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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$33.9B
AUM Growth
+$4.09B
Cap. Flow
+$2.45B
Cap. Flow %
7.22%
Top 10 Hldgs %
25.91%
Holding
2,064
New
405
Increased
721
Reduced
487
Closed
425

Top Buys

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$152M
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$150M
3
AAPL icon
Apple
AAPL
+$111M
4
WORK
Slack Technologies, Inc.
WORK
+$95.5M
5
XLNX
Xilinx Inc
XLNX
+$84.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$251M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$128M
3
VAR
Varian Medical Systems, Inc.
VAR
+$113M
4
META icon
Meta Platforms (Facebook)
META
+$68.5M
5
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$50.2M

Sector Composition

Rank Sector Weight
1 Technology 1.89%
2 Communication Services 0.84%
3 Healthcare 0.82%
4 Consumer Discretionary 0.57%
5 Financials 0.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMZN icon
101
Amazon
AMZN
$2.94T
$67.6M 0.2%
436,800
+354,200
+429% +$56.1M
USMV icon
102
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$67.6M 0.2%
976,400
+483,411
+98% +$32.7M
FDX icon
103
PUT
FedEx
FDX
$76.3B
$67.5M 0.2%
237,800
+19,700
+9% +$5.07M
MO icon
104
PUT
Altria Group
MO
$109B
$67.3M 0.2%
1,315,100
+714,500
+119% +$32M
ATVI
105
PUT
DELISTED
Activision Blizzard
ATVI
$65M 0.19%
698,600
+299,600
+75% +$28.2M
BLK icon
106
PUT
Blackrock
BLK
$178B
$64.9M 0.19%
86,100
+25,000
+41% +$18.1M
GM icon
107
PUT
General Motors
GM
$78.4B
$62.7M 0.18%
1,091,800
+242,600
+29% +$12.9M
NEE icon
108
PUT
NextEra Energy
NEE
$179B
$62.5M 0.18%
826,000
-205,900
-20% -$16.1M
BMY icon
109
PUT
Bristol-Myers Squibb
BMY
$130B
$61.6M 0.18%
976,100
+133,600
+16% +$8.31M
TGT icon
110
PUT
Target
TGT
$69.2B
$61.5M 0.18%
310,700
+107,100
+53% +$20M
V icon
111
CALL
Visa
V
$677B
$60.1M 0.18%
283,900
-33,000
-10% -$6.95M
SPY icon
112
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$59.5M 0.18%
150,200
-1,973,700
-93% -$761M
LIN icon
113
PUT
Linde
LIN
$226B
$59.5M 0.18%
212,300
+38,000
+22% +$9.86M
BAC icon
114
CALL
Bank of America
BAC
$448B
$58.8M 0.17%
1,519,000
+415,400
+38% +$14.3M
ADI icon
115
PUT
Analog Devices
ADI
$188B
$58.4M 0.17%
376,800
+210,500
+127% +$32.4M
CME icon
116
PUT
CME Group
CME
$93.2B
$57.8M 0.17%
282,900
+95,300
+51% +$18.8M
XOM icon
117
CALL
ExxonMobil
XOM
$657B
$57.7M 0.17%
1,033,200
+288,300
+39% +$15.1M
QQQ icon
118
Invesco QQQ Trust
QQQ
$478B
$57.5M 0.17%
180,072
-400,159
-69% -$128M
DIS icon
119
CALL
Walt Disney
DIS
$179B
$57.3M 0.17%
310,700
-71,600
-19% -$13.2M
COF icon
120
PUT
Capital One
COF
$134B
$56.8M 0.17%
446,400
+193,200
+76% +$22.8M
FIS icon
121
PUT
Fidelity National Information Services
FIS
$22.1B
$56.7M 0.17%
403,200
+147,600
+58% +$20.2M
GILD icon
122
PUT
Gilead Sciences
GILD
$168B
$56.5M 0.17%
874,500
+325,700
+59% +$21M
CMCSA icon
123
CALL
Comcast
CMCSA
$91B
$56.5M 0.17%
1,043,600
-351,500
-25% -$18.6M
SYK icon
124
PUT
Stryker
SYK
$134B
$56.3M 0.17%
231,200
-36,700
-14% -$8.8M
ADP icon
125
PUT
Automatic Data Processing
ADP
$108B
$56.2M 0.17%
298,000
+38,800
+15% +$6.73M
3 4
5
6 7

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Capstone Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Capstone Investment Advisors held 2,064 positions worth $33.9B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Capstone Investment Advisors deployed $2.45B of net new capital in Q1 2021, opening 405 new positions and adding to 721 existing holdings. Its largest new stake was PG&E Corporation: 290,000 shares worth $33.1M.

By sector, the portfolio is most concentrated in Technology at 1.9% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $251M trimmed.

  • Capstone Investment Advisors's largest Q1 2021 buy was PG&E Corporation: 290,000 shares worth $33.1M.
  • Capstone Investment Advisors added most to Alexion Pharmaceuticals in Q1 2021, an estimated $152M increase.
  • Capstone Investment Advisors's biggest Q1 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $251M.
  • Capstone Investment Advisors fully exited Builders FirstSource in Q1 2021, selling an estimated $33.2M.
  • Capstone Investment Advisors's ten largest holdings make up 26% of its $33.9B portfolio in Q1 2021.
  • Capstone Investment Advisors opened 405 new positions and closed 425 in Q1 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $33.9B.

Based on Capstone Investment Advisors's 13F filing for Q1 2021, filed 17 May 2021.