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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+11.86%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$29.9B
AUM Growth
+$10.3B
Cap. Flow
+$392M
Cap. Flow %
1.31%
Top 10 Hldgs %
32.62%
Holding
1,811
New
425
Increased
695
Reduced
505
Closed
154

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$170M
2
VAR
Varian Medical Systems, Inc.
VAR
+$122M
3
WORK
Slack Technologies, Inc.
WORK
+$120M
4
META icon
Meta Platforms (Facebook)
META
+$80.2M
5
BABA icon
Alibaba
BABA
+$58.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$358M
2
TIF
Tiffany & Co.
TIF
+$95.4M
3
IMMU
Immunomedics Inc
IMMU
+$72.3M
4
MS icon
Morgan Stanley
MS
+$57.8M
5
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
+$23.8M

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.95%
2 Technology 1.35%
3 Healthcare 1.24%
4 Energy 0.44%
5 Financials 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
V icon
76
CALL
Visa
V
$690B
$69.3M 0.23%
316,900
+99,500
+46% +$20.4M
DIS icon
77
CALL
Walt Disney
DIS
$183B
$69.3M 0.23%
382,300
+172,900
+83% +$24.8M
RTX icon
78
PUT
RTX Corp
RTX
$255B
$68.2M 0.23%
953,800
+287,500
+43% +$18.9M
BA icon
79
PUT
Boeing
BA
$157B
$67.5M 0.23%
315,500
+117,000
+59% +$22.5M
UPS icon
80
PUT
United Parcel Service
UPS
$79.9B
$67.1M 0.22%
398,400
+79,200
+25% +$13.4M
JPM icon
81
CALL
JPMorgan Chase
JPM
$912B
$66.8M 0.22%
525,900
+238,700
+83% +$26.7M
BRK.B icon
82
CALL
Berkshire Hathaway Class B
BRK.B
$1.08T
$66.7M 0.22%
287,700
+33,200
+13% +$7.31M
SYK icon
83
PUT
Stryker
SYK
$104B
$65.6M 0.22%
267,900
+132,700
+98% +$30.1M
NVDA icon
84
CALL
NVIDIA
NVDA
$5.43T
$65.3M 0.22%
5,004,000
+448,000
+10% +$6M
LOW icon
85
PUT
Lowe's Companies
LOW
$106B
$64.7M 0.22%
402,800
-3,800
-0.9% -$617K
UNP icon
86
PUT
Union Pacific
UNP
$163B
$64.5M 0.22%
309,600
-16,000
-5% -$3.2M
CSCO icon
87
PUT
Cisco
CSCO
$421B
$63.2M 0.21%
1,412,300
-106,600
-7% -$4.38M
WFC icon
88
PUT
Wells Fargo
WFC
$251B
$60.4M 0.2%
2,002,400
+616,800
+45% +$16M
MS icon
89
PUT
Morgan Stanley
MS
$308B
$58.7M 0.2%
856,400
+473,200
+123% +$27.2M
AMAT icon
90
PUT
Applied Materials
AMAT
$385B
$58.2M 0.2%
674,600
+211,700
+46% +$15.6M
PFE icon
91
CALL
Pfizer
PFE
$163B
$57.5M 0.19%
1,562,400
+499,441
+47% +$18.3M
C icon
92
PUT
Citigroup
C
$225B
$57.3M 0.19%
928,700
+161,800
+21% +$8.22M
CL icon
93
PUT
Colgate-Palmolive
CL
$68.6B
$57.2M 0.19%
669,400
+199,600
+42% +$16.5M
FDX icon
94
PUT
FedEx
FDX
$67.7B
$56.6M 0.19%
218,100
+64,600
+42% +$17.9M
MRK icon
95
PUT
Merck
MRK
$367B
$54.4M 0.18%
696,920
+22,742
+3% +$1.74M
T icon
96
PUT
AT&T
T
$174B
$54.4M 0.18%
2,503,022
+1,276,601
+104% +$27.5M
MU icon
97
PUT
Micron Technology
MU
$1.22T
$54.3M 0.18%
721,600
+245,700
+52% +$14.8M
TMUS icon
98
PUT
T-Mobile US
TMUS
$177B
$53M 0.18%
393,300
+46,500
+13% +$5.74M
BMY icon
99
PUT
Bristol-Myers Squibb
BMY
$128B
$52.3M 0.18%
842,500
+112,200
+15% +$6.9M
GS icon
100
PUT
Goldman Sachs
GS
$272B
$51.1M 0.17%
193,600
+93,100
+93% +$20.7M
2 3
4
5 6

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Capstone Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Capstone Investment Advisors held 1,811 positions worth $29.9B, up 53% from $19.6B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Capstone Investment Advisors's Q4 2020 filing shows 425 new, 695 increased, 505 reduced and 154 closed positions. Its largest new stake was Slack Technologies, Inc.: 3,536,973 shares worth $149M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $358M.

By sector, the portfolio is most concentrated in Miscellaneous at 95% of assets, up from 95% a quarter earlier, followed by Technology and Healthcare.

  • Capstone Investment Advisors's largest Q4 2020 buy was Slack Technologies, Inc.: 3,536,973 shares worth $149M.
  • Capstone Investment Advisors added most to Invesco QQQ Trust in Q4 2020, an estimated $170M increase.
  • Capstone Investment Advisors's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $358M.
  • Capstone Investment Advisors fully exited Immunomedics Inc in Q4 2020, selling an estimated $72.3M.
  • Capstone Investment Advisors's ten largest holdings make up 33% of its $29.9B portfolio in Q4 2020.
  • Capstone Investment Advisors opened 425 new positions and closed 154 in Q4 2020.
  • Capstone Investment Advisors's portfolio value rose 53% quarter-over-quarter to $29.9B.

Based on Capstone Investment Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.