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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+2.46%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$8.76B
AUM Growth
+$2.25B
Cap. Flow
-$384M
Cap. Flow %
-4.38%
Top 10 Hldgs %
40.08%
Holding
1,386
New
701
Increased
389
Reduced
164
Closed
104

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$30.8M
2
SO icon
Southern Company
SO
+$27.6M
3
DNB
Dun & Bradstreet
DNB
+$23.1M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$16.7M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$15.3M

Top Sells

Rank Stock Value
1
AABA
Altaba Inc
AABA
+$60.9M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$58.3M
3
COL
Rockwell Collins
COL
+$43.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$27.6M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$27.1M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.63%
2 Financials 1.46%
3 Consumer Discretionary 0.99%
4 Healthcare 0.98%
5 Technology 0.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLV icon
1276
iShares Silver Trust
SLV
$31.3B
– –
-95,921
Closed -$1.45M
SMH icon
1277
VanEck Semiconductor ETF
SMH
$78.3B
$0 ﹤0.01%
+2
New +$106
SYY icon
1278
Sysco
SYY
$37.6B
– –
-701
Closed -$50.5K
TLT icon
1279
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$46.3B
– –
-18,300
Closed -$2.23M
TLT icon
1280
iShares 20+ Year Treasury Bond ETF
TLT
$46.3B
– –
-71,521
Closed -$8.71M
TMO icon
1281
Thermo Fisher Scientific
TMO
$250B
– –
-3,856
Closed -$887K
TOL icon
1282
Toll Brothers
TOL
$12.7B
– –
-15,100
Closed -$559K
UNH icon
1283
UnitedHealth
UNH
$338B
– –
-3,946
Closed -$1.03M
UNP icon
1284
Union Pacific
UNP
$163B
– –
-1,653
Closed -$249K
XLE icon
1285
State Street Energy Select Sector SPDR ETF
XLE
$40.2B
– –
-24,690
Closed -$926K
XLE icon
1286
PUT
State Street Energy Select Sector SPDR ETF
XLE
$40.2B
– –
-108,200
Closed -$4.11M
XLI icon
1287
State Street Industrial Select Sector SPDR ETF
XLI
$30.8B
– –
-1
Closed –
XLI icon
1288
PUT
State Street Industrial Select Sector SPDR ETF
XLI
$30.8B
– –
-14,100
Closed -$1.01M
XLP icon
1289
CALL
State Street Consumer Staples Select Sector SPDR ETF
XLP
$13.8B
– –
-669,800
Closed -$34.5M
XLP icon
1290
State Street Consumer Staples Select Sector SPDR ETF
XLP
$13.8B
– –
-2,928
Closed -$151K
XLY icon
1291
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.6B
– –
-23,150
Closed -$1.26M
XOP icon
1292
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.93B
– –
-549
Closed -$95K
XOP icon
1293
PUT
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.93B
– –
-20,000
Closed -$3.44M
Z icon
1294
Zillow
Z
$6.39B
– –
-30,200
Closed -$1.78M
ASXC
1295
DELISTED
Asensus Surgical, Inc.
ASXC
– –
-11,538
Closed -$654K
SPLK
1296
CALL
DELISTED
Splunk Inc
SPLK
– –
-5,000
Closed -$496K
ACGN
1297
DELISTED
Aceragen Inc
ACGN
– –
-5,205
Closed -$933K
NUAN
1298
DELISTED
Nuance Communications, Inc.
NUAN
– –
-47,933
Closed -$576K
AKRX
1299
CALL
DELISTED
Akorn Inc
AKRX
– –
-10,000
Closed -$166K
JCP
1300
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-248,000
Closed -$580K
49 50 51
52
53

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Capstone Investment Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Capstone Investment Advisors held 1,386 positions worth $8.76B, up 34% from $6.52B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Capstone Investment Advisors withdrew a net $384M in Q3 2018, closing 104 positions and reducing 164 holdings. Its most notable exit was Altaba Inc, an estimated $60.9M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 93% of assets, up from 88% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in Dun & Bradstreet worth $24.2M.

  • Capstone Investment Advisors's largest Q3 2018 buy was Dun & Bradstreet: 170,069 shares worth $24.2M.
  • Capstone Investment Advisors added most to Amazon in Q3 2018, an estimated $30.8M increase.
  • Capstone Investment Advisors's biggest Q3 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $58.3M.
  • Capstone Investment Advisors fully exited Altaba Inc in Q3 2018, selling an estimated $60.9M.
  • Capstone Investment Advisors's ten largest holdings make up 40% of its $8.76B portfolio in Q3 2018.
  • Capstone Investment Advisors opened 701 new positions and closed 104 in Q3 2018.
  • Capstone Investment Advisors's portfolio value rose 34% quarter-over-quarter to $8.76B.

Based on Capstone Investment Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.