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Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
(+14%)
Cap. Flow
+$4.7B
Cap. Flow
% of AUM
9.32%
Top 10 Holdings %
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$115M |
| 2 |
NUAN
Nuance Communications, Inc.
NUAN
|
+$77.9M |
| 3 |
Apple
AAPL
|
+$66.7M |
| 4 |
Amazon
AMZN
|
+$65.6M |
| 5 |
KSU
Kansas City Southern
KSU
|
+$56.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WORK
Slack Technologies, Inc.
WORK
|
+$196M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$160M |
| 3 |
MXIM
Maxim Integrated Products
MXIM
|
+$152M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$44.9M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$37.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 1.67% |
| 2 | Communication Services | 1.07% |
| 3 | Industrials | 0.84% |
| 4 | Healthcare | 0.66% |
| 5 | Financials | 0.55% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
PUT
Morgan Stanley
MS
$338B
| $127M | 0.25% |
1,304,200
+113,800
| +10% | +$11.3M |
|
77
PUT
Advanced Micro Devices
AMD
$774B
| $126M | 0.25% |
1,227,200
-59,100
| -5% | -$6.04M |
|
78
PUT
Caterpillar
CAT
$388B
| $125M | 0.25% |
652,800
+148,000
| +29% | +$30.8M |
|
79
PUT
Honeywell
HON
$72.9B
| $125M | 0.25% |
625,353
-12,626
| -2% | -$2.69M |
|
80
PUT
Boeing
BA
$184B
| $124M | 0.24% |
561,700
+22,200
| +4% | +$4.95M |
|
81
PUT
Starbucks
SBUX
$122B
| $123M | 0.24% |
1,112,000
+64,300
| +6% | +$7.53M |
|
82
PUT
United Parcel Service
UPS
$88.8B
| $121M | 0.24% |
662,300
+42,000
| +7% | +$8.29M |
|
83
PUT
American Tower
AMT
$79B
| $120M | 0.24% |
453,000
+131,700
| +41% | +$37.5M |
|
84
PUT
IBM
IBM
$225B
| $118M | 0.23% |
885,334
+35,668
| +4% | +$4.77M |
|
85
PUT
Union Pacific
UNP
$174B
| $117M | 0.23% |
598,600
-16,500
| -3% | -$3.56M |
|
86
PUT
AT&T
T
$168B
| $117M | 0.23% |
5,727,889
-148,817
| -3% | -$3.13M |
|
87
PUT
Applied Materials
AMAT
$417B
| $117M | 0.23% |
906,800
-123,000
| -12% | -$16.7M |
|
|
88
Microsoft
MSFT
$3.74T
| $113M | 0.22% |
401,712
+395,560
| +6,430% | +$115M |
|
89
PUT
Verizon
VZ
$196B
| $112M | 0.22% |
2,078,800
-211,500
| -9% | -$11.7M |
|
90
PUT
Deere & Co
DE
$167B
| $111M | 0.22% |
330,600
+49,200
| +17% | +$17.7M |
|
91
PUT
TSMC
TSM
$2.19T
| $110M | 0.22% |
986,300
+438,600
| +80% | +$51.5M |
|
92
PUT
NextEra Energy
NEE
$179B
| $109M | 0.22% |
1,388,000
+287,900
| +26% | +$23.2M |
|
93
CALL
JPMorgan Chase
JPM
$962B
| $108M | 0.21% |
661,800
+63,200
| +11% | +$9.91M |
|
94
CALL
NVIDIA
NVDA
$5.27T
| $107M | 0.21% |
5,187,000
+495,000
| +11% | +$10.3M |
|
95
PUT
Elevance Health
ELV
$84.7B
| $104M | 0.21% |
277,900
+13,000
| +5% | +$4.94M |
|
96
PUT
RTX Corp
RTX
$302B
| $103M | 0.2% |
1,197,900
-55,800
| -4% | -$4.77M |
|
97
PUT
ConocoPhillips
COP
$151B
| $102M | 0.2% |
1,504,500
+567,600
| +61% | +$32.8M |
|
|
98
Amazon
AMZN
$2.94T
| $102M | 0.2% |
618,960
+380,520
| +160% | +$65.6M |
|
99
PUT
Amgen
AMGN
$224B
| $101M | 0.2% |
475,000
-47,300
| -9% | -$10.9M |
|
100
PUT
CVS Health
CVS
$120B
| $100M | 0.2% |
1,179,500
+64,900
| +6% | +$5.44M |
|
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NAMI
Capstone Investment Advisors's Q3 2021 Portfolio in Review
As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.
By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.
- Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
- Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
- Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
- Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
- Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
- Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
- Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.
Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.