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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+3.7%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$3.24B
AUM Growth
-$1.33B
Cap. Flow
-$1.38B
Cap. Flow %
-42.65%
Top 10 Hldgs %
28.49%
Holding
1,267
New
551
Increased
146
Reduced
167
Closed
378

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$122M
2
AAPL icon
Apple
AAPL
+$46.8M
3
NXPI icon
NXP Semiconductors
NXPI
+$37.8M
4
ENH
Endurance Specialty Holdings Ltd
ENH
+$28.5M
5
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$24.1M

Top Sells

Rank Stock Value
1
PVTB
PrivateBancorp Inc
PVTB
+$54.2M
2
LNKD
LinkedIn Corporation
LNKD
+$52.5M
3
PG icon
Procter & Gamble
PG
+$48.5M
4
VAL
Valspar
VAL
+$43.3M
5
LLTC
Linear Technology Corp
LLTC
+$14.3M

Sector Composition

Rank Sector Weight
1 Technology 16.91%
2 Financials 5.91%
3 Industrials 5.57%
4 Consumer Discretionary 4.76%
5 Healthcare 3.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLF icon
1101
PUT
State Street Financial Select Sector SPDR ETF
XLF
$59B
– –
-82,300
Closed -$1.59M
XRX icon
1102
Xerox
XRX
$423M
– –
-12,448
Closed -$332K
YELP icon
1103
Yelp
YELP
$1.28B
– –
-8,700
Closed -$362K
ZBH icon
1104
Zimmer Biomet
ZBH
$18.5B
– –
-2,163
Closed -$273K
ZION icon
1105
Zions Bancorporation
ZION
$10.4B
– –
-43,245
Closed -$1.34M
SGI
1106
Somnigroup International
SGI
$13.7B
– –
-192,000
Closed -$2.72M
TPC
1107
Tutor Perini Cor
TPC
$5.13B
– –
-13,846
Closed -$297K
BECN
1108
DELISTED
Beacon Roofing Supply, Inc.
BECN
– –
-6,627
Closed -$278K
PDCO
1109
DELISTED
Patterson Companies, Inc.
PDCO
– –
-32,570
Closed -$1.5M
SPWR
1110
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-15,423
Closed -$90K
TARO
1111
DELISTED
Taro Pharmaceutical Industries Ltd.
TARO
– –
-5,168
Closed -$571K
VMW
1112
CALL
DELISTED
VMware, Inc
VMW
– –
-197,800
Closed -$14.5M
TWNK
1113
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
– –
-478,159
Closed -$5.16M
SYNH
1114
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
– –
-6,000
Closed -$267K
NUVA
1115
DELISTED
NuVasive, Inc.
NUVA
– –
-7,700
Closed -$513K
KDNY
1116
DELISTED
Chinook Therapeutics, Inc. Common Stock
KDNY
– –
-7,080
Closed -$440K
PDCE
1117
CALL
DELISTED
PDC Energy, Inc.
PDCE
– –
-16,900
Closed -$1.13M
SIOX
1118
DELISTED
Sio Gene Therapies Inc. Common Stock
SIOX
– –
-1,833
Closed -$205K
LCI
1119
DELISTED
Lannett Company, Inc.
LCI
– –
-3,115
Closed -$331K
CLVS
1120
PUT
DELISTED
Clovis Oncology, Inc.
CLVS
– –
-55,000
Closed -$1.98M
ZEN
1121
DELISTED
ZENDESK INC
ZEN
– –
-8,500
Closed -$261K
TEN
1122
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
– –
-10,900
Closed -$635K
TMX
1123
DELISTED
Terminix Global Holdings, Inc.
TMX
– –
-32,547
Closed -$734K
CTXS
1124
DELISTED
Citrix Systems Inc
CTXS
– –
-96,591
Closed -$6.55M
ENDP
1125
DELISTED
Endo International plc
ENDP
– –
-39,410
Closed -$794K
43 44
45
46 47

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Capstone Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Capstone Investment Advisors held 1,267 positions worth $3.24B, down 29% from $4.57B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Capstone Investment Advisors withdrew a net $1.38B in Q4 2016, closing 378 positions and reducing 167 holdings. Its most notable exit was LinkedIn Corporation, an estimated $52.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

Against the trend, Capstone Investment Advisors opened a new position in Endurance Specialty Holdings Ltd worth $28.7M.

  • Capstone Investment Advisors's largest Q4 2016 buy was Endurance Specialty Holdings Ltd: 310,913 shares worth $28.7M.
  • Capstone Investment Advisors added most to Microsoft in Q4 2016, an estimated $122M increase.
  • Capstone Investment Advisors's biggest Q4 2016 reduction was PrivateBancorp Inc, cutting an estimated $54.2M.
  • Capstone Investment Advisors fully exited LinkedIn Corporation in Q4 2016, selling an estimated $52.5M.
  • Capstone Investment Advisors's ten largest holdings make up 28% of its $3.24B portfolio in Q4 2016.
  • Capstone Investment Advisors opened 551 new positions and closed 378 in Q4 2016.
  • Capstone Investment Advisors's portfolio value fell 29% quarter-over-quarter to $3.24B.

Based on Capstone Investment Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.