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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-4.79%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$8.1B
AUM Growth
-$663M
Cap. Flow
+$364M
Cap. Flow %
4.49%
Top 10 Hldgs %
35.45%
Holding
1,464
New
182
Increased
821
Reduced
196
Closed
225

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$42.7M
3
AAPL icon
Apple
AAPL
+$38.3M
4
RHT
Red Hat Inc
RHT
+$31M
5
AABA
Altaba Inc
AABA
+$31M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$38.3M
2
SO icon
Southern Company
SO
+$27.5M
3
PF
Pinnacle Foods, Inc.
PF
+$20.7M
4
ESRX
Express Scripts Holding Company
ESRX
+$15.3M
5
DELL icon
Dell
DELL
+$15M

Sector Composition

Rank Sector Weight
1 Communication Services 1.68%
2 Technology 1.57%
3 Healthcare 0.95%
4 Financials 0.88%
5 Industrials 0.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
101
Invesco QQQ Trust
QQQ
$478B
$11.2M 0.14%
72,729
-21,890
-23% -$3.66M
UNP icon
102
PUT
Union Pacific
UNP
$174B
$11.2M 0.14%
80,900
+22,600
+39% +$3.35M
ELV icon
103
PUT
Elevance Health
ELV
$84.7B
$11.2M 0.14%
42,500
+22,000
+107% +$6.05M
MMM icon
104
PUT
3M
MMM
$94.4B
$11.1M 0.14%
69,607
+30,378
+77% +$5.04M
ORCL icon
105
PUT
Oracle
ORCL
$419B
$10.8M 0.13%
240,000
+52,800
+28% +$2.53M
NKE icon
106
PUT
Nike
NKE
$61.3B
$10.7M 0.13%
143,700
+52,800
+58% +$3.95M
CAT icon
107
CALL
Caterpillar
CAT
$388B
$10.6M 0.13%
83,700
+45,200
+117% +$5.88M
LLY icon
108
CALL
Eli Lilly
LLY
$1.08T
$10.5M 0.13%
90,900
+8,700
+11% +$972K
COST icon
109
PUT
Costco
COST
$419B
$10.4M 0.13%
51,100
+15,700
+44% +$3.51M
AMT icon
110
PUT
American Tower
AMT
$79B
$10.4M 0.13%
65,800
+36,600
+125% +$5.72M
GOOGL icon
111
CALL
Alphabet (Google) Class A
GOOGL
$4.2T
$10.3M 0.13%
198,000
+42,000
+27% +$2.27M
ARRS
112
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$10.3M 0.13%
+336,561
New +$9.35M
GLW icon
113
CALL
Corning
GLW
$137B
$10.2M 0.13%
339,000
-109,200
-24% -$3.48M
ADBE icon
114
PUT
Adobe
ADBE
$105B
$10M 0.12%
44,200
+10,600
+32% +$2.56M
TXN icon
115
PUT
Texas Instruments
TXN
$257B
$9.85M 0.12%
104,200
+35,800
+52% +$3.47M
LUV icon
116
PUT
Southwest Airlines
LUV
$22.3B
$9.77M 0.12%
210,100
+167,500
+393% +$8.9M
ABT icon
117
PUT
Abbott
ABT
$190B
$9.53M 0.12%
131,800
+60,500
+85% +$4.25M
LIN icon
118
PUT
Linde
LIN
$226B
$9.52M 0.12%
+61,000
New +$9.64M
NEE icon
119
PUT
NextEra Energy
NEE
$179B
$9.37M 0.12%
215,600
+80,800
+60% +$3.53M
OZK icon
120
PUT
Bank OZK
OZK
$5.66B
$9.29M 0.11%
+406,700
New +$11.3M
HWM icon
121
CALL
Howmet Aerospace
HWM
$112B
$9.19M 0.11%
711,071
+316,350
+80% +$4.94M
PM icon
122
PUT
Philip Morris
PM
$290B
$9.13M 0.11%
136,700
+9,900
+8% +$827K
PFE icon
123
CALL
Pfizer
PFE
$152B
$8.97M 0.11%
216,702
+62,713
+41% +$2.6M
BA icon
124
CALL
Boeing
BA
$184B
$8.87M 0.11%
27,500
+15,100
+122% +$5.22M
GILD icon
125
PUT
Gilead Sciences
GILD
$168B
$8.8M 0.11%
140,700
+36,400
+35% +$2.54M
3 4
5
6 7

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Capstone Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Capstone Investment Advisors held 1,464 positions worth $8.1B, down 7.6% from $8.76B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Capstone Investment Advisors deployed $364M of net new capital in Q4 2018, opening 182 new positions and adding to 821 existing holdings. Its largest new stake was Altaba Inc: 501,788 shares worth $29.1M.

By sector, the portfolio is most concentrated in Communication Services at 1.7% of assets, up from 0.65% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Amazon, an estimated $14.1M trimmed.

  • Capstone Investment Advisors's largest Q4 2018 buy was Altaba Inc: 501,788 shares worth $29.1M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2018, an estimated $43.6M increase.
  • Capstone Investment Advisors's biggest Q4 2018 reduction was Amazon, cutting an estimated $14.1M.
  • Capstone Investment Advisors fully exited Aetna Inc in Q4 2018, selling an estimated $38.3M.
  • Capstone Investment Advisors's ten largest holdings make up 35% of its $8.1B portfolio in Q4 2018.
  • Capstone Investment Advisors opened 182 new positions and closed 225 in Q4 2018.
  • Capstone Investment Advisors's portfolio value fell 7.6% quarter-over-quarter to $8.1B.

Based on Capstone Investment Advisors's 13F filing for Q4 2018, filed 14 Feb 2019.