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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$18.5B
AUM Growth
+$3.98B
Cap. Flow
+$2.5B
Cap. Flow %
13.46%
Top 10 Hldgs %
21.74%
Holding
1,532
New
189
Increased
877
Reduced
255
Closed
157

Top Buys

Rank Stock Value
1
GDX icon
VanEck Gold Miners ETF
GDX
+$69.8M
2
AAPL icon
Apple
AAPL
+$55.1M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$33M
4
BAC icon
Bank of America
BAC
+$25.3M
5
WMT icon
Walmart Inc
WMT
+$23.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$463M
2
CELG
Celgene Corp
CELG
+$133M
3
AGN
Allergan plc
AGN
+$95.6M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$68.6M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$38.4M

Sector Composition

Rank Sector Weight
1 Technology 1.19%
2 Financials 1.05%
3 Healthcare 0.78%
4 Consumer Discretionary 0.72%
5 Consumer Staples 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMO icon
76
PUT
Thermo Fisher Scientific
TMO
$224B
$49.3M 0.27%
151,900
+3,900
+3% +$1.18M
LOW icon
77
PUT
Lowe's Companies
LOW
$124B
$48.5M 0.26%
404,800
+124,700
+45% +$14.3M
ABT icon
78
PUT
Abbott
ABT
$190B
$47.8M 0.26%
549,800
+59,600
+12% +$4.99M
BBL
79
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$47.6M 0.26%
1,012,860
+242,977
+32% +$10.7M
GS icon
80
PUT
Goldman Sachs
GS
$301B
$47.5M 0.26%
206,600
+65,600
+47% +$14.2M
ACN icon
81
PUT
Accenture
ACN
$110B
$47.4M 0.26%
225,000
+62,200
+38% +$12.1M
TXN icon
82
PUT
Texas Instruments
TXN
$257B
$46.8M 0.25%
364,500
-2,100
-0.6% -$259K
PM icon
83
PUT
Philip Morris
PM
$290B
$46.7M 0.25%
549,000
+50,600
+10% +$4.17M
QCOM icon
84
PUT
Qualcomm
QCOM
$171B
$46.2M 0.25%
523,300
+74,800
+17% +$6.26M
IBM icon
85
PUT
IBM
IBM
$225B
$45.8M 0.25%
357,418
+17,573
+5% +$2.28M
AMT icon
86
PUT
American Tower
AMT
$79B
$45.1M 0.24%
196,100
+72,500
+59% +$15.8M
GOOG icon
87
CALL
Alphabet (Google) Class C
GOOG
$4.19T
$44.9M 0.24%
672,000
+96,000
+17% +$6.19M
AMZN icon
88
Amazon
AMZN
$2.94T
$44.2M 0.24%
478,420
+114,800
+32% +$10.2M
CI icon
89
PUT
Cigna
CI
$72.4B
$44.1M 0.24%
215,500
+66,700
+45% +$12.2M
GE icon
90
PUT
GE Aerospace
GE
$382B
$44M 0.24%
790,368
+42,856
+6% +$2.21M
PFE icon
91
CALL
Pfizer
PFE
$152B
$43.7M 0.24%
1,176,159
+275,411
+31% +$9.81M
SMH icon
92
CALL
VanEck Semiconductor ETF
SMH
$70.6B
$43.5M 0.23%
615,000
+390,200
+174% +$25.5M
UPS icon
93
PUT
United Parcel Service
UPS
$88.8B
$43.3M 0.23%
369,800
+40,000
+12% +$4.74M
ISRG icon
94
PUT
Intuitive Surgical
ISRG
$142B
$43.1M 0.23%
218,700
+59,400
+37% +$11.1M
V icon
95
CALL
Visa
V
$677B
$43M 0.23%
228,700
+18,800
+9% +$3.39M
ELV icon
96
PUT
Elevance Health
ELV
$84.7B
$42.4M 0.23%
140,400
+41,900
+43% +$11.5M
DD icon
97
PUT
DuPont de Nemours
DD
$19.5B
$41.8M 0.23%
518,391
+30,751
+6% +$2.55M
NVDA icon
98
CALL
NVIDIA
NVDA
$5.27T
$41.3M 0.22%
7,016,000
+944,000
+16% +$4.91M
GOOGL icon
99
CALL
Alphabet (Google) Class A
GOOGL
$4.2T
$41.1M 0.22%
614,000
+156,000
+34% +$10.1M
SO icon
100
PUT
Southern Company
SO
$106B
$40.4M 0.22%
634,200
+158,200
+33% +$9.8M
2 3
4
5 6

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Capstone Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Capstone Investment Advisors held 1,532 positions worth $18.5B, up 27% from $14.6B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Capstone Investment Advisors deployed $2.5B of net new capital in Q4 2019, opening 189 new positions and adding to 877 existing holdings. Its largest new stake was Costco: 66,964 shares worth $19.7M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 0.77% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $463M trimmed.

  • Capstone Investment Advisors's largest Q4 2019 buy was Costco: 66,964 shares worth $19.7M.
  • Capstone Investment Advisors added most to VanEck Gold Miners ETF in Q4 2019, an estimated $69.8M increase.
  • Capstone Investment Advisors's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $463M.
  • Capstone Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $133M.
  • Capstone Investment Advisors's ten largest holdings make up 22% of its $18.5B portfolio in Q4 2019.
  • Capstone Investment Advisors opened 189 new positions and closed 157 in Q4 2019.
  • Capstone Investment Advisors's portfolio value rose 27% quarter-over-quarter to $18.5B.

Based on Capstone Investment Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.