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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+3.7%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$3.24B
AUM Growth
-$1.33B
Cap. Flow
+$2.89M
Cap. Flow %
0.09%
Top 10 Hldgs %
28.49%
Holding
1,267
New
551
Increased
146
Reduced
167
Closed
378

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$122M
2
AAPL icon
Apple
AAPL
+$46.8M
3
NXPI icon
NXP Semiconductors
NXPI
+$37.8M
4
ENH
Endurance Specialty Holdings Ltd
ENH
+$28.5M
5
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$24.1M

Top Sells

Rank Stock Value
1
PVTB
PrivateBancorp Inc
PVTB
+$54.2M
2
LNKD
LinkedIn Corporation
LNKD
+$52.5M
3
PG icon
Procter & Gamble
PG
+$48.5M
4
VAL
Valspar
VAL
+$43.3M
5
LLTC
Linear Technology Corp
LLTC
+$14.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 54.16%
2 Technology 16.98%
3 Financials 5.99%
4 Industrials 5.6%
5 Consumer Discretionary 4.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KNL
1201
DELISTED
Knoll, Inc.
KNL
– –
-12,963
Closed -$296K
DST
1202
DELISTED
DST Systems Inc.
DST
– –
-20,194
Closed -$1.19M
CFNL
1203
DELISTED
Cardinal Financial Corp
CFNL
– –
-37,912
Closed -$989K
AIRM
1204
DELISTED
Air Methods Corp
AIRM
– –
-27,143
Closed -$854K
LNKD
1205
CALL
DELISTED
LinkedIn Corporation
LNKD
– –
-175,100
Closed -$33.5M
LNKD
1206
DELISTED
LinkedIn Corporation
LNKD
– –
-274,714
Closed -$52.5M
LXK
1207
DELISTED
Lexmark Intl Inc
LXK
– –
-26,417
Closed -$1.05M
SCTY
1208
DELISTED
SolarCity Corporation
SCTY
– –
-40,590
Closed -$793K
RPTP
1209
CALL
DELISTED
RAPTOR PHARMACEUTICAL CORP COM STK (DE)
RPTP
– –
-200,000
Closed -$1.79M
HAWK
1210
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
– –
-33,300
Closed -$1M
WOOF
1211
DELISTED
VCA Inc.
WOOF
– –
-15,910
Closed -$1.11M
VXX
1212
CALL
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-117,075
Closed -$16M
VXX
1213
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-6,480
Closed -$777K
STL
1214
DELISTED
Sterling Bancorp
STL
– –
-31,900
Closed -$558K
FGL
1215
CALL
DELISTED
Fidelity & Guaranty Life
FGL
– –
-111,500
Closed -$2.58M
SPN
1216
DELISTED
Superior Energy Services, Inc.
SPN
– –
-8,476
Closed -$1.52M
45 46 47 48
49

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Capstone Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Capstone Investment Advisors held 1,267 positions worth $3.24B, down 29% from $4.57B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Capstone Investment Advisors's Q4 2016 filing shows 551 new, 146 increased, 167 reduced and 378 closed positions. Its largest new stake was Endurance Specialty Holdings Ltd: 310,913 shares worth $28.7M. The largest sale was PrivateBancorp Inc, an estimated $54.2M.

By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, down from 71% a quarter earlier, followed by Technology and Financials.

  • Capstone Investment Advisors's largest Q4 2016 buy was Endurance Specialty Holdings Ltd: 310,913 shares worth $28.7M.
  • Capstone Investment Advisors added most to Microsoft in Q4 2016, an estimated $122M increase.
  • Capstone Investment Advisors's biggest Q4 2016 reduction was PrivateBancorp Inc, cutting an estimated $54.2M.
  • Capstone Investment Advisors fully exited LinkedIn Corporation in Q4 2016, selling an estimated $52.5M.
  • Capstone Investment Advisors's ten largest holdings make up 28% of its $3.24B portfolio in Q4 2016.
  • Capstone Investment Advisors opened 551 new positions and closed 378 in Q4 2016.
  • Capstone Investment Advisors's portfolio value fell 29% quarter-over-quarter to $3.24B.

Based on Capstone Investment Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.