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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZTS icon
101
PUT
Zoetis
ZTS
$31.1B
$97.6M 0.19%
502,700
+91,000
+22% +$18.4M
LMT icon
102
PUT
Lockheed Martin
LMT
$138B
$95.4M 0.19%
276,300
+35,400
+15% +$12.8M
AXP icon
103
PUT
American Express
AXP
$230B
$94.6M 0.19%
564,800
-38,300
-6% -$6.4M
ADI icon
104
PUT
Analog Devices
ADI
$188B
$93.1M 0.18%
555,600
+36,700
+7% +$6.16M
COF icon
105
PUT
Capital One
COF
$134B
$92.2M 0.18%
569,300
+39,700
+7% +$6.48M
GILD icon
106
PUT
Gilead Sciences
GILD
$168B
$92M 0.18%
1,316,400
+183,400
+16% +$12.9M
TSLA icon
107
CALL
Tesla
TSLA
$1.31T
$91M 0.18%
351,900
+15,600
+5% +$3.67M
PM icon
108
PUT
Philip Morris
PM
$290B
$90M 0.18%
949,100
-161,800
-15% -$16.3M
SPGI icon
109
PUT
S&P Global
SPGI
$120B
$86.9M 0.17%
204,600
+7,900
+4% +$3.42M
BLK icon
110
PUT
Blackrock
BLK
$178B
$84.8M 0.17%
101,100
+13,700
+16% +$12.3M
XLE icon
111
PUT
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
$81.5M 0.16%
3,128,600
+971,600
+45% +$24.1M
SCHW
112
PUT
Charles Schwab
SCHW
$186B
$81.3M 0.16%
1,116,700
+102,900
+10% +$7.35M
JNJ icon
113
CALL
Johnson & Johnson
JNJ
$626B
$81.3M 0.16%
503,500
+41,900
+9% +$7.15M
FXI icon
114
PUT
iShares China Large-Cap ETF
FXI
$4.25B
$80.3M 0.16%
2,061,800
-3,216,400
-61% -$133M
CHTR icon
115
PUT
Charter Communications
CHTR
$18.8B
$79.3M 0.16%
109,000
+45,300
+71% +$34.4M
LRCX icon
116
PUT
Lam Research
LRCX
$390B
$78.1M 0.15%
1,373,000
-156,000
-10% -$9.49M
EFA icon
117
iShares MSCI EAFE ETF
EFA
$79.9B
$77.3M 0.15%
990,836
-468,765
-32% -$37.5M
BRK.B icon
118
CALL
Berkshire Hathaway Class B
BRK.B
$1.11T
$77.2M 0.15%
283,000
-9,500
-3% -$2.67M
SYK icon
119
PUT
Stryker
SYK
$134B
$76M 0.15%
288,300
+28,000
+11% +$7.49M
MMM icon
120
PUT
3M
MMM
$94.4B
$75.8M 0.15%
517,031
+56,930
+12% +$9.22M
BMY icon
121
PUT
Bristol-Myers Squibb
BMY
$130B
$74M 0.15%
1,249,800
-275,600
-18% -$18.1M
BAC icon
122
CALL
Bank of America
BAC
$448B
$73.9M 0.15%
1,741,000
+124,000
+8% +$4.99M
CME icon
123
PUT
CME Group
CME
$93.2B
$73.9M 0.15%
382,100
+53,100
+16% +$10.8M
V icon
124
CALL
Visa
V
$677B
$72.4M 0.14%
325,100
+36,800
+13% +$8.63M
XOM icon
125
CALL
ExxonMobil
XOM
$657B
$70.6M 0.14%
1,200,300
-54,300
-4% -$3.09M
3 4
5
6 7

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.