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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+1.73%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$2.85B
AUM Growth
-$832M
Cap. Flow
-$1.63B
Cap. Flow %
-57.14%
Top 10 Hldgs %
33.58%
Holding
868
New
250
Increased
72
Reduced
135
Closed
370

Top Buys

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$25.9M
2
EWY icon
iShares MSCI South Korea ETF
EWY
+$15.3M
3
EWL icon
iShares MSCI Switzerland ETF
EWL
+$13.7M
4
EWW icon
iShares MSCI Mexico ETF
EWW
+$13.3M
5
EWT icon
iShares MSCI Taiwan ETF
EWT
+$11.3M

Top Sells

Rank Stock Value
1
AWH
Allied World Assurance Co Hld Lt
AWH
+$69.3M
2
AAPL icon
Apple
AAPL
+$57.7M
3
MBLY
Mobileye N.V.
MBLY
+$48.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$31.6M
5
WSC icon
WillScot Mobile Mini Holdings
WSC
+$29.9M

Sector Composition

Rank Sector Weight
1 Technology 5.26%
2 Communication Services 2.65%
3 Financials 1.92%
4 Healthcare 1.52%
5 Consumer Discretionary 1.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCHP icon
101
Microchip Technology
MCHP
$44B
$3.38M 0.12%
75,414
+2,758
+4% +$116K
QQQ icon
102
Invesco QQQ Trust
QQQ
$478B
$3.38M 0.12%
23,216
-220,223
-90% -$31.6M
EQT icon
103
CALL
EQT Corp
EQT
$34B
$3.26M 0.11%
+91,850
New +$3.12M
SNI
104
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$3.19M 0.11%
37,145
-22,755
-38% -$1.87M
NXPI icon
105
CALL
NXP Semiconductors
NXPI
$59.6B
$3.19M 0.11%
28,200
-5,200
-16% -$580K
NFX
106
DELISTED
Newfield Exploration
NFX
$3.15M 0.11%
106,348
-73,882
-41% -$1.98M
HAL icon
107
Halliburton
HAL
$28.2B
$3.08M 0.11%
66,915
+26,915
+67% +$1.13M
BND icon
108
Vanguard Total Bond Market
BND
$161B
$3.07M 0.11%
37,449
-82,433
-69% -$6.76M
AGG icon
109
iShares Core US Aggregate Bond ETF
AGG
$137B
$3.07M 0.11%
27,995
-61,561
-69% -$6.76M
AABA
110
DELISTED
Altaba Inc
AABA
$2.98M 0.1%
45,034
+32,200
+251% +$1.98M
BRK.B icon
111
CALL
Berkshire Hathaway Class B
BRK.B
$1.11T
$2.97M 0.1%
16,200
– –
XIV
112
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
$2.97M 0.1%
+30,433
New +$2.66M
COL
113
PUT
DELISTED
Rockwell Collins
COL
$2.77M 0.1%
+21,200
New +$2.58M
DISCK
114
CALL
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$2.76M 0.1%
+136,400
New +$3.06M
RSX
115
DELISTED
VanEck Russia ETF
RSX
$2.7M 0.09%
+121,192
New +$2.5M
C icon
116
PUT
Citigroup
C
$228B
$2.69M 0.09%
+37,000
New +$2.53M
FGL
117
DELISTED
Fidelity & Guaranty Life
FGL
$2.69M 0.09%
86,640
– –
BRCD
118
CALL
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$2.69M 0.09%
+225,000
New +$2.78M
FXE icon
119
Invesco CurrencyShares Euro Currency Trust
FXE
$341M
$2.66M 0.09%
23,288
+14,712
+172% +$1.67M
RAD
120
CALL
DELISTED
Rite Aid Corporation
RAD
$2.45M 0.09%
62,500
-20,000
-24% -$948K
GE icon
121
CALL
GE Aerospace
GE
$382B
$2.38M 0.08%
20,595
– –
NFLX icon
122
Netflix
NFLX
$311B
$2.2M 0.08%
+121,130
New +$2.11M
META icon
123
CALL
Meta Platforms (Facebook)
META
$1.53T
$2.19M 0.08%
12,800
-15,000
-54% -$2.5M
PE
124
DELISTED
PARSLEY ENERGY INC
PE
$2.08M 0.07%
78,996
-32,435
-29% -$856K
KHC icon
125
Kraft Heinz
KHC
$29.2B
$2.04M 0.07%
26,380
-91,468
-78% -$7.65M
3 4
5
6 7

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Capstone Investment Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Capstone Investment Advisors held 868 positions worth $2.85B, down 23% from $3.68B the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Capstone Investment Advisors withdrew a net $1.63B in Q3 2017, closing 370 positions and reducing 135 holdings. Its most notable exit was Allied World Assurance Co Hld Lt, an estimated $69.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.3% of assets, down from 8.2% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Capstone Investment Advisors opened a new position in iShares MSCI Switzerland ETF worth $13.9M.

  • Capstone Investment Advisors's largest Q3 2017 buy was iShares MSCI Switzerland ETF: 397,389 shares worth $13.9M.
  • Capstone Investment Advisors added most to Time Warner Inc in Q3 2017, an estimated $25.9M increase.
  • Capstone Investment Advisors's biggest Q3 2017 reduction was Apple, cutting an estimated $57.7M.
  • Capstone Investment Advisors fully exited Allied World Assurance Co Hld Lt in Q3 2017, selling an estimated $69.3M.
  • Capstone Investment Advisors's ten largest holdings make up 34% of its $2.85B portfolio in Q3 2017.
  • Capstone Investment Advisors opened 250 new positions and closed 370 in Q3 2017.
  • Capstone Investment Advisors's portfolio value fell 23% quarter-over-quarter to $2.85B.

Based on Capstone Investment Advisors's 13F filing for Q3 2017, filed 14 Nov 2017.