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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+2.13%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$8.87B
AUM Growth
+$1.26B
Cap. Flow
+$2.06B
Cap. Flow %
23.18%
Top 10 Hldgs %
38.44%
Holding
555
New
203
Increased
101
Reduced
101
Closed
130

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$197M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$115M
3
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$62.9M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$53.5M
5
MON
Monsanto Co
MON
+$38.2M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$34.6M
2
TWTR
Twitter, Inc.
TWTR
+$27.2M
3
SWY
SAFEWAY INC
SWY
+$24.5M
4
DTV
DIRECTV COM STK (DE)
DTV
+$21.7M
5
VOD icon
Vodafone
VOD
+$14.3M

Sector Composition

Rank Sector Weight
1 Technology 3.16%
2 Communication Services 1.52%
3 Healthcare 1.21%
4 Consumer Staples 1.03%
5 Financials 0.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PARA
101
DELISTED
Paramount Global Class B
PARA
$13.7M 0.15%
+255,446
New +$15M
VZ icon
102
PUT
Verizon
VZ
$196B
$13.3M 0.15%
266,500
+155,500
+140% +$7.73M
BBBY
103
DELISTED
Bed Bath & Beyond Inc
BBBY
$13.1M 0.15%
+198,667
New +$12.5M
JNJ icon
104
Johnson & Johnson
JNJ
$626B
$12.6M 0.14%
118,222
+97,581
+473% +$10.1M
MDT icon
105
CALL
Medtronic
MDT
$116B
$12.4M 0.14%
200,000
-130,000
-39% -$8.27M
LYB icon
106
CALL
LyondellBasell Industries
LYB
$20.7B
$12.2M 0.14%
112,500
-10,000
-8% -$1.08M
JPM icon
107
CALL
JPMorgan Chase
JPM
$962B
$12M 0.14%
199,700
-434,100
-68% -$25.4M
LVS icon
108
PUT
Las Vegas Sands
LVS
$29.6B
$12M 0.14%
+193,200
New +$13.3M
UPS icon
109
CALL
United Parcel Service
UPS
$88.8B
$11.6M 0.13%
118,400
-10,000
-8% -$994K
PG icon
110
PUT
Procter & Gamble
PG
$338B
$11.6M 0.13%
138,600
+122,800
+777% +$10.1M
GDX icon
111
VanEck Gold Miners ETF
GDX
$27.5B
$11.5M 0.13%
+537,138
New +$13.7M
DTV
112
PUT
DELISTED
DIRECTV COM STK (DE)
DTV
$11.4M 0.13%
131,300
-199,600
-60% -$17.2M
STJ
113
CALL
DELISTED
St Jude Medical
STJ
$11.2M 0.13%
+186,700
New +$12.2M
QIHU
114
PUT
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$10.9M 0.12%
+161,700
New +$14.4M
CL icon
115
Colgate-Palmolive
CL
$73.6B
$10.9M 0.12%
166,552
+158,726
+2,028% +$10.5M
MSFT icon
116
Microsoft
MSFT
$3.74T
$10.8M 0.12%
233,309
+102,377
+78% +$4.57M
LVS icon
117
CALL
Las Vegas Sands
LVS
$29.6B
$10.8M 0.12%
173,600
+161,100
+1,289% +$11.1M
C icon
118
PUT
Citigroup
C
$228B
$10.6M 0.12%
204,400
-199,000
-49% -$10M
JPM icon
119
JPMorgan Chase
JPM
$962B
$10.4M 0.12%
+172,418
New +$10.1M
DRC
120
DELISTED
DRESSER-RAND GROUP INC
DRC
$10.3M 0.12%
+125,000
New +$8.4M
BAX icon
121
CALL
Baxter International
BAX
$14.3B
$10.2M 0.12%
+262,895
New +$10.7M
AOL
122
DELISTED
AOL INC COMMON STOCK
AOL
$10.1M 0.11%
224,978
-43,322
-16% -$1.81M
MO icon
123
PUT
Altria Group
MO
$109B
$9.79M 0.11%
213,200
+108,600
+104% +$4.65M
AIG icon
124
CALL
American International
AIG
$40.4B
$9.5M 0.11%
175,800
+153,600
+692% +$8.39M
POM
125
DELISTED
PEPCO HOLDINGS, INC.
POM
$9.37M 0.11%
350,000
+50,000
+17% +$1.36M
3 4
5
6 7

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Capstone Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Capstone Investment Advisors held 555 positions worth $8.87B, up 17% from $7.61B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Capstone Investment Advisors deployed $2.06B of net new capital in Q3 2014, opening 203 new positions and adding to 101 existing holdings. Its largest new stake was Apple: 8,011,700 shares worth $202M.

By sector, the portfolio is most concentrated in Technology at 3.2% of assets, up from 0.94% a quarter earlier, followed by Communication Services and Healthcare.

On the sell side, the largest reduction was Twitter, Inc., an estimated $27.2M trimmed.

  • Capstone Investment Advisors's largest Q3 2014 buy was Apple: 8,011,700 shares worth $202M.
  • Capstone Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q3 2014, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2014 reduction was Twitter, Inc., cutting an estimated $27.2M.
  • Capstone Investment Advisors fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $34.6M.
  • Capstone Investment Advisors's ten largest holdings make up 38% of its $8.87B portfolio in Q3 2014.
  • Capstone Investment Advisors opened 203 new positions and closed 130 in Q3 2014.
  • Capstone Investment Advisors's portfolio value rose 17% quarter-over-quarter to $8.87B.

Based on Capstone Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.