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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+2.46%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$8.76B
AUM Growth
+$2.25B
Cap. Flow
-$384M
Cap. Flow %
-4.38%
Top 10 Hldgs %
40.08%
Holding
1,386
New
701
Increased
389
Reduced
164
Closed
104

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$30.8M
2
SO icon
Southern Company
SO
+$27.6M
3
DNB
Dun & Bradstreet
DNB
+$23.1M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$16.7M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$15.3M

Top Sells

Rank Stock Value
1
AABA
Altaba Inc
AABA
+$60.9M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$58.3M
3
COL
Rockwell Collins
COL
+$43.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$27.6M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$27.1M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.63%
2 Financials 1.46%
3 Consumer Discretionary 0.99%
4 Healthcare 0.98%
5 Technology 0.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AABA
1301
DELISTED
Altaba Inc
AABA
– –
-831,434
Closed -$60.9M
USG
1302
CALL
DELISTED
Usg
USG
– –
-138,200
Closed -$5.96M
PHH
1303
DELISTED
PHH Corporation
PHH
– –
-61,147
Closed -$664K
FBNK
1304
DELISTED
First Connecticut Bancorp, Inc
FBNK
– –
-41,668
Closed -$1.27M
XCRA
1305
DELISTED
Xcerra Corporation
XCRA
– –
-221,233
Closed -$3.09M
CHFN
1306
DELISTED
Charter Financial Corp
CHFN
– –
-42,132
Closed -$1.02M
ILG
1307
DELISTED
ILG, Inc Common Stock
ILG
– –
-84,785
Closed -$2.8M
COTV
1308
DELISTED
Cotiviti Holdings, Inc.
COTV
– –
-141,018
Closed -$6.22M
PAY
1309
DELISTED
Verifone Systems Inc
PAY
– –
-182,215
Closed -$4.16M
CPLA
1310
DELISTED
Capella Education Company
CPLA
– –
-26,599
Closed -$2.63M
FMI
1311
DELISTED
Foundation Medicine, Inc.
FMI
– –
-22,567
Closed -$3.08M
RSPP
1312
DELISTED
RSP Permian, Inc.
RSPP
– –
-41,091
Closed -$1.81M
VR
1313
DELISTED
Validus Hold Ltd
VR
– –
-125,999
Closed -$8.52M
JASO
1314
DELISTED
JA Solar Holdings, Co., Ltd
JASO
– –
-228,356
Closed -$1.55M
FNBG
1315
DELISTED
FNB Bancorp Common Stock
FNBG
– –
-7,220
Closed -$265K
CAVM
1316
DELISTED
Cavium, Inc.
CAVM
– –
-42,177
Closed -$3.65M
XL
1317
CALL
DELISTED
XL Group Ltd.
XL
– –
-110,000
Closed -$6.16M
XL
1318
DELISTED
XL Group Ltd.
XL
– –
-410,317
Closed -$23M
FM
1319
DELISTED
iShares Frontier and Select EM ETF
FM
– –
-9,918
Closed -$286K
TRCO
1320
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
– –
-269,812
Closed -$10.3M
COBZ
1321
DELISTED
CoBiz Financial,Inc
COBZ
– –
-114,476
Closed -$2.46M
49 50 51 52
53

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Capstone Investment Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Capstone Investment Advisors held 1,386 positions worth $8.76B, up 34% from $6.52B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Capstone Investment Advisors withdrew a net $384M in Q3 2018, closing 104 positions and reducing 164 holdings. Its most notable exit was Altaba Inc, an estimated $60.9M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 93% of assets, up from 88% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in Dun & Bradstreet worth $24.2M.

  • Capstone Investment Advisors's largest Q3 2018 buy was Dun & Bradstreet: 170,069 shares worth $24.2M.
  • Capstone Investment Advisors added most to Amazon in Q3 2018, an estimated $30.8M increase.
  • Capstone Investment Advisors's biggest Q3 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $58.3M.
  • Capstone Investment Advisors fully exited Altaba Inc in Q3 2018, selling an estimated $60.9M.
  • Capstone Investment Advisors's ten largest holdings make up 40% of its $8.76B portfolio in Q3 2018.
  • Capstone Investment Advisors opened 701 new positions and closed 104 in Q3 2018.
  • Capstone Investment Advisors's portfolio value rose 34% quarter-over-quarter to $8.76B.

Based on Capstone Investment Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.