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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$13.7B
AUM Growth
-$2.83B
Cap. Flow
-$5.88B
Cap. Flow %
-42.81%
Top 10 Hldgs %
40.17%
Holding
1,769
New
118
Increased
554
Reduced
424
Closed
276

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$45.8M
2
O icon
Realty Income
O
+$37.9M
3
GLD icon
SPDR Gold Trust
GLD
+$36.8M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$31.4M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$16.7M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$109M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$80.6M
4
AAPL icon
Apple
AAPL
+$59M
5
JPM icon
JPMorgan Chase
JPM
+$34.3M

Sector Composition

Rank Sector Weight
1 Technology 1.84%
2 Financials 1.69%
3 Consumer Discretionary 1.14%
4 Communication Services 0.66%
5 Healthcare 0.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCA icon
101
PUT
HCA Healthcare
HCA
$89.1B
$15.1M 0.11%
63,100
+1,200
+2% +$269K
PG icon
102
Procter & Gamble
PG
$338B
$15.1M 0.11%
99,897
-66,871
-40% -$9.37M
MSFT icon
103
Microsoft
MSFT
$3.74T
$15M 0.11%
62,373
-452,494
-88% -$109M
MRK icon
104
PUT
Merck
MRK
$322B
$14.9M 0.11%
134,700
+34,100
+34% +$3.49M
ABBV icon
105
CALL
AbbVie
ABBV
$442B
$14.5M 0.11%
90,000
+600
+0.7% +$92K
GS icon
106
PUT
Goldman Sachs
GS
$301B
$14.5M 0.11%
42,300
+3,800
+10% +$1.32M
IBM icon
107
PUT
IBM
IBM
$225B
$14.5M 0.11%
102,800
+32,500
+46% +$4.48M
GOOGL icon
108
Alphabet (Google) Class A
GOOGL
$4.2T
$14.2M 0.1%
160,527
-201,870
-56% -$19.2M
NVDA icon
109
NVIDIA
NVDA
$5.27T
$14.1M 0.1%
965,410
+308,510
+47% +$4.52M
TJX icon
110
PUT
TJX Companies
TJX
$172B
$14.1M 0.1%
176,600
+15,100
+9% +$1.11M
T icon
111
CALL
AT&T
T
$168B
$13.9M 0.1%
754,300
+37,900
+5% +$678K
INTU icon
112
PUT
Intuit
INTU
$92B
$13.9M 0.1%
35,600
-20,000
-36% -$7.93M
APD icon
113
PUT
Air Products & Chemicals
APD
$68.9B
$13.8M 0.1%
44,700
+1,700
+4% +$479K
TSM icon
114
TSMC
TSM
$2.19T
$13.7M 0.1%
184,296
+124,735
+209% +$9.02M
TSLA icon
115
PUT
Tesla
TSLA
$1.31T
$13.4M 0.1%
109,000
-109,900
-50% -$20.8M
PGR icon
116
PUT
Progressive
PGR
$123B
$13.3M 0.1%
102,500
+19,500
+23% +$2.47M
DIS icon
117
PUT
Walt Disney
DIS
$179B
$12.6M 0.09%
145,100
-47,200
-25% -$4.51M
WFC icon
118
CALL
Wells Fargo
WFC
$264B
$12.5M 0.09%
303,100
+36,500
+14% +$1.62M
MRNA icon
119
PUT
Moderna
MRNA
$24.2B
$12.4M 0.09%
69,100
+7,900
+13% +$1.29M
VMW
120
DELISTED
VMware, Inc
VMW
$12.4M 0.09%
+100,690
New +$11.6M
AMZN icon
121
CALL
Amazon
AMZN
$2.94T
$12.3M 0.09%
146,700
-172,500
-54% -$17M
TXN icon
122
PUT
Texas Instruments
TXN
$257B
$12.3M 0.09%
74,400
+9,000
+14% +$1.5M
INTU icon
123
Intuit
INTU
$92B
$12.3M 0.09%
31,544
-12,293
-28% -$4.88M
RTX icon
124
PUT
RTX Corp
RTX
$302B
$12.3M 0.09%
121,600
+20,800
+21% +$1.96M
FISV
125
PUT
Fiserv Inc
FISV
$28B
$12.2M 0.09%
120,800
+3,100
+3% +$309K
3 4
5
6 7

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Capstone Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Capstone Investment Advisors held 1,769 positions worth $13.7B, down 17% from $16.6B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Capstone Investment Advisors withdrew a net $5.88B in Q4 2022, closing 276 positions and reducing 424 holdings. Its most notable exit was iShares US Real Estate ETF, an estimated $22.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, down from 2.7% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $46.4M.

  • Capstone Investment Advisors's largest Q4 2022 buy was iShares MSCI USA Min Vol Factor ETF: 643,380 shares worth $46.4M.
  • Capstone Investment Advisors added most to Realty Income in Q4 2022, an estimated $37.9M increase.
  • Capstone Investment Advisors's biggest Q4 2022 reduction was Microsoft, cutting an estimated $109M.
  • Capstone Investment Advisors fully exited iShares US Real Estate ETF in Q4 2022, selling an estimated $22.4M.
  • Capstone Investment Advisors's ten largest holdings make up 40% of its $13.7B portfolio in Q4 2022.
  • Capstone Investment Advisors opened 118 new positions and closed 276 in Q4 2022.
  • Capstone Investment Advisors's portfolio value fell 17% quarter-over-quarter to $13.7B.

Based on Capstone Investment Advisors's 13F filing for Q4 2022, filed 10 Feb 2023.