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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+7.52%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$19.6B
AUM Growth
+$4.43B
Cap. Flow
+$441M
Cap. Flow %
2.26%
Top 10 Hldgs %
30.49%
Holding
1,499
New
193
Increased
971
Reduced
177
Closed
115

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$285M
2
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$53.7M
3
MS icon
Morgan Stanley
MS
+$50.7M
4
IMMU
Immunomedics Inc
IMMU
+$43M
5
MXIM
Maxim Integrated Products
MXIM
+$39.7M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$105M
2
CZR
Caesars Entertainment Corporation
CZR
+$81.1M
3
GOTU icon
Gaotu Techedu
GOTU
+$45M
4
WUBA
58.com Inc
WUBA
+$44.3M
5
WTW icon
Willis Towers Watson
WTW
+$37.4M

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.7%
2 Financials 1.3%
3 Healthcare 1.29%
4 Energy 0.7%
5 Consumer Discretionary 0.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDLZ icon
101
PUT
Mondelez International
MDLZ
$76.9B
$34.4M 0.18%
598,600
+227,600
+61% +$12.7M
SPY icon
102
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$796B
$33.6M 0.17%
100,400
-1,573,700
-94% -$522M
C icon
103
PUT
Citigroup
C
$225B
$33.1M 0.17%
766,900
-143,300
-16% -$7.14M
BA icon
104
PUT
Boeing
BA
$157B
$32.8M 0.17%
198,500
+48,100
+32% +$8.2M
WFC icon
105
PUT
Wells Fargo
WFC
$251B
$32.6M 0.17%
1,385,600
+284,600
+26% +$7.01M
ZTS icon
106
PUT
Zoetis
ZTS
$29.4B
$32.5M 0.17%
196,700
+40,100
+26% +$6.16M
XOM icon
107
ExxonMobil
XOM
$660B
$32.5M 0.17%
945,962
+834,519
+749% +$34.1M
EBAY icon
108
PUT
eBay
EBAY
$48B
$31.7M 0.16%
607,900
+115,600
+23% +$6.37M
MA icon
109
CALL
Mastercard
MA
$497B
$31.3M 0.16%
92,600
+30,200
+48% +$9.82M
BDX icon
110
PUT
Becton Dickinson
BDX
$50.1B
$31.1M 0.16%
137,043
+3,280
+2% +$806K
ADP icon
111
PUT
Automatic Data Processing
ADP
$105B
$31.1M 0.16%
222,800
+79,800
+56% +$11.2M
EW icon
112
PUT
Edwards Lifesciences
EW
$49.7B
$30.7M 0.16%
384,400
+61,800
+19% +$4.82M
MMM icon
113
PUT
3M
MMM
$87.4B
$30.4M 0.16%
227,240
+20,571
+10% +$2.77M
TGT icon
114
PUT
Target
TGT
$71.5B
$30.4M 0.16%
193,300
+114,900
+147% +$15.8M
BLK icon
115
PUT
Blackrock
BLK
$168B
$30M 0.15%
53,200
+6,300
+13% +$3.59M
PGR icon
116
PUT
Progressive
PGR
$119B
$29.8M 0.15%
314,600
+86,400
+38% +$7.77M
HUM icon
117
PUT
Humana
HUM
$47.8B
$29.4M 0.15%
71,000
+18,900
+36% +$7.6M
UNH icon
118
CALL
UnitedHealth
UNH
$338B
$28.9M 0.15%
92,600
+15,600
+20% +$4.79M
LRCX icon
119
PUT
Lam Research
LRCX
$394B
$28.9M 0.15%
870,000
+364,000
+72% +$12.5M
FIS icon
120
PUT
Fidelity National Information Services
FIS
$18.3B
$28.6M 0.15%
194,200
+60,700
+45% +$8.77M
HD icon
121
CALL
Home Depot
HD
$293B
$28.2M 0.14%
101,700
+12,400
+14% +$3.36M
SYK icon
122
PUT
Stryker
SYK
$104B
$28.2M 0.14%
135,200
+28,700
+27% +$5.58M
ILMN icon
123
PUT
Illumina
ILMN
$40.8B
$28.1M 0.14%
93,445
+34,746
+59% +$12M
VZ icon
124
CALL
Verizon
VZ
$196B
$27.9M 0.14%
469,200
+184,200
+65% +$10.7M
RTX icon
125
RTX Corp
RTX
$255B
$27.8M 0.14%
483,995
+131,153
+37% +$7.98M
3 4
5
6 7

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Capstone Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Capstone Investment Advisors held 1,499 positions worth $19.6B, up 29% from $15.1B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Capstone Investment Advisors's Q3 2020 filing shows 193 new, 971 increased, 177 reduced and 115 closed positions. Its largest new stake was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M. The largest sale was Invesco QQQ Trust, an estimated $105M.

By sector, the portfolio is most concentrated in Miscellaneous at 95% of assets, down from 95% a quarter earlier, followed by Financials and Healthcare.

  • Capstone Investment Advisors's largest Q3 2020 buy was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2020, an estimated $285M increase.
  • Capstone Investment Advisors's biggest Q3 2020 reduction was Invesco QQQ Trust, cutting an estimated $105M.
  • Capstone Investment Advisors fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $81.1M.
  • Capstone Investment Advisors's ten largest holdings make up 30% of its $19.6B portfolio in Q3 2020.
  • Capstone Investment Advisors opened 193 new positions and closed 115 in Q3 2020.
  • Capstone Investment Advisors's portfolio value rose 29% quarter-over-quarter to $19.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2020, filed 16 Nov 2020.