We are live on ! Find out more
Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+6.5%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$33.2B
AUM Growth
+$11B
Cap. Flow
+$5.37B
Cap. Flow %
16.16%
Top 10 Hldgs %
42.14%
Holding
2,491
New
406
Increased
1,004
Reduced
483
Closed
418

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.16B
2
AMZN icon
Amazon
AMZN
+$299M
3
O icon
Realty Income
O
+$80.3M
4
ARM icon
Arm
ARM
+$41.3M
5
HDB icon
HDFC Bank
HDB
+$32.6M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$53.5M
2
GLD icon
SPDR Gold Trust
GLD
+$35.9M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$34.5M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$29.1M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$28.9M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 1.59%
2 Technology 0.56%
3 Financials 0.43%
4 Real Estate 0.29%
5 Healthcare 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBM icon
76
PUT
IBM
IBM
$225B
$57.2M 0.17%
349,700
+137,500
+65% +$20.8M
ABBV icon
77
CALL
AbbVie
ABBV
$442B
$56.3M 0.17%
363,100
+121,100
+50% +$17.7M
CSCO icon
78
CALL
Cisco
CSCO
$475B
$56.1M 0.17%
1,110,900
+138,700
+14% +$7.09M
TSM icon
79
CALL
TSMC
TSM
$2.19T
$55.1M 0.17%
530,000
-320,000
-38% -$30.5M
GM icon
80
PUT
General Motors
GM
$78.4B
$54.9M 0.17%
1,529,200
+838,500
+121% +$25.9M
INTC icon
81
CALL
Intel
INTC
$493B
$54.9M 0.17%
1,093,000
+576,700
+112% +$23.4M
NOW icon
82
PUT
ServiceNow
NOW
$132B
$54.9M 0.17%
388,500
+99,500
+34% +$12.5M
GS icon
83
CALL
Goldman Sachs
GS
$301B
$54.4M 0.16%
141,000
+124,600
+760% +$41.6M
DXJ icon
84
CALL
WisdomTree Japan Hedged Equity Fund
DXJ
$7.43B
$52.8M 0.16%
600,100
+358,800
+149% +$31.7M
MRK icon
85
PUT
Merck
MRK
$322B
$51.4M 0.15%
471,500
+198,400
+73% +$20.6M
USMV icon
86
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$48.5M 0.15%
622,029
– –
V icon
87
CALL
Visa
V
$677B
$47.7M 0.14%
183,300
+60,100
+49% +$14.8M
CRM icon
88
CALL
Salesforce
CRM
$162B
$47.3M 0.14%
179,900
+73,300
+69% +$16.6M
VZ icon
89
PUT
Verizon
VZ
$196B
$47.3M 0.14%
1,255,000
+451,600
+56% +$16M
LULU icon
90
CALL
lululemon athletica
LULU
$14.3B
$46.9M 0.14%
91,700
+68,800
+300% +$29.7M
TMO icon
91
PUT
Thermo Fisher Scientific
TMO
$224B
$45.5M 0.14%
85,800
+25,700
+43% +$12.4M
WMT icon
92
CALL
Walmart Inc
WMT
$901B
$44.2M 0.13%
841,500
-165,000
-16% -$8.73M
MA icon
93
CALL
Mastercard
MA
$492B
$43M 0.13%
100,800
+36,100
+56% +$14.5M
XOM icon
94
CALL
ExxonMobil
XOM
$657B
$42.8M 0.13%
427,700
+271,300
+173% +$28.5M
GLD icon
95
PUT
SPDR Gold Trust
GLD
$143B
$42.7M 0.13%
223,600
-332,000
-60% -$60.8M
BAC icon
96
CALL
Bank of America
BAC
$448B
$42.7M 0.13%
1,267,300
-106,200
-8% -$3.09M
TXN icon
97
CALL
Texas Instruments
TXN
$257B
$42.5M 0.13%
249,500
+42,600
+21% +$6.6M
CVX icon
98
PUT
Chevron
CVX
$386B
$42.5M 0.13%
284,700
+116,800
+70% +$17.7M
IYR icon
99
iShares US Real Estate ETF
IYR
$4.48B
$41.7M 0.13%
455,741
+345,281
+313% +$28.3M
MU icon
100
PUT
Micron Technology
MU
$981B
$41.6M 0.13%
487,200
+258,900
+113% +$19.2M
2 3
4
5 6

Similar funds

CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Rockefeller Capital Management
Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return
Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Alkeon Capital Management
Alkeon Capital Management New York $59.5B AUM 51.63% 1-Year Est. Return
Aviva
Aviva London, United Kingdom $59.6B AUM 28.44% 1-Year Est. Return

Capstone Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Capstone Investment Advisors held 2,491 positions worth $33.2B, up 50% from $22.2B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Capstone Investment Advisors deployed $5.37B of net new capital in Q4 2023, opening 406 new positions and adding to 1,004 existing holdings. Its largest new stake was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 826,701 shares worth $20.8M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 1.6% of assets, up from 0.91% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $35.9M trimmed.

  • Capstone Investment Advisors's largest Q4 2023 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 826,701 shares worth $20.8M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $1.16B increase.
  • Capstone Investment Advisors's biggest Q4 2023 reduction was SPDR Gold Trust, cutting an estimated $35.9M.
  • Capstone Investment Advisors fully exited Activision Blizzard in Q4 2023, selling an estimated $53.5M.
  • Capstone Investment Advisors's ten largest holdings make up 42% of its $33.2B portfolio in Q4 2023.
  • Capstone Investment Advisors opened 406 new positions and closed 418 in Q4 2023.
  • Capstone Investment Advisors's portfolio value rose 50% quarter-over-quarter to $33.2B.

Based on Capstone Investment Advisors's 13F filing for Q4 2023, filed 12 Feb 2024.