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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
-17.43%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$6.22B
AUM Growth
-$12.3B
Cap. Flow
-$871M
Cap. Flow %
-14%
Top 10 Hldgs %
27.05%
Holding
1,477
New
103
Increased
219
Reduced
768
Closed
370

Top Buys

Rank Stock Value
1
FXI icon
iShares China Large-Cap ETF
FXI
+$23M
2
RTN
Raytheon Company
RTN
+$19.6M
3
XOM icon
ExxonMobil
XOM
+$13.8M
4
BWA icon
BorgWarner
BWA
+$13.5M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$12.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$79.3M
2
GDX icon
VanEck Gold Miners ETF
GDX
+$75.4M
3
AAPL icon
Apple
AAPL
+$54.3M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$47.6M
5
AMZN icon
Amazon
AMZN
+$40.9M

Sector Composition

Rank Sector Weight
1 Miscellaneous 91.15%
2 Financials 1.76%
3 Energy 1.3%
4 Consumer Discretionary 1.28%
5 Technology 1.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESS icon
1176
Essex Property Trust
ESS
$17.5B
– –
-1,034
Closed -$311K
ESS icon
1177
PUT
Essex Property Trust
ESS
$17.5B
– –
-4,200
Closed -$1.26M
EWZ icon
1178
iShares MSCI Brazil ETF
EWZ
$8.44B
– –
-50,248
Closed -$2.38M
EWZ icon
1179
PUT
iShares MSCI Brazil ETF
EWZ
$8.44B
– –
-100,000
Closed -$4.75M
EXC icon
1180
Exelon
EXC
$41.6B
– –
-28,110
Closed -$884K
F icon
1181
Ford
F
$50.7B
– –
-202,168
Closed -$1.52M
FDX icon
1182
FedEx
FDX
$67.7B
– –
-43,783
Closed -$6.16M
FISV
1183
Fiserv Inc
FISV
$24.7B
– –
-26,851
Closed -$2.98M
FIS icon
1184
Fidelity National Information Services
FIS
$18.3B
– –
-2,976
Closed -$413K
FL
1185
CALL
DELISTED
Foot Locker
FL
– –
-6,900
Closed -$269K
FL
1186
DELISTED
Foot Locker
FL
– –
-19,566
Closed -$763K
FL
1187
PUT
DELISTED
Foot Locker
FL
– –
-26,900
Closed -$1.05M
FLR icon
1188
CALL
Fluor
FLR
$6.74B
– –
-9,600
Closed -$181K
FLR icon
1189
Fluor
FLR
$6.74B
– –
-17,450
Closed -$329K
FLR icon
1190
PUT
Fluor
FLR
$6.74B
– –
-19,000
Closed -$359K
FLS icon
1191
CALL
Flowserve
FLS
$9.38B
– –
-700
Closed -$35K
FLS icon
1192
Flowserve
FLS
$9.38B
– –
-1,076
Closed -$54K
FLS icon
1193
PUT
Flowserve
FLS
$9.38B
– –
-3,000
Closed -$149K
FMC icon
1194
CALL
FMC
FMC
$1.49B
– –
-7,900
Closed -$789K
FMC icon
1195
PUT
FMC
FMC
$1.49B
– –
-23,700
Closed -$2.37M
FOLD
1196
DELISTED
Amicus Therapeutics
FOLD
– –
-4,653
Closed -$44.2K
FOX icon
1197
Fox Class B
FOX
$23.8B
– –
-2,845
Closed -$104K
FOX icon
1198
PUT
Fox Class B
FOX
$23.8B
– –
-11,100
Closed -$404K
GD icon
1199
General Dynamics
GD
$91.1B
– –
-4,001
Closed -$665K
GDX icon
1200
VanEck Gold Miners ETF
GDX
$27.6B
– –
-2,575,000
Closed -$75.4M
46 47
48
49 50

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Capstone Investment Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Capstone Investment Advisors held 1,477 positions worth $6.22B, down 66% from $18.5B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors withdrew a net $871M in Q1 2020, closing 370 positions and reducing 768 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $79.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, down from 93% a quarter earlier, followed by Financials and Energy.

Against the trend, Capstone Investment Advisors opened a new position in BorgWarner worth $10M.

  • Capstone Investment Advisors's largest Q1 2020 buy was BorgWarner: 467,036 shares worth $10M.
  • Capstone Investment Advisors added most to iShares China Large-Cap ETF in Q1 2020, an estimated $23M increase.
  • Capstone Investment Advisors's biggest Q1 2020 reduction was Apple, cutting an estimated $54.3M.
  • Capstone Investment Advisors fully exited State Street SPDR S&P 500 ETF Trust in Q1 2020, selling an estimated $79.3M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $6.22B portfolio in Q1 2020.
  • Capstone Investment Advisors opened 103 new positions and closed 370 in Q1 2020.
  • Capstone Investment Advisors's portfolio value fell 66% quarter-over-quarter to $6.22B.

Based on Capstone Investment Advisors's 13F filing for Q1 2020, filed 15 May 2020.