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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$33.9B
AUM Growth
+$4.09B
Cap. Flow
+$2.45B
Cap. Flow %
7.22%
Top 10 Hldgs %
25.91%
Holding
2,064
New
405
Increased
721
Reduced
487
Closed
425

Top Buys

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$152M
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$150M
3
AAPL icon
Apple
AAPL
+$111M
4
WORK
Slack Technologies, Inc.
WORK
+$95.5M
5
XLNX
Xilinx Inc
XLNX
+$84.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$251M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$128M
3
VAR
Varian Medical Systems, Inc.
VAR
+$113M
4
META icon
Meta Platforms (Facebook)
META
+$68.5M
5
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$50.2M

Sector Composition

Rank Sector Weight
1 Technology 1.89%
2 Communication Services 0.84%
3 Healthcare 0.82%
4 Consumer Discretionary 0.57%
5 Financials 0.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAT icon
76
PUT
Caterpillar
CAT
$388B
$98.1M 0.29%
423,100
+236,600
+127% +$49M
AMD icon
77
PUT
Advanced Micro Devices
AMD
$774B
$96.9M 0.29%
1,234,300
+138,800
+13% +$12M
VZ icon
78
PUT
Verizon
VZ
$196B
$93.7M 0.28%
1,610,500
+754,900
+88% +$42.6M
GOOGL icon
79
CALL
Alphabet (Google) Class A
GOOGL
$4.2T
$92.2M 0.27%
894,000
-242,000
-21% -$23.9M
SBUX icon
80
PUT
Starbucks
SBUX
$122B
$91.6M 0.27%
838,700
-13,000
-2% -$1.36M
INTU icon
81
PUT
Intuit
INTU
$92B
$89.5M 0.26%
233,600
+49,200
+27% +$18.9M
JPM icon
82
CALL
JPMorgan Chase
JPM
$962B
$85.1M 0.25%
559,300
+33,400
+6% +$4.81M
RTX icon
83
PUT
RTX Corp
RTX
$302B
$85M 0.25%
1,100,300
+146,500
+15% +$10.7M
GOOG icon
84
CALL
Alphabet (Google) Class C
GOOG
$4.19T
$81.5M 0.24%
788,000
-172,000
-18% -$17.1M
LOW icon
85
PUT
Lowe's Companies
LOW
$124B
$81.4M 0.24%
428,200
+25,400
+6% +$4.36M
META icon
86
CALL
Meta Platforms (Facebook)
META
$1.53T
$79.5M 0.23%
269,900
-195,200
-42% -$52.6M
UPS icon
87
PUT
United Parcel Service
UPS
$88.8B
$79.2M 0.23%
466,200
+67,800
+17% +$11M
LMT icon
88
PUT
Lockheed Martin
LMT
$138B
$78.1M 0.23%
211,500
+107,500
+103% +$36.9M
NOW icon
89
PUT
ServiceNow
NOW
$132B
$77.7M 0.23%
777,000
+102,000
+15% +$10.8M
LRCX icon
90
PUT
Lam Research
LRCX
$390B
$76.5M 0.23%
1,285,000
+290,000
+29% +$15.8M
CVS icon
91
PUT
CVS Health
CVS
$120B
$76.3M 0.22%
1,014,600
+596,300
+143% +$43.4M
PM icon
92
PUT
Philip Morris
PM
$290B
$73.3M 0.22%
826,500
+505,800
+158% +$43M
MS icon
93
PUT
Morgan Stanley
MS
$338B
$73.1M 0.22%
941,200
+84,800
+10% +$6.5M
BRK.B icon
94
CALL
Berkshire Hathaway Class B
BRK.B
$1.11T
$72.7M 0.21%
284,400
-3,300
-1% -$801K
AXP icon
95
PUT
American Express
AXP
$230B
$72.6M 0.21%
513,300
+188,400
+58% +$24.9M
ELV icon
96
PUT
Elevance Health
ELV
$84.7B
$72.5M 0.21%
202,000
+50,300
+33% +$16.2M
GE icon
97
PUT
GE Aerospace
GE
$382B
$72M 0.21%
1,099,850
+298,868
+37% +$18.1M
CI icon
98
PUT
Cigna
CI
$72.4B
$70.8M 0.21%
293,000
+121,700
+71% +$27.1M
JNJ icon
99
CALL
Johnson & Johnson
JNJ
$626B
$68.7M 0.2%
417,900
+133,900
+47% +$21.7M
IBM icon
100
PUT
IBM
IBM
$225B
$67.8M 0.2%
532,205
+313,486
+143% +$37.5M
2 3
4
5 6

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Capstone Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Capstone Investment Advisors held 2,064 positions worth $33.9B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Capstone Investment Advisors deployed $2.45B of net new capital in Q1 2021, opening 405 new positions and adding to 721 existing holdings. Its largest new stake was PG&E Corporation: 290,000 shares worth $33.1M.

By sector, the portfolio is most concentrated in Technology at 1.9% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $251M trimmed.

  • Capstone Investment Advisors's largest Q1 2021 buy was PG&E Corporation: 290,000 shares worth $33.1M.
  • Capstone Investment Advisors added most to Alexion Pharmaceuticals in Q1 2021, an estimated $152M increase.
  • Capstone Investment Advisors's biggest Q1 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $251M.
  • Capstone Investment Advisors fully exited Builders FirstSource in Q1 2021, selling an estimated $33.2M.
  • Capstone Investment Advisors's ten largest holdings make up 26% of its $33.9B portfolio in Q1 2021.
  • Capstone Investment Advisors opened 405 new positions and closed 425 in Q1 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $33.9B.

Based on Capstone Investment Advisors's 13F filing for Q1 2021, filed 17 May 2021.