Closed -$657K
HBAN icon
1350
Huntington Bancshares
HBAN
$36B
– –
-47,315
Closed -$647K
52 53
54
55 56

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Capstone Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Capstone Investment Advisors held 1,536 positions worth $14.6B, up 5.3% from $13.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Capstone Investment Advisors deployed $742M of net new capital in Q3 2019, opening 151 new positions and adding to 821 existing holdings. Its largest new stake was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.

By sector, the portfolio is most concentrated in Healthcare at 2.3% of assets, up from 2% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $31M trimmed.

  • Capstone Investment Advisors's largest Q3 2019 buy was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $447M increase.
  • Capstone Investment Advisors's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $31M.
  • Capstone Investment Advisors fully exited Red Hat Inc in Q3 2019, selling an estimated $136M.
  • Capstone Investment Advisors's ten largest holdings make up 21% of its $14.6B portfolio in Q3 2019.
  • Capstone Investment Advisors opened 151 new positions and closed 194 in Q3 2019.
  • Capstone Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $14.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2019, filed 14 Nov 2019.