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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$18.5B
AUM Growth
+$3.98B
Cap. Flow
-$221M
Cap. Flow %
-1.19%
Top 10 Hldgs %
21.74%
Holding
1,532
New
189
Increased
877
Reduced
255
Closed
157

Top Buys

Rank Stock Value
1
GDX icon
VanEck Gold Miners ETF
GDX
+$69.8M
2
AAPL icon
Apple
AAPL
+$55.1M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$33M
4
BAC icon
Bank of America
BAC
+$25.3M
5
WMT icon
Walmart Inc
WMT
+$23.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$463M
2
CELG
Celgene Corp
CELG
+$133M
3
AGN
Allergan plc
AGN
+$95.6M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$68.6M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$38.4M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.94%
2 Technology 1.27%
3 Financials 1.05%
4 Healthcare 0.85%
5 Consumer Discretionary 0.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BEN icon
1251
CALL
Franklin Templeton
BEN
$16.8B
$135K ﹤0.01%
5,200
-100
-2% -$2.72K
PNW icon
1252
PUT
Pinnacle West Capital
PNW
$11.1B
$135K ﹤0.01%
1,500
-100
-6% -$9.02K
AOS icon
1253
CALL
A.O. Smith
AOS
$7.97B
$133K ﹤0.01%
2,800
– –
LLEX
1254
DELISTED
Lilis Energy, Inc. Common Stock
LLEX
$133K ﹤0.01%
350,807
-81,908
-19% -$17.8K
MAC icon
1255
CALL
Macerich
MAC
$6.42B
$129K ﹤0.01%
4,800
+300
+7% +$8.24K
ACOR
1256
DELISTED
Acorda Therapeutics
ACOR
$127K ﹤0.01%
519
+282
+119% +$71.2K
DISH
1257
DELISTED
DISH Network Corp.
DISH
$123K ﹤0.01%
+3,468
New +$120K
LYV icon
1258
Live Nation Entertainment
LYV
$39.8B
$121K ﹤0.01%
+1,693
New +$115K
FLIR
1259
PUT
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$120K ﹤0.01%
2,300
-6,200
-73% -$328K
GT icon
1260
CALL
Goodyear
GT
$1.48B
$118K ﹤0.01%
7,600
– –
EQIX icon
1261
CALL
Equinix
EQIX
$99.5B
$117K ﹤0.01%
200
-2,100
-91% -$1.18M
AVB
1262
DELISTED
AvalonBay Communities
AVB
$114K ﹤0.01%
+544
New +$117K
VMRK
1263
CALL
Vivmark Residential
VMRK
$47.6B
$113K ﹤0.01%
1,400
-300
-18% -$25.5K
NWSA icon
1264
PUT
News Corp Class A
NWSA
$15.4B
$110K ﹤0.01%
7,800
– –
SEE
1265
DELISTED
Sealed Air
SEE
$110K ﹤0.01%
+2,756
New +$109K
REG icon
1266
Regency Centers
REG
$13.4B
$107K ﹤0.01%
+1,694
New +$111K
KR icon
1267
Kroger
KR
$34.7B
$106K ﹤0.01%
3,668
-38,369
-91% -$1.02M
UDR icon
1268
UDR
UDR
$10.9B
$105K ﹤0.01%
+2,246
New +$108K
FOX icon
1269
Fox Class B
FOX
$23.8B
$104K ﹤0.01%
+2,845
New +$95.5K
MAT icon
1270
CALL
Mattel
MAT
$3.8B
$100K ﹤0.01%
7,400
-500
-6% -$5.93K
NKTR icon
1271
CALL
Nektar Therapeutics
NKTR
$1.95B
$99K ﹤0.01%
307
– –
COO icon
1272
CALL
Cooper Companies
COO
$10.5B
$96K ﹤0.01%
1,200
-3,600
-75% -$271K
CHD icon
1273
PUT
Church & Dwight Co
CHD
$22.9B
$91K ﹤0.01%
1,300
-100
-7% -$7.1K
BFH icon
1274
Bread Financial
BFH
$3.95B
$90K ﹤0.01%
1,000
-10,396
-91% -$918K
BIIB icon
1275
Biogen
BIIB
$33.6B
$90K ﹤0.01%
303
-22,781
-99% -$6.32M
49 50
51
52 53

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Capstone Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Capstone Investment Advisors held 1,532 positions worth $18.5B, up 27% from $14.6B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Capstone Investment Advisors's Q4 2019 filing shows 189 new, 877 increased, 255 reduced and 157 closed positions. Its largest new stake was Costco: 66,964 shares worth $19.7M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $463M.

By sector, the portfolio is most concentrated in Miscellaneous at 93% of assets, down from 94% a quarter earlier, followed by Technology and Financials.

  • Capstone Investment Advisors's largest Q4 2019 buy was Costco: 66,964 shares worth $19.7M.
  • Capstone Investment Advisors added most to VanEck Gold Miners ETF in Q4 2019, an estimated $69.8M increase.
  • Capstone Investment Advisors's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $463M.
  • Capstone Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $133M.
  • Capstone Investment Advisors's ten largest holdings make up 22% of its $18.5B portfolio in Q4 2019.
  • Capstone Investment Advisors opened 189 new positions and closed 157 in Q4 2019.
  • Capstone Investment Advisors's portfolio value rose 27% quarter-over-quarter to $18.5B.

Based on Capstone Investment Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.