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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$18.5B
AUM Growth
+$3.98B
Cap. Flow
+$2.5B
Cap. Flow %
13.46%
Top 10 Hldgs %
21.74%
Holding
1,532
New
189
Increased
877
Reduced
255
Closed
157

Top Buys

Rank Stock Value
1
GDX icon
VanEck Gold Miners ETF
GDX
+$69.8M
2
AAPL icon
Apple
AAPL
+$55.1M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$33M
4
BAC icon
Bank of America
BAC
+$25.3M
5
WMT icon
Walmart Inc
WMT
+$23.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$463M
2
CELG
Celgene Corp
CELG
+$133M
3
AGN
Allergan plc
AGN
+$95.6M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$68.6M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$38.4M

Sector Composition

Rank Sector Weight
1 Technology 1.19%
2 Financials 1.05%
3 Healthcare 0.78%
4 Consumer Discretionary 0.72%
5 Consumer Staples 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHR icon
101
PUT
Danaher
DHR
$146B
$40.4M 0.22%
296,890
+76,479
+35% +$9.66M
MDLZ icon
102
PUT
Mondelez International
MDLZ
$78.9B
$40.2M 0.22%
730,600
+129,700
+22% +$6.94M
JNJ icon
103
CALL
Johnson & Johnson
JNJ
$626B
$39.9M 0.22%
273,700
-16,500
-6% -$2.24M
MSFT icon
104
Microsoft
MSFT
$3.74T
$39.9M 0.22%
253,013
+134,341
+113% +$19.7M
ZAYO
105
DELISTED
Zayo Group Holdings, Inc.
ZAYO
$39.8M 0.21%
1,147,448
+13,121
+1% +$449K
NOC icon
106
PUT
Northrop Grumman
NOC
$81.8B
$38.6M 0.21%
112,300
+29,500
+36% +$10.4M
XOM icon
107
CALL
ExxonMobil
XOM
$657B
$38M 0.2%
544,400
+155,500
+40% +$10.8M
BRK.B icon
108
Berkshire Hathaway Class B
BRK.B
$1.11T
$37.9M 0.2%
167,340
+151,967
+989% +$33M
LRCX icon
109
PUT
Lam Research
LRCX
$390B
$37.9M 0.2%
1,296,000
+378,000
+41% +$10M
MO icon
110
PUT
Altria Group
MO
$109B
$37.7M 0.2%
756,200
+201,900
+36% +$9.52M
USB icon
111
PUT
US Bancorp
USB
$100B
$36.9M 0.2%
622,900
+174,400
+39% +$10.1M
AXP icon
112
PUT
American Express
AXP
$230B
$36.8M 0.2%
295,700
+51,600
+21% +$6.17M
DIS icon
113
CALL
Walt Disney
DIS
$179B
$36.6M 0.2%
252,900
-119,200
-32% -$16.6M
AMD icon
114
PUT
Advanced Micro Devices
AMD
$774B
$35.6M 0.19%
777,000
+430,800
+124% +$15.9M
RTN
115
PUT
DELISTED
Raytheon Company
RTN
$35.3M 0.19%
160,800
+82,700
+106% +$17.5M
INTC icon
116
CALL
Intel
INTC
$493B
$34.3M 0.19%
573,400
-177,600
-24% -$9.94M
INTU icon
117
PUT
Intuit
INTU
$92B
$34.1M 0.18%
130,200
+30,500
+31% +$7.98M
CAT icon
118
PUT
Caterpillar
CAT
$388B
$33.1M 0.18%
223,900
+58,500
+35% +$8.16M
CL icon
119
PUT
Colgate-Palmolive
CL
$73.6B
$32.8M 0.18%
476,600
+75,400
+19% +$5.14M
EW icon
120
PUT
Edwards Lifesciences
EW
$54B
$32.6M 0.18%
419,400
+207,900
+98% +$16.2M
PG icon
121
CALL
Procter & Gamble
PG
$338B
$32.4M 0.17%
259,500
+30,400
+13% +$3.72M
MU icon
122
PUT
Micron Technology
MU
$981B
$32.1M 0.17%
597,500
+162,300
+37% +$7.75M
ZTS icon
123
PUT
Zoetis
ZTS
$31.1B
$31.5M 0.17%
237,800
+118,200
+99% +$14.7M
AGN
124
PUT
DELISTED
Allergan plc
AGN
$31.4M 0.17%
164,400
+64,900
+65% +$11.7M
WFC icon
125
CALL
Wells Fargo
WFC
$264B
$31.3M 0.17%
581,500
+139,100
+31% +$7.29M
3 4
5
6 7

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Capstone Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Capstone Investment Advisors held 1,532 positions worth $18.5B, up 27% from $14.6B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Capstone Investment Advisors deployed $2.5B of net new capital in Q4 2019, opening 189 new positions and adding to 877 existing holdings. Its largest new stake was Costco: 66,964 shares worth $19.7M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 0.77% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $463M trimmed.

  • Capstone Investment Advisors's largest Q4 2019 buy was Costco: 66,964 shares worth $19.7M.
  • Capstone Investment Advisors added most to VanEck Gold Miners ETF in Q4 2019, an estimated $69.8M increase.
  • Capstone Investment Advisors's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $463M.
  • Capstone Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $133M.
  • Capstone Investment Advisors's ten largest holdings make up 22% of its $18.5B portfolio in Q4 2019.
  • Capstone Investment Advisors opened 189 new positions and closed 157 in Q4 2019.
  • Capstone Investment Advisors's portfolio value rose 27% quarter-over-quarter to $18.5B.

Based on Capstone Investment Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.