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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+2.46%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$8.76B
AUM Growth
+$2.25B
Cap. Flow
+$2.09B
Cap. Flow %
23.85%
Top 10 Hldgs %
40.08%
Holding
1,386
New
701
Increased
389
Reduced
164
Closed
104

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$30.8M
2
SO icon
Southern Company
SO
+$27.6M
3
DNB
Dun & Bradstreet
DNB
+$23.1M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$16.7M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$15.3M

Top Sells

Rank Stock Value
1
AABA
Altaba Inc
AABA
+$60.9M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$58.3M
3
COL
Rockwell Collins
COL
+$43.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$27.6M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$27.1M

Sector Composition

Rank Sector Weight
1 Financials 1.38%
2 Consumer Discretionary 0.94%
3 Healthcare 0.94%
4 Technology 0.79%
5 Communication Services 0.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KHC icon
101
PUT
Kraft Heinz
KHC
$29.2B
$10.4M 0.12%
188,900
+176,400
+1,411% +$10.5M
PM icon
102
PUT
Philip Morris
PM
$290B
$10.3M 0.12%
126,800
+75,000
+145% +$6.16M
CRM icon
103
PUT
Salesforce
CRM
$162B
$10.3M 0.12%
64,600
+43,400
+205% +$6.44M
MU icon
104
CALL
Micron Technology
MU
$981B
$10.2M 0.12%
226,100
+208,900
+1,215% +$10.5M
EIX icon
105
PUT
Edison International
EIX
$26.9B
$10.2M 0.12%
+150,600
New +$10.1M
ORBK
106
DELISTED
Orbotech Ltd
ORBK
$10.2M 0.12%
171,474
-117,568
-41% -$7.35M
EIX icon
107
CALL
Edison International
EIX
$26.9B
$10.1M 0.12%
+149,500
New +$10M
VXX
108
CALL
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$10.1M 0.12%
379,200
+132,400
+54% +$3.98M
AMGN icon
109
PUT
Amgen
AMGN
$224B
$10.1M 0.12%
48,600
+35,100
+260% +$6.92M
PYPL icon
110
PUT
PayPal
PYPL
$50.5B
$9.78M 0.11%
111,300
+56,000
+101% +$4.93M
DD icon
111
PUT
DuPont de Nemours
DD
$19.5B
$9.69M 0.11%
59,469
+41,304
+227% +$7.11M
ORCL icon
112
PUT
Oracle
ORCL
$419B
$9.65M 0.11%
187,200
+113,300
+153% +$5.5M
AHL
113
DELISTED
ASPEN Insurance Holding Limited
AHL
$9.58M 0.11%
+229,292
New +$9.16M
MO icon
114
PUT
Altria Group
MO
$109B
$9.58M 0.11%
158,800
+59,900
+61% +$3.56M
BMY icon
115
PUT
Bristol-Myers Squibb
BMY
$130B
$9.52M 0.11%
153,300
+116,000
+311% +$6.88M
UNP icon
116
PUT
Union Pacific
UNP
$174B
$9.49M 0.11%
58,300
+38,000
+187% +$5.72M
LMT icon
117
PUT
Lockheed Martin
LMT
$138B
$9.45M 0.11%
27,300
+19,500
+250% +$6.29M
GOOGL icon
118
CALL
Alphabet (Google) Class A
GOOGL
$4.2T
$9.41M 0.11%
156,000
+144,000
+1,200% +$8.72M
VXX
119
PUT
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$9.34M 0.11%
350,000
-135,000
-28% -$4.06M
HPQ icon
120
PUT
HP
HPQ
$26.6B
$9.2M 0.11%
357,000
+305,800
+597% +$7.39M
HON icon
121
PUT
Honeywell
HON
$72.9B
$9.17M 0.1%
60,996
+44,391
+267% +$6.29M
META icon
122
CALL
Meta Platforms (Facebook)
META
$1.53T
$9.16M 0.1%
55,700
+30,600
+122% +$5.54M
HPQ icon
123
CALL
HP
HPQ
$26.6B
$9.12M 0.1%
354,000
+353,800
+176,900% +$8.55M
PEP icon
124
PUT
PepsiCo
PEP
$189B
$9.1M 0.1%
81,400
+46,900
+136% +$5.31M
JCI icon
125
CALL
Johnson Controls International
JCI
$93.7B
$9.1M 0.1%
260,000
-40,000
-13% -$1.47M
3 4
5
6 7

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Capstone Investment Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Capstone Investment Advisors held 1,386 positions worth $8.76B, up 34% from $6.52B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Capstone Investment Advisors deployed $2.09B of net new capital in Q3 2018, opening 701 new positions and adding to 389 existing holdings. Its largest new stake was Dun & Bradstreet: 170,069 shares worth $24.2M.

By sector, the portfolio is most concentrated in Financials at 1.4% of assets, down from 1.7% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $58.3M trimmed.

  • Capstone Investment Advisors's largest Q3 2018 buy was Dun & Bradstreet: 170,069 shares worth $24.2M.
  • Capstone Investment Advisors added most to Amazon in Q3 2018, an estimated $30.8M increase.
  • Capstone Investment Advisors's biggest Q3 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $58.3M.
  • Capstone Investment Advisors fully exited Altaba Inc in Q3 2018, selling an estimated $60.9M.
  • Capstone Investment Advisors's ten largest holdings make up 40% of its $8.76B portfolio in Q3 2018.
  • Capstone Investment Advisors opened 701 new positions and closed 104 in Q3 2018.
  • Capstone Investment Advisors's portfolio value rose 34% quarter-over-quarter to $8.76B.

Based on Capstone Investment Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.