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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+2.78%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$59.8B
AUM Growth
+$9.33B
Cap. Flow
+$2.27B
Cap. Flow %
3.8%
Top 10 Hldgs %
29.91%
Holding
2,197
New
167
Increased
605
Reduced
734
Closed
349

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$253M
2
PYPL icon
PayPal
PYPL
+$111M
3
MDT icon
Medtronic
MDT
+$56.5M
4
BAC icon
Bank of America
BAC
+$56.2M
5
GS icon
Goldman Sachs
GS
+$49M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$94.9M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$62.8M
3
KSU
Kansas City Southern
KSU
+$55.2M
4
AAPL icon
Apple
AAPL
+$52.4M
5
QCOM icon
Qualcomm
QCOM
+$41.8M

Sector Composition

Rank Sector Weight
1 Financials 1.14%
2 Communication Services 1.09%
3 Technology 1.02%
4 Industrials 0.5%
5 Consumer Discretionary 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FVIV
1001
DELISTED
Fortress Value Acquisition Corp. IV
FVIV
$2.02M ﹤0.01%
207,128
– –
MHK icon
1002
PUT
Mohawk Industries
MHK
$9.27B
$1.99M ﹤0.01%
10,900
-11,200
-51% -$2M
SEE
1003
PUT
DELISTED
Sealed Air
SEE
$1.98M ﹤0.01%
29,300
-11,400
-28% -$709K
PSTH
1004
CALL
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$1.97M ﹤0.01%
+100,000
New +$1.98M
GNRC icon
1005
CALL
Generac Holdings
GNRC
$13.1B
$1.97M ﹤0.01%
5,600
-1,200
-18% -$498K
PTOC
1006
DELISTED
Pine Technology Acquisition Corp. Class A Common Stock
PTOC
$1.97M ﹤0.01%
200,000
-185,000
-48% -$1.81M
IPG
1007
PUT
DELISTED
Interpublic Group of Companies
IPG
$1.97M ﹤0.01%
52,500
-46,600
-47% -$1.69M
MDAI icon
1008
Spectral AI
MDAI
$50.5M
$1.96M ﹤0.01%
200,000
– –
NIO icon
1009
NIO
NIO
$11.3B
$1.96M ﹤0.01%
61,900
+56,200
+986% +$2.07M
XRAY icon
1010
Dentsply Sirona
XRAY
$2.27B
$1.96M ﹤0.01%
35,122
+4,373
+14% +$240K
BYND icon
1011
PUT
Beyond Meat
BYND
$214M
$1.96M ﹤0.01%
+1,000
New +$2.55M
HSBC icon
1012
PUT
HSBC
HSBC
$358B
$1.95M ﹤0.01%
+64,700
New +$1.89M
AONC
1013
DELISTED
American Oncology Network, Inc. Class A Common Stock
AONC
$1.95M ﹤0.01%
200,000
– –
COCH icon
1014
Envoy Medical
COCH
$57.6M
$1.95M ﹤0.01%
200,000
– –
PENN icon
1015
CALL
PENN Entertainment
PENN
$2.57B
$1.94M ﹤0.01%
37,500
+11,500
+44% +$697K
BITE
1016
DELISTED
Bite Acquisition Corp.
BITE
$1.94M ﹤0.01%
200,000
– –
CLAA
1017
DELISTED
Colonnade Acquisition Corp. II
CLAA
$1.94M ﹤0.01%
200,000
– –
PVH icon
1018
CALL
PVH
PVH
$3.76B
$1.94M ﹤0.01%
18,200
+3,900
+27% +$426K
FSNB
1019
DELISTED
Fusion Acquisition Corp. II
FSNB
$1.94M ﹤0.01%
200,000
– –
BSLK
1020
DELISTED
Bolt Projects Holdings
BSLK
$1.94M ﹤0.01%
10,000
– –
CZR icon
1021
Caesars Entertainment
CZR
$6.04B
$1.93M ﹤0.01%
+20,676
New +$2.1M
OMC icon
1022
CALL
Omnicom Group
OMC
$23.5B
$1.93M ﹤0.01%
26,300
-1,400
-5% -$99.6K
NOV icon
1023
PUT
NOV
NOV
$7.45B
$1.91M ﹤0.01%
141,000
-13,000
-8% -$178K
TAP icon
1024
CALL
Molson Coors Class B
TAP
$7.75B
$1.91M ﹤0.01%
41,200
+7,200
+21% +$330K
LGTOU
1025
DELISTED
Legato Merger Corp. II Unit
LGTOU
$1.91M ﹤0.01%
+190,000
New +$1.91M
39 40
41
42 43

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Capstone Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Capstone Investment Advisors held 2,197 positions worth $59.8B, up 18% from $50.5B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Capstone Investment Advisors deployed $2.27B of net new capital in Q4 2021, opening 167 new positions and adding to 605 existing holdings. Its largest new stake was Blackrock: 34,875 shares worth $31.9M.

By sector, the portfolio is most concentrated in Financials at 1.1% of assets, up from 0.55% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was Microsoft, an estimated $94.9M trimmed.

  • Capstone Investment Advisors's largest Q4 2021 buy was Blackrock: 34,875 shares worth $31.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2021, an estimated $253M increase.
  • Capstone Investment Advisors's biggest Q4 2021 reduction was Microsoft, cutting an estimated $94.9M.
  • Capstone Investment Advisors fully exited Kansas City Southern in Q4 2021, selling an estimated $55.2M.
  • Capstone Investment Advisors's ten largest holdings make up 30% of its $59.8B portfolio in Q4 2021.
  • Capstone Investment Advisors opened 167 new positions and closed 349 in Q4 2021.
  • Capstone Investment Advisors's portfolio value rose 18% quarter-over-quarter to $59.8B.

Based on Capstone Investment Advisors's 13F filing for Q4 2021, filed 11 Feb 2022.