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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$6.98B
AUM Growth
-$1.89B
Cap. Flow
+$392M
Cap. Flow %
5.61%
Top 10 Hldgs %
50.06%
Holding
502
New
77
Increased
72
Reduced
137
Closed
180

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$504M
2
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$66.3M
3
CFN
CAREFUSION CORPORATION
CFN
+$45.3M
4
ROC
ROCKWOOD HLDGS INC
ROC
+$44.6M
5
AGN
Allergan Inc
AGN
+$43.4M

Top Sells

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$107M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$78.6M
3
FXI icon
iShares China Large-Cap ETF
FXI
+$53M
4
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$42.7M
5
DG icon
Dollar General
DG
+$30.1M

Sector Composition

Rank Sector Weight
1 Miscellaneous 85.24%
2 Technology 3.98%
3 Healthcare 2.28%
4 Consumer Discretionary 2.03%
5 Communication Services 1.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLD icon
101
CALL
SPDR Gold Trust
GLD
$145B
$7.14M 0.1%
62,900
-487,600
-89% -$56.3M
ORCL icon
102
Oracle
ORCL
$415B
$6.93M 0.1%
+154,207
New +$6.28M
BKNG icon
103
Booking.com
BKNG
$123B
$6.93M 0.1%
152,025
+105,750
+229% +$4.78M
HCBK
104
PUT
DELISTED
HUDSON CITY BANCORP INC
HCBK
$6.87M 0.1%
679,200
+637,100
+1,513% +$6.15M
MCD icon
105
CALL
McDonald's
MCD
$167B
$6.87M 0.1%
73,300
+30,400
+71% +$2.85M
S
106
CALL
DELISTED
Sprint Corporation
S
$6.8M 0.1%
1,637,600
+698,800
+74% +$3.6M
GDX icon
107
VanEck Gold Miners ETF
GDX
$27.6B
$6.73M 0.1%
366,278
-170,860
-32% -$3.3M
JPM icon
108
CALL
JPMorgan Chase
JPM
$912B
$6.58M 0.09%
105,100
-94,600
-47% -$5.69M
DIS icon
109
Walt Disney
DIS
$183B
$6.38M 0.09%
+67,756
New +$6.11M
XOM icon
110
CALL
ExxonMobil
XOM
$660B
$6.19M 0.09%
67,000
-426,800
-86% -$39.8M
PARA
111
PUT
DELISTED
Paramount Global Class B
PARA
$6.03M 0.09%
109,000
+27,900
+34% +$1.49M
CPRI icon
112
Capri Holdings
CPRI
$1.72B
$6.03M 0.09%
+80,299
New +$5.98M
SLV icon
113
CALL
iShares Silver Trust
SLV
$31.3B
$6.02M 0.09%
400,000
– –
CAT icon
114
CALL
Caterpillar
CAT
$378B
$5.93M 0.09%
64,800
-239,600
-79% -$23.3M
LYB icon
115
CALL
LyondellBasell Industries
LYB
$18.8B
$5.79M 0.08%
72,900
-39,600
-35% -$3.43M
POM
116
DELISTED
PEPCO HOLDINGS, INC.
POM
$5.39M 0.08%
200,000
-150,000
-43% -$4.07M
DD
117
DELISTED
Du Pont De Nemours E I
DD
$5.31M 0.08%
75,566
+66,916
+774% +$4.47M
DIS icon
118
CALL
Walt Disney
DIS
$183B
$5.17M 0.07%
54,900
-48,200
-47% -$4.35M
GDX icon
119
CALL
VanEck Gold Miners ETF
GDX
$27.6B
$5.13M 0.07%
279,200
+142,300
+104% +$2.75M
AIG icon
120
CALL
American International
AIG
$38.8B
$5.08M 0.07%
90,800
-85,000
-48% -$4.56M
CBST
121
CALL
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
$5.03M 0.07%
+50,000
New +$3.89M
BLBD icon
122
Blue Bird Corp
BLBD
$1.84B
$4.92M 0.07%
+500,000
New +$4.92M
PETM
123
CALL
DELISTED
PETSMART INC
PETM
$4.91M 0.07%
+60,400
New +$4.47M
MRVL icon
124
Marvell Technology
MRVL
$235B
$4.86M 0.07%
+334,835
New +$4.55M
CAT icon
125
PUT
Caterpillar
CAT
$378B
$4.83M 0.07%
52,800
-276,500
-84% -$26.9M
3 4
5
6 7

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Capstone Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Capstone Investment Advisors held 502 positions worth $6.98B, down 21% from $8.87B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Capstone Investment Advisors deployed $392M of net new capital in Q4 2014, opening 77 new positions and adding to 72 existing holdings. Its largest new stake was TRW AUTOMOTIVE HOLDINGS CORP: 649,627 shares worth $66.8M.

By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 89% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was COVIDIEN PLC COM SHS NEW (IRELAND), an estimated $42.7M trimmed.

  • Capstone Investment Advisors's largest Q4 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 649,627 shares worth $66.8M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $504M increase.
  • Capstone Investment Advisors's biggest Q4 2014 reduction was COVIDIEN PLC COM SHS NEW (IRELAND), cutting an estimated $42.7M.
  • Capstone Investment Advisors fully exited iShares MSCI Emerging Markets ETF in Q4 2014, selling an estimated $107M.
  • Capstone Investment Advisors's ten largest holdings make up 50% of its $6.98B portfolio in Q4 2014.
  • Capstone Investment Advisors opened 77 new positions and closed 180 in Q4 2014.
  • Capstone Investment Advisors's portfolio value fell 21% quarter-over-quarter to $6.98B.

Based on Capstone Investment Advisors's 13F filing for Q4 2014, filed 13 Feb 2015.