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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+0.89%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$4.31B
AUM Growth
-$2.77B
Cap. Flow
-$2.34B
Cap. Flow %
-54.41%
Top 10 Hldgs %
42.2%
Holding
510
New
224
Increased
49
Reduced
96
Closed
115

Top Buys

Rank Stock Value
1
FXI icon
iShares China Large-Cap ETF
FXI
+$60.1M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$53.7M
3
PRE
PARTNERRE LTD
PRE
+$44.4M
4
CB
CHUBB CORPORATION
CB
+$30.6M
5
EAGLU
Double Eagle Acquisition Corp.
EAGLU
+$30.4M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$81.3M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$66.3M
3
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$51.9M
4
DTV
DIRECTV COM STK (DE)
DTV
+$44.1M
5
ANN
ANN INC
ANN
+$36.2M

Sector Composition

Rank Sector Weight
1 Financials 4.59%
2 Industrials 2.04%
3 Communication Services 1.98%
4 Materials 1.23%
5 Consumer Staples 0.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHI
101
CALL
DELISTED
Baker Hughes
BHI
$5M 0.12%
96,000
+58,500
+156% +$3.27M
WRK
102
DELISTED
WestRock Company
WRK
$4.89M 0.11%
+105,441
New +$5.65M
ODP
103
DELISTED
ODP
ODP
$4.82M 0.11%
75,000
-25,000
-25% -$1.95M
ELEC
104
DELISTED
Electrum Special Acquisition Corporation
ELEC
$4.82M 0.11%
+500,000
New +$4.79M
ILMN icon
105
Illumina
ILMN
$29.1B
$4.71M 0.11%
27,550
+205
+0.7% +$41.4K
CL icon
106
CALL
Colgate-Palmolive
CL
$73.6B
$4.44M 0.1%
70,000
+6,200
+10% +$405K
NXPI icon
107
NXP Semiconductors
NXPI
$59.6B
$4.24M 0.1%
+48,741
New +$4.39M
TWTR
108
PUT
DELISTED
Twitter, Inc.
TWTR
$4.24M 0.1%
157,400
+137,600
+695% +$4.13M
HYG icon
109
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$4.16M 0.1%
+50,000
New +$4.33M
CTXS
110
PUT
DELISTED
Citrix Systems Inc
CTXS
$4M 0.09%
+72,460
New +$4.13M
T icon
111
PUT
AT&T
T
$168B
$3.98M 0.09%
161,660
+32,173
+25% +$820K
P
112
DELISTED
Pandora Media Inc
P
$3.71M 0.09%
+173,926
New +$3.05M
HON icon
113
CALL
Honeywell
HON
$72.9B
$3.5M 0.08%
+41,177
New +$3.75M
SIAL
114
DELISTED
SIGMA - ALDRICH CORP
SIAL
$3.47M 0.08%
25,000
-100,000
-80% -$14M
WM icon
115
CALL
Waste Management
WM
$90.7B
$3.45M 0.08%
69,200
-164,700
-70% -$8.21M
CVC
116
CALL
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$3.44M 0.08%
+106,000
New +$2.89M
XLP icon
117
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$3.42M 0.08%
+72,501
New +$3.52M
YHOO
118
PUT
DELISTED
Yahoo Inc
YHOO
$3.41M 0.08%
118,000
-447,000
-79% -$15.5M
OVTI
119
CALL
DELISTED
OMNIVISION TECHNOLOGIES INC
OVTI
$3.28M 0.08%
+125,000
New +$3.11M
SIOX
120
DELISTED
Sio Gene Therapies Inc. Common Stock
SIOX
$3.23M 0.08%
+31,250
New +$3.66M
P
121
CALL
DELISTED
Pandora Media Inc
P
$3.17M 0.07%
+148,800
New +$2.61M
LLL
122
PUT
DELISTED
L3 Technologies, Inc.
LLL
$3.13M 0.07%
30,000
-25,000
-45% -$2.82M
QCOM icon
123
PUT
Qualcomm
QCOM
$171B
$3.08M 0.07%
57,400
-451,200
-89% -$26.8M
WIN
124
DELISTED
Windstream Holdings Inc
WIN
$3.07M 0.07%
+100,000
New +$3.12M
VTRS icon
125
PUT
Viatris
VTRS
$18.7B
$3.06M 0.07%
+76,100
New +$4.24M
3 4
5
6 7

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Capstone Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Capstone Investment Advisors held 510 positions worth $4.31B, down 39% from $7.07B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Capstone Investment Advisors withdrew a net $2.34B in Q3 2015, closing 115 positions and reducing 96 holdings. Its most notable exit was Apple, an estimated $81.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.6% of assets, up from 0.97% a quarter earlier, followed by Industrials and Communication Services.

Against the trend, Capstone Investment Advisors opened a new position in iShares China Large-Cap ETF worth $54.9M.

  • Capstone Investment Advisors's largest Q3 2015 buy was iShares China Large-Cap ETF: 1,546,981 shares worth $54.9M.
  • Capstone Investment Advisors added most to CITY NATIONAL CORPORATION in Q3 2015, an estimated $13.7M increase.
  • Capstone Investment Advisors's biggest Q3 2015 reduction was iShares MSCI EAFE ETF, cutting an estimated $66.3M.
  • Capstone Investment Advisors fully exited Apple in Q3 2015, selling an estimated $81.3M.
  • Capstone Investment Advisors's ten largest holdings make up 42% of its $4.31B portfolio in Q3 2015.
  • Capstone Investment Advisors opened 224 new positions and closed 115 in Q3 2015.
  • Capstone Investment Advisors's portfolio value fell 39% quarter-over-quarter to $4.31B.

Based on Capstone Investment Advisors's 13F filing for Q3 2015, filed 16 Nov 2015.