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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$14.6B
AUM Growth
+$733M
Cap. Flow
+$742M
Cap. Flow %
5.1%
Top 10 Hldgs %
21.4%
Holding
1,536
New
151
Increased
821
Reduced
320
Closed
194

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$447M
2
AGN
Allergan plc
AGN
+$58.6M
3
GWR
Genesee & Wyoming Inc.
GWR
+$25.8M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$16.5M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$16.4M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$136M
2
APC
Anadarko Petroleum
APC
+$126M
3
DATA
Tableau Software, Inc.
DATA
+$42.9M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$31M
5
GLD icon
SPDR Gold Trust
GLD
+$30.7M

Sector Composition

Rank Sector Weight
1 Healthcare 2.32%
2 Technology 0.77%
3 Consumer Discretionary 0.65%
4 Industrials 0.65%
5 Energy 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CL icon
101
PUT
Colgate-Palmolive
CL
$73.6B
$29.5M 0.2%
401,200
+108,600
+37% +$7.88M
SO icon
102
PUT
Southern Company
SO
$106B
$29.4M 0.2%
476,000
+126,200
+36% +$7.31M
GS icon
103
PUT
Goldman Sachs
GS
$301B
$29.2M 0.2%
141,000
+44,800
+47% +$9.37M
AXP icon
104
PUT
American Express
AXP
$230B
$28.9M 0.2%
244,100
+32,700
+15% +$4.01M
ISRG icon
105
PUT
Intuitive Surgical
ISRG
$142B
$28.7M 0.2%
159,300
+15,600
+11% +$2.7M
PG icon
106
CALL
Procter & Gamble
PG
$338B
$28.5M 0.2%
229,100
+36,600
+19% +$4.32M
DHR icon
107
PUT
Danaher
DHR
$146B
$28.2M 0.19%
220,411
+86,292
+64% +$10.8M
GOOGL icon
108
CALL
Alphabet (Google) Class A
GOOGL
$4.2T
$28M 0.19%
458,000
+132,000
+40% +$7.82M
XOM icon
109
CALL
ExxonMobil
XOM
$657B
$27.5M 0.19%
388,900
+215,800
+125% +$15.6M
AMT icon
110
PUT
American Tower
AMT
$79B
$27.3M 0.19%
123,600
+25,600
+26% +$5.59M
INTU icon
111
PUT
Intuit
INTU
$92B
$26.5M 0.18%
99,700
+20,800
+26% +$5.72M
NVDA icon
112
CALL
NVIDIA
NVDA
$5.27T
$26.4M 0.18%
6,072,000
-3,784,000
-38% -$15.9M
BMY icon
113
PUT
Bristol-Myers Squibb
BMY
$130B
$26.3M 0.18%
518,800
+143,300
+38% +$6.73M
GWR
114
DELISTED
Genesee & Wyoming Inc.
GWR
$25.9M 0.18%
+234,538
New +$25.8M
BABA icon
115
PUT
Alibaba
BABA
$306B
$25M 0.17%
149,700
+54,700
+58% +$9.4M
JPM icon
116
CALL
JPMorgan Chase
JPM
$962B
$24.8M 0.17%
211,100
-94,600
-31% -$10.7M
USB icon
117
PUT
US Bancorp
USB
$100B
$24.8M 0.17%
448,500
+37,100
+9% +$2M
CME icon
118
PUT
CME Group
CME
$93.2B
$24.7M 0.17%
117,000
+11,900
+11% +$2.49M
CVS icon
119
PUT
CVS Health
CVS
$120B
$24.2M 0.17%
383,000
+81,900
+27% +$4.85M
NEE icon
120
CALL
NextEra Energy
NEE
$179B
$24.1M 0.17%
414,000
-18,400
-4% -$996K
T icon
121
CALL
AT&T
T
$168B
$23.9M 0.16%
836,238
+214,355
+34% +$5.68M
ELV icon
122
PUT
Elevance Health
ELV
$84.7B
$23.6M 0.16%
98,500
+12,400
+14% +$3.4M
PNC icon
123
PUT
PNC Financial Services
PNC
$101B
$23.2M 0.16%
165,700
+16,700
+11% +$2.27M
MO icon
124
PUT
Altria Group
MO
$109B
$22.7M 0.16%
554,300
+16,000
+3% +$736K
CI icon
125
PUT
Cigna
CI
$72.4B
$22.6M 0.16%
148,800
+15,500
+12% +$2.52M
3 4
5
6 7

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Capstone Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Capstone Investment Advisors held 1,536 positions worth $14.6B, up 5.3% from $13.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Capstone Investment Advisors deployed $742M of net new capital in Q3 2019, opening 151 new positions and adding to 821 existing holdings. Its largest new stake was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.

By sector, the portfolio is most concentrated in Healthcare at 2.3% of assets, up from 2% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $31M trimmed.

  • Capstone Investment Advisors's largest Q3 2019 buy was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $447M increase.
  • Capstone Investment Advisors's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $31M.
  • Capstone Investment Advisors fully exited Red Hat Inc in Q3 2019, selling an estimated $136M.
  • Capstone Investment Advisors's ten largest holdings make up 21% of its $14.6B portfolio in Q3 2019.
  • Capstone Investment Advisors opened 151 new positions and closed 194 in Q3 2019.
  • Capstone Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $14.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2019, filed 14 Nov 2019.