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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-4.79%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$8.1B
AUM Growth
-$663M
Cap. Flow
+$364M
Cap. Flow %
4.49%
Top 10 Hldgs %
35.45%
Holding
1,464
New
182
Increased
821
Reduced
196
Closed
225

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$42.7M
3
AAPL icon
Apple
AAPL
+$38.3M
4
RHT
Red Hat Inc
RHT
+$31M
5
AABA
Altaba Inc
AABA
+$31M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$38.3M
2
SO icon
Southern Company
SO
+$27.5M
3
PF
Pinnacle Foods, Inc.
PF
+$20.7M
4
ESRX
Express Scripts Holding Company
ESRX
+$15.3M
5
DELL icon
Dell
DELL
+$15M

Sector Composition

Rank Sector Weight
1 Communication Services 1.68%
2 Technology 1.57%
3 Healthcare 0.95%
4 Financials 0.88%
5 Industrials 0.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLU icon
1326
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
– –
-20,000
Closed -$527K
YUM icon
1327
Yum! Brands
YUM
$39.5B
– –
-1,478
Closed -$132K
ZION icon
1328
Zions Bancorporation
ZION
$10.4B
– –
-1,974
Closed -$92K
VGR
1329
DELISTED
Vector Group Ltd.
VGR
– –
-83,246
Closed -$775K
SPLK
1330
DELISTED
Splunk Inc
SPLK
– –
-30,400
Closed -$3.68M
VMW
1331
DELISTED
VMware, Inc
VMW
– –
-5,000
Closed -$780K
VMW
1332
PUT
DELISTED
VMware, Inc
VMW
– –
-85,000
Closed -$13.3M
PRTK
1333
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
– –
-12,900
Closed -$125K
DBD
1334
PUT
DELISTED
Diebold Nixdorf Incorporated
DBD
– –
-204,700
Closed -$921K
BBBY
1335
CALL
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-108,200
Closed -$1.62M
AIMC
1336
CALL
DELISTED
Altra Industrial Motion Corp
AIMC
– –
-500,000
Closed -$20.6M
AIMC
1337
DELISTED
Altra Industrial Motion Corp
AIMC
– –
-12,500
Closed -$516K
AIMC
1338
PUT
DELISTED
Altra Industrial Motion Corp
AIMC
– –
-30,000
Closed -$1.24M
CLR
1339
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-16,800
Closed -$1.15M
CERN
1340
DELISTED
Cerner Corp
CERN
– –
-2,359
Closed -$137K
ZNGA
1341
CALL
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-200,000
Closed -$802K
PRSP
1342
DELISTED
Perspecta Inc. Common Stock
PRSP
– –
-13,012
Closed -$335K
PE
1343
DELISTED
PARSLEY ENERGY INC
PE
– –
-37,500
Closed -$1.1M
WPX
1344
DELISTED
WPX Energy, Inc.
WPX
– –
-37,500
Closed -$755K
AKRX
1345
DELISTED
Akorn Inc
AKRX
– –
-151,490
Closed -$1.97M
AKRX
1346
PUT
DELISTED
Akorn Inc
AKRX
– –
-102,000
Closed -$1.32M
IDTI
1347
CALL
DELISTED
Integrated Device Technology I
IDTI
– –
-100,000
Closed -$4.7M
ATHN
1348
CALL
DELISTED
Athenahealth, Inc.
ATHN
– –
-18,300
Closed -$2.44M
VVC
1349
DELISTED
Vectren Corporation
VVC
– –
-193,316
Closed -$13.8M
ESND
1350
DELISTED
Essendant Inc.
ESND
– –
-76,441
Closed -$980K
52 53
54
55 56

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Capstone Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Capstone Investment Advisors held 1,464 positions worth $8.1B, down 7.6% from $8.76B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Capstone Investment Advisors deployed $364M of net new capital in Q4 2018, opening 182 new positions and adding to 821 existing holdings. Its largest new stake was Altaba Inc: 501,788 shares worth $29.1M.

By sector, the portfolio is most concentrated in Communication Services at 1.7% of assets, up from 0.65% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Amazon, an estimated $14.1M trimmed.

  • Capstone Investment Advisors's largest Q4 2018 buy was Altaba Inc: 501,788 shares worth $29.1M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2018, an estimated $43.6M increase.
  • Capstone Investment Advisors's biggest Q4 2018 reduction was Amazon, cutting an estimated $14.1M.
  • Capstone Investment Advisors fully exited Aetna Inc in Q4 2018, selling an estimated $38.3M.
  • Capstone Investment Advisors's ten largest holdings make up 35% of its $8.1B portfolio in Q4 2018.
  • Capstone Investment Advisors opened 182 new positions and closed 225 in Q4 2018.
  • Capstone Investment Advisors's portfolio value fell 7.6% quarter-over-quarter to $8.1B.

Based on Capstone Investment Advisors's 13F filing for Q4 2018, filed 14 Feb 2019.