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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$14.6B
AUM Growth
+$733M
Cap. Flow
-$251M
Cap. Flow %
-1.72%
Top 10 Hldgs %
21.4%
Holding
1,536
New
151
Increased
821
Reduced
320
Closed
194

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$447M
2
AGN
Allergan plc
AGN
+$58.6M
3
GWR
Genesee & Wyoming Inc.
GWR
+$25.8M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$16.5M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$16.4M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$136M
2
APC
Anadarko Petroleum
APC
+$126M
3
DATA
Tableau Software, Inc.
DATA
+$42.9M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$31M
5
GLD icon
SPDR Gold Trust
GLD
+$30.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 93.53%
2 Healthcare 2.44%
3 Technology 0.79%
4 Consumer Discretionary 0.66%
5 Industrials 0.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLO icon
1251
Valero Energy
VLO
$111B
$74K ﹤0.01%
872
-17,950
-95% -$1.45M
NIO icon
1252
NIO
NIO
$8.97B
$66K ﹤0.01%
42,100
-618,900
-94% -$1.89M
BPY
1253
CALL
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$65K ﹤0.01%
3,200
– –
SIVB
1254
DELISTED
SVB Financial Group
SIVB
$63K ﹤0.01%
300
-348
-54% -$72.9K
UNM icon
1255
CALL
Unum
UNM
$14.6B
$62K ﹤0.01%
2,100
-100
-5% -$2.97K
IFF icon
1256
CALL
International Flavors & Fragrances
IFF
$21.9B
$61K ﹤0.01%
500
– –
LYB icon
1257
LyondellBasell Industries
LYB
$18.8B
$59K ﹤0.01%
654
-11,042
-94% -$900K
CHRW icon
1258
C.H. Robinson
CHRW
$17.2B
$58K ﹤0.01%
680
-3,613
-84% -$304K
EBAY icon
1259
eBay
EBAY
$48B
$55K ﹤0.01%
1,409
-78
-5% -$3.13K
WCG
1260
CALL
DELISTED
Wellcare Health Plans, Inc.
WCG
$52K ﹤0.01%
200
-33,600
-99% -$9.27M
UA icon
1261
Under Armour Class C
UA
$1.88B
$50K ﹤0.01%
+2,732
New +$53.8K
EQT icon
1262
CALL
EQT Corp
EQT
$31.8B
$47K ﹤0.01%
4,400
– –
INCY icon
1263
Incyte
INCY
$25.1B
$46K ﹤0.01%
616
-801
-57% -$64.7K
WMT icon
1264
Walmart Inc
WMT
$857B
$46K ﹤0.01%
1,161
-27,405
-96% -$1.03M
DHR icon
1265
Danaher
DHR
$158B
$45K ﹤0.01%
351
-972
-73% -$122K
CFG icon
1266
CALL
Citizens Financial Group
CFG
$27.6B
$42K ﹤0.01%
+1,200
New +$41.9K
NWSA icon
1267
CALL
News Corp Class A
NWSA
$15.4B
$31K ﹤0.01%
+2,200
New +$30.1K
MCK icon
1268
McKesson
MCK
$101B
$30K ﹤0.01%
216
-8
-4% -$1.14K
EA
1269
DELISTED
Electronic Arts
EA
$28K ﹤0.01%
287
-6,807
-96% -$639K
FANG icon
1270
Diamondback Energy
FANG
$52.3B
$28K ﹤0.01%
+316
New +$31.4K
INO icon
1271
CALL
Inovio Pharmaceuticals
INO
$122M
$28K ﹤0.01%
1,125
– –
VRTX icon
1272
Vertex Pharmaceuticals
VRTX
$133B
$27K ﹤0.01%
158
-5,224
-97% -$924K
WY icon
1273
Weyerhaeuser
WY
$14.4B
$26K ﹤0.01%
932
-32,952
-97% -$860K
INO icon
1274
Inovio Pharmaceuticals
INO
$122M
$23K ﹤0.01%
917
– –
ETN icon
1275
Eaton
ETN
$171B
$22K ﹤0.01%
259
-56
-18% -$4.54K
49 50
51
52 53

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Capstone Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Capstone Investment Advisors held 1,536 positions worth $14.6B, up 5.3% from $13.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Capstone Investment Advisors's Q3 2019 filing shows 151 new, 821 increased, 320 reduced and 194 closed positions. Its largest new stake was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M. The largest sale was Red Hat Inc, an estimated $136M.

By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, up from 89% a quarter earlier, followed by Healthcare and Technology.

  • Capstone Investment Advisors's largest Q3 2019 buy was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $447M increase.
  • Capstone Investment Advisors's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $31M.
  • Capstone Investment Advisors fully exited Red Hat Inc in Q3 2019, selling an estimated $136M.
  • Capstone Investment Advisors's ten largest holdings make up 21% of its $14.6B portfolio in Q3 2019.
  • Capstone Investment Advisors opened 151 new positions and closed 194 in Q3 2019.
  • Capstone Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $14.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2019, filed 14 Nov 2019.