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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+2.46%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$8.76B
AUM Growth
+$2.25B
Cap. Flow
-$384M
Cap. Flow %
-4.38%
Top 10 Hldgs %
40.08%
Holding
1,386
New
701
Increased
389
Reduced
164
Closed
104

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$30.8M
2
SO icon
Southern Company
SO
+$27.6M
3
DNB
Dun & Bradstreet
DNB
+$23.1M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$16.7M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$15.3M

Top Sells

Rank Stock Value
1
AABA
Altaba Inc
AABA
+$60.9M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$58.3M
3
COL
Rockwell Collins
COL
+$43.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$27.6M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$27.1M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.63%
2 Financials 1.46%
3 Consumer Discretionary 0.99%
4 Healthcare 0.98%
5 Technology 0.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TJX icon
1201
TJX Companies
TJX
$143B
$14K ﹤0.01%
252
-5,518
-96% -$283K
MAT icon
1202
Mattel
MAT
$3.8B
$13K ﹤0.01%
+823
New +$13.2K
TAP icon
1203
Molson Coors Class B
TAP
$6.7B
$13K ﹤0.01%
+213
New +$14.1K
JNPR
1204
CALL
DELISTED
Juniper Networks
JNPR
$12K ﹤0.01%
+400
New +$11.2K
NKTR icon
1205
CALL
Nektar Therapeutics
NKTR
$1.95B
$12K ﹤0.01%
+13
New +$11.1K
PHM icon
1206
CALL
Pultegroup
PHM
$22.8B
$12K ﹤0.01%
+500
New +$14.2K
ROK icon
1207
Rockwell Automation
ROK
$48.2B
$12K ﹤0.01%
+66
New +$11.8K
SEE
1208
CALL
DELISTED
Sealed Air
SEE
$12K ﹤0.01%
+300
New +$12.4K
VIAB
1209
DELISTED
Viacom Inc. Class B
VIAB
$12K ﹤0.01%
+366
New +$11K
CYHHZ
1210
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$12K ﹤0.01%
2,000,000
– –
IRM icon
1211
CALL
Iron Mountain
IRM
$33.2B
$10K ﹤0.01%
+300
New +$10.7K
GT icon
1212
Goodyear
GT
$1.48B
$9K ﹤0.01%
369
-34,631
-99% -$814K
HCA icon
1213
HCA Healthcare
HCA
$94.3B
$9K ﹤0.01%
+65
New +$8.09K
WATT icon
1214
Energous
WATT
$77.1M
$9K ﹤0.01%
+2
New +$15.5K
EVHC
1215
PUT
DELISTED
Envision Healthcare Holdings Inc
EVHC
$9K ﹤0.01%
200
– –
PLD icon
1216
CALL
Prologis
PLD
$126B
$7K ﹤0.01%
+100
New +$6.58K
DFS
1217
DELISTED
Discover Financial Services
DFS
$2K ﹤0.01%
+31
New +$2.33K
BPY
1218
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$2K ﹤0.01%
+95
New +$1.9K
IBM icon
1219
IBM
IBM
$212B
$1K ﹤0.01%
6
-15,437
-100% -$2.16M
MRK icon
1220
Merck
MRK
$367B
$1K ﹤0.01%
22
-18,397
-100% -$1.17M
TSCO icon
1221
Tractor Supply
TSCO
$16.8B
$1K ﹤0.01%
+50
New +$832
ABT icon
1222
Abbott
ABT
$175B
– –
-13,948
Closed -$916K
ADBE icon
1223
Adobe
ADBE
$93.6B
– –
-2,729
Closed -$704K
AGG icon
1224
iShares Core US Aggregate Bond ETF
AGG
$136B
– –
-50,936
Closed -$5.42M
AMGN icon
1225
Amgen
AMGN
$224B
– –
-1,635
Closed -$322K
47 48
49
50 51

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Capstone Investment Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Capstone Investment Advisors held 1,386 positions worth $8.76B, up 34% from $6.52B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Capstone Investment Advisors withdrew a net $384M in Q3 2018, closing 104 positions and reducing 164 holdings. Its most notable exit was Altaba Inc, an estimated $60.9M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 93% of assets, up from 88% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in Dun & Bradstreet worth $24.2M.

  • Capstone Investment Advisors's largest Q3 2018 buy was Dun & Bradstreet: 170,069 shares worth $24.2M.
  • Capstone Investment Advisors added most to Amazon in Q3 2018, an estimated $30.8M increase.
  • Capstone Investment Advisors's biggest Q3 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $58.3M.
  • Capstone Investment Advisors fully exited Altaba Inc in Q3 2018, selling an estimated $60.9M.
  • Capstone Investment Advisors's ten largest holdings make up 40% of its $8.76B portfolio in Q3 2018.
  • Capstone Investment Advisors opened 701 new positions and closed 104 in Q3 2018.
  • Capstone Investment Advisors's portfolio value rose 34% quarter-over-quarter to $8.76B.

Based on Capstone Investment Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.