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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+5.41%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$4.57B
AUM Growth
-$667M
Cap. Flow
-$110M
Cap. Flow %
-2.4%
Top 10 Hldgs %
35%
Holding
1,064
New
399
Increased
144
Reduced
149
Closed
348

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$160M
2
PG icon
Procter & Gamble
PG
+$50.6M
3
PVTB
PrivateBancorp Inc
PVTB
+$41.5M
4
LLTC
Linear Technology Corp
LLTC
+$15M
5
TSLA icon
Tesla
TSLA
+$9.72M

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$69.4M
2
HSBC icon
HSBC
HSBC
+$60.3M
3
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$51.7M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$30.5M
5
VA
Virgin America Inc.
VA
+$26.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 71.13%
2 Technology 7.2%
3 Financials 4.32%
4 Industrials 3.42%
5 Consumer Discretionary 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAS icon
101
Masco
MAS
$13.6B
$5.57M 0.12%
+162,244
New +$5.61M
CSCO icon
102
PUT
Cisco
CSCO
$421B
$5.55M 0.12%
174,900
-177,900
-50% -$5.47M
WFC icon
103
Wells Fargo
WFC
$251B
$5.47M 0.12%
+123,453
New +$5.91M
KSS icon
104
Kohl's
KSS
$2.03B
$5.43M 0.12%
+124,061
New +$5.2M
YHOO
105
DELISTED
Yahoo Inc
YHOO
$5.39M 0.12%
125,000
+75,000
+150% +$3.08M
FLTX
106
DELISTED
Fleetmatics Group PLC
FLTX
$5.19M 0.11%
+86,611
New +$4.74M
TWNK
107
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$5.16M 0.11%
478,159
-1,021,841
-68% -$10.9M
PEG icon
108
Public Service Enterprise Group
PEG
$33.4B
$5.14M 0.11%
122,882
-4,965
-4% -$219K
JBLU icon
109
JetBlue
JBLU
$1.66B
$4.99M 0.11%
+289,317
New +$4.95M
MHK icon
110
Mohawk Industries
MHK
$8.48B
$4.87M 0.11%
+24,304
New +$5M
QQQ icon
111
Invesco QQQ Trust
QQQ
$502B
$4.8M 0.11%
+40,406
New +$4.66M
PFE icon
112
Pfizer
PFE
$163B
$4.72M 0.1%
146,990
+38,586
+36% +$1.29M
JOY
113
DELISTED
Joy Global Inc
JOY
$4.66M 0.1%
+168,077
New +$4.46M
ADSK icon
114
Autodesk
ADSK
$43.8B
$4.56M 0.1%
+63,008
New +$3.97M
NAV
115
PUT
DELISTED
Navistar International
NAV
$4.46M 0.1%
195,100
+145,400
+293% +$2.21M
ICE icon
116
Intercontinental Exchange
ICE
$86.6B
$4.44M 0.1%
82,375
+50,375
+157% +$2.75M
ACHC icon
117
Acadia Healthcare
ACHC
$2.62B
$4.38M 0.1%
88,400
+72,900
+470% +$3.8M
SYT
118
DELISTED
Syngenta Ag
SYT
$4.38M 0.1%
50,000
-125,000
-71% -$10.3M
HYG icon
119
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$14.8B
$4.36M 0.1%
50,000
-1,250,000
-96% -$108M
COST icon
120
Costco
COST
$409B
$4.3M 0.09%
28,187
+14,787
+110% +$2.39M
BKNG icon
121
Booking.com
BKNG
$123B
$4.29M 0.09%
72,950
-59,250
-45% -$3.3M
CHMT
122
DELISTED
Chemtura Corporation
CHMT
$4.29M 0.09%
+130,700
New +$3.77M
BKNG icon
123
CALL
Booking.com
BKNG
$123B
$4.27M 0.09%
72,500
– –
QCOM icon
124
PUT
Qualcomm
QCOM
$216B
$4.25M 0.09%
+62,000
New +$3.77M
DKS icon
125
Dick's Sporting Goods
DKS
$13.4B
$4.13M 0.09%
72,756
+43,655
+150% +$2.4M
3 4
5
6 7

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Capstone Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Capstone Investment Advisors held 1,064 positions worth $4.57B, down 13% from $5.24B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Capstone Investment Advisors's Q3 2016 filing shows 399 new, 144 increased, 149 reduced and 348 closed positions. Its largest new stake was Texas Instruments: 124,699 shares worth $8.75M. The largest sale was iShares MSCI EAFE ETF, an estimated $69.4M.

By sector, the portfolio is most concentrated in Miscellaneous at 71% of assets, down from 78% a quarter earlier, followed by Technology and Financials.

  • Capstone Investment Advisors's largest Q3 2016 buy was Texas Instruments: 124,699 shares worth $8.75M.
  • Capstone Investment Advisors added most to Apple in Q3 2016, an estimated $160M increase.
  • Capstone Investment Advisors's biggest Q3 2016 reduction was iShares MSCI EAFE ETF, cutting an estimated $69.4M.
  • Capstone Investment Advisors fully exited HSBC in Q3 2016, selling an estimated $60.3M.
  • Capstone Investment Advisors's ten largest holdings make up 35% of its $4.57B portfolio in Q3 2016.
  • Capstone Investment Advisors opened 399 new positions and closed 348 in Q3 2016.
  • Capstone Investment Advisors's portfolio value fell 13% quarter-over-quarter to $4.57B.

Based on Capstone Investment Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.