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Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
-2.13%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$22.2B
AUM Growth
+$1.98B
(+9.8%)
Cap. Flow
+$954M
Cap. Flow
% of AUM
4.29%
Top 10 Holdings %
Top 10 Hldgs %
47.03%
Holding
2,340
New
519
Increased
932
Reduced
442
Closed
259
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$69.1M |
| 2 |
ATVI
Activision Blizzard
ATVI
|
+$52.1M |
| 3 |
HDFC Bank
HDB
|
+$42M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$36.4M |
| 5 |
RTX Corp
RTX
|
+$29.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$66.8M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$47.3M |
| 3 |
Bank of America
BAC
|
+$14.4M |
| 4 |
Walt Disney
DIS
|
+$12.2M |
| 5 |
NVIDIA
NVDA
|
+$11M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 1.28% |
| 2 | Financials | 0.99% |
| 3 | Consumer Discretionary | 0.91% |
| 4 | Healthcare | 0.85% |
| 5 | Industrials | 0.53% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ATVI
76
PUT
DELISTED
Activision Blizzard
ATVI
| $33.3M | 0.15% |
356,000
+181,900
| +104% | +$16.6M |
|
77
CALL
State Street Technology Select Sector SPDR ETF
XLK
$122B
| $33M | 0.15% |
403,200
-631,600
| -61% | -$54.2M |
|
78
CALL
Texas Instruments
TXN
$257B
| $32.9M | 0.15% |
206,900
-38,800
| -16% | -$6.62M |
|
79
PUT
ServiceNow
NOW
$132B
| $32.3M | 0.15% |
289,000
+90,500
| +46% | +$10.3M |
|
80
PUT
Intuit
INTU
$92B
| $32.2M | 0.15% |
63,100
+32,600
| +107% | +$16.5M |
|
81
CALL
Oracle
ORCL
$419B
| $31.8M | 0.14% |
300,500
+23,200
| +8% | +$2.69M |
|
82
PUT
WisdomTree Japan Hedged Equity Fund
DXJ
$7.43B
| $31.7M | 0.14% |
358,700
+292,600
| +443% | +$24.9M |
|
83
PUT
Thermo Fisher Scientific
TMO
$224B
| $30.4M | 0.14% |
60,100
+200
| +0.3% | +$107K |
|
84
CALL
Johnson & Johnson
JNJ
$626B
| $29.8M | 0.13% |
191,200
+35,500
| +23% | +$5.86M |
|
85
PUT
IBM
IBM
$225B
| $29.8M | 0.13% |
212,200
+87,500
| +70% | +$12.4M |
|
|
86
Invesco QQQ Trust
QQQ
$478B
| $28.6M | 0.13% |
79,756
-180,246
| -69% | -$66.8M |
|
87
iShares Russell 2000 ETF
IWM
$81.8B
| $28.5M | 0.13% |
161,183
-23,993
| -13% | -$4.5M |
|
88
CALL
Costco
COST
$419B
| $28.4M | 0.13% |
50,200
+100
| +0.2% | +$55.2K |
|
89
CALL
Visa
V
$677B
| $28.3M | 0.13% |
123,200
+15,600
| +14% | +$3.75M |
|
90
PUT
Chevron
CVX
$386B
| $28.3M | 0.13% |
167,900
-24,500
| -13% | -$3.96M |
|
91
State Street SPDR S&P Regional Banking ETF
KRE
$4.61B
| $28.3M | 0.13% |
676,421
+19,198
| +3% | +$856K |
|
92
PUT
Merck
MRK
$322B
| $28.1M | 0.13% |
273,100
+137,600
| +102% | +$14.8M |
|
93
State Street Financial Select Sector SPDR ETF
XLF
$59B
| $27.9M | 0.13% |
+841,615
| New | +$29M |
|
94
Amazon
AMZN
$2.94T
| $27.5M | 0.12% |
216,019
+138,494
| +179% | +$18.6M |
|
95
Apple
AAPL
$4.45T
| $26.6M | 0.12% |
155,487
+155,486
| +15,548,600% | +$28.5M |
|
96
PUT
Verizon
VZ
$196B
| $26M | 0.12% |
803,400
+294,600
| +58% | +$9.95M |
|
97
CALL
Mastercard
MA
$492B
| $25.6M | 0.12% |
64,700
+1,500
| +2% | +$602K |
|
98
PUT
Accenture
ACN
$110B
| $25.6M | 0.12% |
83,400
+22,000
| +36% | +$6.93M |
|
99
CALL
Danaher
DHR
$146B
| $25.3M | 0.11% |
115,056
+4,286
| +4% | +$956K |
|
|
100
RTX Corp
RTX
$302B
| $25M | 0.11% |
+347,074
| New | +$29.7M |
|
Similar funds
NAMI
Capstone Investment Advisors's Q3 2023 Portfolio in Review
As of Q3 2023, Capstone Investment Advisors held 2,340 positions worth $22.2B, up 9.8% from $20.2B the previous quarter. Its ten largest holdings account for 47% of the portfolio.
Capstone Investment Advisors deployed $954M of net new capital in Q3 2023, opening 519 new positions and adding to 932 existing holdings. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 155,425 shares worth $66.4M.
By sector, the portfolio is most concentrated in Technology at 1.3% of assets, up from 0.59% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $66.8M trimmed.
- Capstone Investment Advisors's largest Q3 2023 buy was State Street SPDR S&P 500 ETF Trust: 155,425 shares worth $66.4M.
- Capstone Investment Advisors added most to HDFC Bank in Q3 2023, an estimated $42M increase.
- Capstone Investment Advisors's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $66.8M.
- Capstone Investment Advisors fully exited State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2023, selling an estimated $10.9M.
- Capstone Investment Advisors's ten largest holdings make up 47% of its $22.2B portfolio in Q3 2023.
- Capstone Investment Advisors opened 519 new positions and closed 259 in Q3 2023.
- Capstone Investment Advisors's portfolio value rose 9.8% quarter-over-quarter to $22.2B.
Based on Capstone Investment Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.