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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+13.22%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$4.57B
AUM Growth
-$667M
Cap. Flow
-$945M
Cap. Flow %
-20.69%
Top 10 Hldgs %
35%
Holding
1,064
New
399
Increased
144
Reduced
149
Closed
348

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$160M
2
PG icon
Procter & Gamble
PG
+$50.6M
3
PVTB
PrivateBancorp Inc
PVTB
+$41.5M
4
LLTC
Linear Technology Corp
LLTC
+$15M
5
TSLA icon
Tesla
TSLA
+$9.72M

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$69.4M
2
HSBC icon
HSBC
HSBC
+$60.3M
3
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$51.7M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$30.5M
5
VA
Virgin America Inc.
VA
+$26.7M

Sector Composition

Rank Sector Weight
1 Technology 6.99%
2 Financials 4.26%
3 Industrials 3.4%
4 Consumer Discretionary 3.26%
5 Consumer Staples 2.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DWA
976
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
– –
-25,052
Closed -$1.02M
MKTO
977
CALL
DELISTED
MARKETO INC COM STK (DE)
MKTO
– –
-325,000
Closed -$11.3M
MKTO
978
DELISTED
MARKETO INC COM STK (DE)
MKTO
– –
-311,361
Closed -$10.8M
MKTO
979
PUT
DELISTED
MARKETO INC COM STK (DE)
MKTO
– –
-82,100
Closed -$2.86M
FMER
980
DELISTED
FIRSTMERIT CORP
FMER
– –
-325,464
Closed -$6.6M
QLGC
981
DELISTED
QLOGIC CORP
QLGC
– –
-67,416
Closed -$993K
FNFG
982
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
– –
-200,000
Closed -$1.95M
EXAM
983
DELISTED
EXAMWORKS GROUP INC COM STK (DE)
EXAM
– –
-500,000
Closed -$17.4M
CPXX
984
CALL
DELISTED
CELATOR PHARMACEUTICALS INC. COMMON STOCK
CPXX
– –
-132,700
Closed -$4M
CPXX
985
DELISTED
CELATOR PHARMACEUTICALS INC. COMMON STOCK
CPXX
– –
-25,000
Closed -$754K
CPXX
986
PUT
DELISTED
CELATOR PHARMACEUTICALS INC. COMMON STOCK
CPXX
– –
-50,000
Closed -$1.51M
CPGX
987
CALL
DELISTED
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
– –
-26,200
Closed -$667K
CPGX
988
DELISTED
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
– –
-335,842
Closed -$8.56M
CAVM
989
DELISTED
Cavium, Inc.
CAVM
– –
-6,074
Closed -$234K
AWH
990
DELISTED
Allied World Assurance Co Hld Lt
AWH
– –
-16,500
Closed -$579K
TYC
991
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
– –
-8,820
Closed -$393K
ATVI
992
DELISTED
Activision Blizzard
ATVI
– –
-21,359
Closed -$846K
HOT
993
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
– –
-698,887
Closed -$51.7M
VSTO
994
DELISTED
Vista Outdoor Inc.
VSTO
– –
-16,012
Closed -$764K
WLL
995
PUT
DELISTED
Whiting Petroleum Corporation
WLL
– –
-7,820
Closed -$21.7M
BOBE
996
DELISTED
Bob Evans Farms, Inc.
BOBE
– –
-12,800
Closed -$485K
EDE
997
DELISTED
Empire District Electric
EDE
– –
-29,967
Closed -$1.02M
PLCM
998
DELISTED
POLYCOM INC
PLCM
– –
-83,940
Closed -$944K
DRII
999
DELISTED
DIAMOND RESORTS INTL, INC
DRII
– –
-191,783
Closed -$5.75M
QLIK
1000
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
– –
-250,000
Closed -$7.39M
37 38 39
40
41

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Capstone Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Capstone Investment Advisors held 1,064 positions worth $4.57B, down 13% from $5.24B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Capstone Investment Advisors withdrew a net $945M in Q3 2016, closing 348 positions and reducing 149 holdings. Its most notable exit was HSBC, an estimated $60.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 2.2% a quarter earlier, followed by Financials and Industrials.

Against the trend, Capstone Investment Advisors opened a new position in Texas Instruments worth $8.75M.

  • Capstone Investment Advisors's largest Q3 2016 buy was Texas Instruments: 124,699 shares worth $8.75M.
  • Capstone Investment Advisors added most to Apple in Q3 2016, an estimated $160M increase.
  • Capstone Investment Advisors's biggest Q3 2016 reduction was iShares MSCI EAFE ETF, cutting an estimated $69.4M.
  • Capstone Investment Advisors fully exited HSBC in Q3 2016, selling an estimated $60.3M.
  • Capstone Investment Advisors's ten largest holdings make up 35% of its $4.57B portfolio in Q3 2016.
  • Capstone Investment Advisors opened 399 new positions and closed 348 in Q3 2016.
  • Capstone Investment Advisors's portfolio value fell 13% quarter-over-quarter to $4.57B.

Based on Capstone Investment Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.