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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+6.5%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$33.2B
AUM Growth
+$11B
Cap. Flow
+$5.37B
Cap. Flow %
16.16%
Top 10 Hldgs %
42.14%
Holding
2,491
New
406
Increased
1,004
Reduced
483
Closed
418

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.16B
2
AMZN icon
Amazon
AMZN
+$299M
3
O icon
Realty Income
O
+$80.3M
4
ARM icon
Arm
ARM
+$41.3M
5
HDB icon
HDFC Bank
HDB
+$32.6M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$53.5M
2
GLD icon
SPDR Gold Trust
GLD
+$35.9M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$34.5M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$29.1M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$28.9M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 1.59%
2 Technology 0.56%
3 Financials 0.43%
4 Real Estate 0.29%
5 Healthcare 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
C icon
101
PUT
Citigroup
C
$228B
$41.6M 0.13%
807,900
+470,600
+140% +$20.8M
CSCO icon
102
PUT
Cisco
CSCO
$475B
$40.4M 0.12%
798,800
-112,700
-12% -$5.76M
ORCL icon
103
CALL
Oracle
ORCL
$419B
$39.9M 0.12%
378,600
+78,100
+26% +$8.52M
AXP icon
104
PUT
American Express
AXP
$230B
$39M 0.12%
208,100
+129,000
+163% +$20.8M
MCD icon
105
PUT
McDonald's
MCD
$194B
$38.6M 0.12%
130,100
+63,600
+96% +$17.3M
UPS icon
106
PUT
United Parcel Service
UPS
$88.8B
$38.2M 0.11%
242,700
+86,500
+55% +$13.1M
GE icon
107
PUT
GE Aerospace
GE
$382B
$37.3M 0.11%
366,252
+218,774
+148% +$20.3M
MRK icon
108
CALL
Merck
MRK
$322B
$37.2M 0.11%
341,300
+217,600
+176% +$22.6M
NFLX icon
109
CALL
Netflix
NFLX
$311B
$36M 0.11%
740,000
+286,000
+63% +$12.5M
PYPL icon
110
PUT
PayPal
PYPL
$50.5B
$35.8M 0.11%
582,700
+263,900
+83% +$15.1M
AMD icon
111
PUT
Advanced Micro Devices
AMD
$774B
$35.5M 0.11%
240,600
+131,300
+120% +$15.5M
ACN icon
112
PUT
Accenture
ACN
$110B
$34.9M 0.11%
99,500
+16,100
+19% +$5.19M
NKE icon
113
CALL
Nike
NKE
$61.3B
$34.3M 0.1%
316,200
+199,300
+170% +$21.4M
UNP icon
114
PUT
Union Pacific
UNP
$174B
$33M 0.1%
134,500
+24,300
+22% +$5.34M
TGT icon
115
PUT
Target
TGT
$69.2B
$31.7M 0.1%
222,800
+55,900
+33% +$6.82M
KO icon
116
PUT
Coca-Cola
KO
$372B
$31.7M 0.1%
537,900
+174,600
+48% +$9.92M
GM icon
117
CALL
General Motors
GM
$78.4B
$31.4M 0.09%
874,800
+816,600
+1,403% +$25.3M
XOP icon
118
CALL
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.67B
$31.1M 0.09%
227,500
-37,500
-14% -$5.28M
XOP icon
119
PUT
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.67B
$31.1M 0.09%
227,500
-37,500
-14% -$5.28M
AMAT icon
120
PUT
Applied Materials
AMAT
$417B
$31.1M 0.09%
192,000
+73,900
+63% +$10.9M
PEP icon
121
PUT
PepsiCo
PEP
$189B
$30.9M 0.09%
181,800
+37,800
+26% +$6.27M
ADBE icon
122
CALL
Adobe
ADBE
$105B
$30.8M 0.09%
51,700
+33,100
+178% +$19.1M
CVX icon
123
CALL
Chevron
CVX
$386B
$30.7M 0.09%
205,900
+144,300
+234% +$21.8M
DHR icon
124
CALL
Danaher
DHR
$146B
$30.6M 0.09%
132,200
+17,144
+15% +$3.65M
DHR icon
125
PUT
Danaher
DHR
$146B
$29.9M 0.09%
129,300
+23,719
+22% +$5.05M
3 4
5
6 7

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Capstone Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Capstone Investment Advisors held 2,491 positions worth $33.2B, up 50% from $22.2B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Capstone Investment Advisors deployed $5.37B of net new capital in Q4 2023, opening 406 new positions and adding to 1,004 existing holdings. Its largest new stake was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 826,701 shares worth $20.8M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 1.6% of assets, up from 0.91% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $35.9M trimmed.

  • Capstone Investment Advisors's largest Q4 2023 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 826,701 shares worth $20.8M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $1.16B increase.
  • Capstone Investment Advisors's biggest Q4 2023 reduction was SPDR Gold Trust, cutting an estimated $35.9M.
  • Capstone Investment Advisors fully exited Activision Blizzard in Q4 2023, selling an estimated $53.5M.
  • Capstone Investment Advisors's ten largest holdings make up 42% of its $33.2B portfolio in Q4 2023.
  • Capstone Investment Advisors opened 406 new positions and closed 418 in Q4 2023.
  • Capstone Investment Advisors's portfolio value rose 50% quarter-over-quarter to $33.2B.

Based on Capstone Investment Advisors's 13F filing for Q4 2023, filed 12 Feb 2024.