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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-2.24%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$16.6B
AUM Growth
-$3.94B
Cap. Flow
-$5.42B
Cap. Flow %
-32.74%
Top 10 Hldgs %
47.62%
Holding
1,965
New
161
Increased
605
Reduced
515
Closed
322

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$216M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$95.5M
3
MSFT icon
Microsoft
MSFT
+$77.3M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$39.8M
5
IYR icon
iShares US Real Estate ETF
IYR
+$26M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$94.6M
2
AMZN icon
Amazon
AMZN
+$47.2M
3
NVDA icon
NVIDIA
NVDA
+$44.2M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$43.8M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$25.9M

Sector Composition

Rank Sector Weight
1 Technology 2.66%
2 Financials 2.66%
3 Consumer Discretionary 1.63%
4 Communication Services 0.97%
5 Healthcare 0.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
META icon
76
CALL
Meta Platforms (Facebook)
META
$1.53T
$17M 0.1%
125,600
-136,200
-52% -$22.1M
LLY icon
77
CALL
Eli Lilly
LLY
$1.08T
$17M 0.1%
52,600
+7,300
+16% +$2.31M
CSCO icon
78
CALL
Cisco
CSCO
$475B
$17M 0.1%
425,000
-9,200
-2% -$408K
INTU icon
79
Intuit
INTU
$92B
$17M 0.1%
43,837
+13,508
+45% +$5.84M
COST icon
80
PUT
Costco
COST
$419B
$16.6M 0.1%
35,100
-13,500
-28% -$7.02M
XLE icon
81
CALL
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
$16.5M 0.1%
458,400
+128,800
+39% +$4.87M
CI icon
82
PUT
Cigna
CI
$72.4B
$16.5M 0.1%
59,300
+15,800
+36% +$4.45M
PEP icon
83
PUT
PepsiCo
PEP
$189B
$16M 0.1%
97,700
-111,000
-53% -$19.1M
ACN icon
84
Accenture
ACN
$110B
$15.8M 0.1%
61,487
+29,602
+93% +$8.55M
GILD icon
85
PUT
Gilead Sciences
GILD
$168B
$15.7M 0.09%
254,600
+11,100
+5% +$700K
WFC icon
86
PUT
Wells Fargo
WFC
$264B
$15.7M 0.09%
390,300
-39,100
-9% -$1.68M
LMT icon
87
CALL
Lockheed Martin
LMT
$138B
$15.6M 0.09%
40,500
+25,700
+174% +$10.7M
NVDA icon
88
PUT
NVIDIA
NVDA
$5.27T
$15.4M 0.09%
1,272,000
-4,481,000
-78% -$70.8M
AVGO icon
89
Broadcom
AVGO
$1.98T
$15.4M 0.09%
347,020
+247,770
+250% +$12.7M
QCOM icon
90
PUT
Qualcomm
QCOM
$171B
$15.4M 0.09%
136,200
-5,900
-4% -$811K
ROG icon
91
Rogers Corp
ROG
$2.41B
$15.4M 0.09%
63,486
+5,730
+10% +$1.48M
SPGI icon
92
PUT
S&P Global
SPGI
$120B
$15.2M 0.09%
49,700
+1,300
+3% +$465K
C icon
93
Citigroup
C
$228B
$15.1M 0.09%
363,305
+155,820
+75% +$7.7M
Y
94
DELISTED
Alleghany Corp
Y
$15.1M 0.09%
18,027
+13,877
+334% +$11.6M
KO icon
95
PUT
Coca-Cola
KO
$372B
$14.9M 0.09%
265,500
-321,000
-55% -$20M
SYK icon
96
PUT
Stryker
SYK
$134B
$14.8M 0.09%
73,200
-1,800
-2% -$379K
ADP icon
97
PUT
Automatic Data Processing
ADP
$108B
$14.6M 0.09%
64,600
-21,900
-25% -$5.17M
EEM icon
98
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$14.6M 0.09%
418,686
-1,122,195
-73% -$43.8M
DHR icon
99
PUT
Danaher
DHR
$146B
$14.4M 0.09%
63,055
-13,987
-18% -$3.42M
SCHW
100
PUT
Charles Schwab
SCHW
$186B
$14.4M 0.09%
200,200
-17,800
-8% -$1.24M
2 3
4
5 6

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Capstone Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Capstone Investment Advisors held 1,965 positions worth $16.6B, down 19% from $20.5B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Capstone Investment Advisors withdrew a net $5.42B in Q3 2022, closing 322 positions and reducing 515 holdings. Its most notable exit was iShares MSCI USA Min Vol Factor ETF, an estimated $94.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.7% of assets, up from 1.9% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in State Street SPDR S&P 500 ETF Trust worth $194M.

  • Capstone Investment Advisors's largest Q3 2022 buy was State Street SPDR S&P 500 ETF Trust: 542,951 shares worth $194M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2022, an estimated $77.3M increase.
  • Capstone Investment Advisors's biggest Q3 2022 reduction was Amazon, cutting an estimated $47.2M.
  • Capstone Investment Advisors fully exited iShares MSCI USA Min Vol Factor ETF in Q3 2022, selling an estimated $94.6M.
  • Capstone Investment Advisors's ten largest holdings make up 48% of its $16.6B portfolio in Q3 2022.
  • Capstone Investment Advisors opened 161 new positions and closed 322 in Q3 2022.
  • Capstone Investment Advisors's portfolio value fell 19% quarter-over-quarter to $16.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2022, filed 10 Nov 2022.